arXiv:2508.19536 · Physical review. B./Physical review. B
Superconductivity and the quasiparticle mass enhancement near the charge density wave critical point using the Bethe-Salpeter method: Application to cuprates
In recent years, charge-channel order in strongly correlated metals has attracted much attention. Representative examples include electronic nematic order in cuprates and iron-based superconductors, and Star-of-David order in kagome metals. Critical phenomena and unconventional superconductivity arising from fluctuations of such charge-channel orders are central issues today; however, the essential role is played by many-body effects (vertex corrections) beyond the mean-field approximation, and their origin and computational methods have not been established. In this study, we propose the Bethe-Salpeter equation method to evaluate electron-electron interactions in two-dimensional Hubbard models beyond the mean-field approximation. Based on the Baym-Kadanoff conserving approximation, we find that an attractive interaction in the charge channel emerges from the Aslamazov-Larkin vertex corrections that describe the interference processes among spin fluctuations. Applying this method to the square-lattice Hubbard model shows that the cooperation of attractive charge fluctuations and repulsive spin fluctuations yields high-${T}_{c} d$-wave superconductivity together with enhanced effective mass. These results provide a natural explanation for the phase diagram of cuprate superconductors, in which $d$-wave superconductivity is strongly enhanced near the charge-order critical point. The theory can also be applied to iron-based and nickelate superconductors, suggesting broad potential for future applications.
In recent years, charge-channel order in strongly correlated metals has attracted much attention. Representative examples include electronic nematic order in cuprates and iron-based superconductors, and Star-of-David order in kagome metals. Critical phenomena and unconventional superconductivity arising from fluctuations of such charge-channel orders are central issues today; however, the essential role is played by many-body effects (vertex corrections) beyond the mean-field approximation, and their origin and computational methods have not been established. In this study, we propose the Bethe-Salpeter equation method to evaluate electron-electron interactions in two-dimensional Hubbard models beyond the mean-field approximation. Based on the Baym-Kadanoff conserving approximation, we find that an attractive interaction in the charge channel emerges from the Aslamazov-Larkin vertex corrections that describe the interference processes among spin fluctuations. Applying this method to the square-lattice Hubbard model shows that the cooperation of attractive charge fluctuations and repulsive spin fluctuations yields high-Tcd-wave superconductivity together with enhanced effective mass. These results provide a natural explanation for the phase diagram of cuprate superconductors, in which d-wave superconductivity is strongly enhanced near the charge-order critical point. The theory can also be applied to iron-based and nickelate superconductors, suggesting broad potential for future applications.
The discovery of the charge-density-wave formation in the high-Tc cuprate superconductors has activated intensive theoretical studies for the pseudogap states. However, the microscopic origin of the charge-density-wave state has been unknown so far since the many-body effects beyond the mean-field-level approximations, called the vertex corrections, are essential. Toward solving this problem, we employ the recently developed functional renormalization group method, by which we can calculate the higher-order vertex corrections in a systematic and unbiased way with high numerical accuracy. We discover the critical development of the p-orbital-density-wave (p-ODW) instability in the strong-spin-fluctuation region. The obtained p-ODW state possesses the key characteristics of the charge-ordering pattