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arXiv:2509.06947 · Physical review. B./Physical review. B

Towards effective models for low-dimensional cuprates: From ground-state Hamiltonian reconstruction to spectral functions

Hannah Lange, Tizian Blatz, Ulrich Schollwöck, Sebastian Paeckel, Annabelle Bohrdt

Published Jan 26, 2026• 0 citations
arXivHTMLPDF

Abstract

Understanding which minimal effective model captures the essential physics of cuprates is a key step towards unraveling the mechanism behind high- T c superconductivity. Recent measurements of the dynamical spin structure factor (DSF) in cuprate ladder compounds have indicated the presence of an additional, attractive term in the single-band Hubbard model, potentially originating from electron-phonon interactions. Here, we demonstrate that similar DSF features can also be captured by t − J descriptions with a smaller attractive term. Motivated by this observation, we systematically investigate the strength and origin of different contributions to the single-band Hamiltonians by downfolding either from the three-band Emery model or the electron-phonon coupled Hubbard-Holstein model. For one-dimensional systems, we find that the extended versions of both single-band descriptions can reproduce the experimentally observed DSF signatures. Finally, we extend our analysis to two dimensions by comparing two-hole correlation functions for the different single-band models. Our results provide new insights into the long-standing question of which single-band Hamiltonian can capture the essential physics of cuprates.

DOI
10.1103/n2ql-32n3

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Understanding which minimal effective model captures the essential physics of cuprates is a key step towards unraveling the mechanism behind high- T c superconductivity. Recent measurements of the dynamical spin structure factor (DSF) in cuprate ladder compounds have indicated the presence of an additional, attractive term in the single-band Hubbard model, potentially originating from electron-phonon interactions. Here, we demonstrate that similar DSF features can also be captured by t − J descriptions with a smaller attractive term. Motivated by this observation, we systematically investigate the strength and origin of different contributions to the single-band Hamiltonians by downfolding either from the three-band Emery model or the electron-phonon coupled Hubbard-Holstein model. For one-dimensional systems, we find that the extended versions of both single-band descriptions can reproduce the experimentally observed DSF signatures. Finally, we extend our analysis to two dimensions by comparing two-hole correlation functions for the different single-band models. Our results provide new insights into the long-standing question of which single-band Hamiltonian can capture the essential physics of cuprates.
The appearance of certain spectral features in one-dimensional (1D) cuprate materials has been attributed to a strong, extended attractive coupling between electrons. Here, using time-dependent density matrix renormalization group methods on a Hubbard-extended Holstein model, we show that extended electron-phonon ({\it e-ph}) coupling presents an obvious choice to produce such an attractive interaction that reproduces the observed spectral features and doping dependence seen in angle-resolved photoemission experiments: diminished 3kF3k_F3kF​ spectral weight, prominent spectral intensity of a holon-folding branch, and the correct holon band width. While extended {\it e-ph} coupling does not qualitatively alter the ground state of the 1D system compared to the Hubbard model, it quantitatively enhances the long-range superconducting correlations and suppresses spin correlations. Such an extended {\it e-ph} interaction may be an important missing ingredient in describing the physics of the structurally similar two-dimensional high-temperature superconducting layered cuprates, which may tip the balance between intertwined orders in favor of uniform ddd-wave superconductivity.
Abstract The appearance of certain spectral features in one-dimensional (1D) cuprate materials has been attributed to a strong, extended attractive coupling between electrons. Here, using time-dependent density matrix renormalization group methods on a Hubbard-extended Holstein model, we show that extended electron-phonon (e-ph) coupling presents an obvious choice to produce such an attractive interaction that reproduces the observed spectral features and doping dependence seen in angle-resolved photoemission experiments: diminished 3kF3k_F3kF​ spectral weight, prominent spectral intensity of a holon-folding branch, and the correct holon band width. While extended e-ph coupling does not qualitatively alter the ground state of the 1D system compared to the Hubbard model, it quantitatively enhances the long-range superconducting correlations and suppresses spin correlations. Such an extended e-ph interaction may be an important missing ingredient in describing the physics of the structurally similar two-dimensional high-temperature superconducting layered cuprates, which may tip the balance between intertwined orders in favor of uniform ddd-wave superconductivity.
Abstract The appearance of certain spectral features in one-dimensional (1D) cuprate materials has been attributed to a strong, extended attractive coupling between electrons. Here, using time-dependent density matrix renormalization group methods on a Hubbard-extended Holstein model, we show that extended electron-phonon (e–ph) coupling presents an obvious choice to produce such an attractive interaction that reproduces the observed spectral features and doping dependence seen in angle-resolved photoemission experiments: diminished 3kF spectral weight, prominent spectral intensity of a holon-folding branch, and the correct holon band width. While extended e–ph coupling does not qualitatively alter the ground state of the 1D system compared to the Hubbard model, it quantitatively enhances the long-range superconducting correlations and suppresses spin correlations. Such an extended e–ph interaction may be an important missing ingredient in describing the physics of the structurally similar two-dimensional high-temperature superconducting layered cuprates, which may tip the balance between intertwined orders in favor of uniform d-wave superconductivity.
We calculate the properties of the two-band Hubbard model using the dynamical cluster approximation. The phase diagram resembles the generic phase diagram of the cuprates, showing a strong asymmetry with respect to electron- and hole-doped regimes, in agreement with experiment. Asymmetric features are also seen in one-particle spectral functions and in the charge, spin, and ddd-wave pairing-susceptibility functions. We address the possible reduction of the two-band model to a low-energy single-band one, as it was suggested by Zhang and Rice. Comparing the two-band Hubbard model properties with the single-band Hubbard model ones, we have found similar low-energy physics provided that the next-nearest-neighbor hopping term ${t}^{\ensuremath{'}}$ has a significant value $({t}^{\ensuremath{'}}∕t\ensuremath{\approx}0.3)$. The parameter ${t}^{\ensuremath{'}}$ is the main culprit for the electron-hole asymmetry. However, a significant value of ${t}^{\ensuremath{'}}$ cannot be provided in a strict Zhang and Rice [Phys. Rev. B 37, R3759 (1988); 41, 7243 (1990)] picture where the extra holes added into the system bind to the existing Cu holes forming local singlets. We note that by considering approximate singlet states, such as plaquette states, reasonable values of ${t}^{\ensuremath{'}}$, which capture qualitatively the physics of the two-band model, can be obtained. We conclude that a single-band $t\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}U$ Hubbard model captures the basic physics of the cuprates concerning superconductivity, antiferromagnetism, pseudogap, and electron-hole asymmetry, but is not suitable for a quantitative analysis or to describe physical properties involving energy scales larger than about 0.5 eV.
We discuss recent applications of exact numerical continued fraction expansion (CFE) techniques to calculate dynamical correlation functions of various strong-coupling models related to the high-temperature cuprate superconductors. For the two-dimensional square-lattice spin-1/2 Heisenberg antiferromagnet, we present exact results for the zero-temperature dynamical structure factor on finite-sized lattices and compare them to approximate results from a Schwinger boson mean-field theory, recently proposed by Arovas and Auerbach. We find that the mean-field theory represents a very good approximation to the exact spin excitation spectra and to the static spin correlations. We then investigation the dynamical spin-spin structure factor and the single-particle spectral function for finite model clusters with dopant induced hole-type charge carriers, in the strong-coupling limit of both the single-band Hubbard model (t-J-model) and the three-band Hubbard model (Kondo-Heisenberg model). Our results are consistent with the physical picture recently proposed by Zhang and Rice which implies an approximate mapping of the low-energy states in the three-band model onto an effective single-band theory. 33 refs., 4 figs.
Quasi-one-dimensional (1D) materials provide a unique platform for understanding the importance and influence of extended interactions on the physics of strongly correlated systems due to their relative structural simplicity and the existence of powerful theoretical tools well adapted to one spatial dimension. Recently, this was highlighted by anomalous observations in the single-particle spectral function $A(q,\ensuremath{\omega})$ of 1D cuprate chain compounds, measured by angle-resolved photoemission spectroscopy (ARPES), which were explained by the presence of a long-range attractive interaction. Such an extended interaction should leave its fingerprints on other observables, notably the dynamical spin structure factor $S(q,\ensuremath{\omega})$, measured by neutron scattering or resonant inelastic x-ray scattering. Starting from a simple Hubbard Hamiltonian in 1D and using time-dependent density matrix renormalization group methods, we show that the presence of long-range attractive coupling, directly through an instantaneous Coulomb interaction VVV or retarded electron-phonon (el-ph) coupling, can introduce significant spectral weight redistribution in $S(q,\ensuremath{\omega})$ across a wide range of doping. This underscores the significant impact that extended interactions can have on dynamical correlations among particles, and the importance of properly incorporating this influence in modeling. Our results demonstrate that $S(q,\ensuremath{\omega})$ can provide a sensitive experimental constraint, which complements ARPES measurements, in identifying key interactions in 1D cuprates, beyond the standard Hubbard model.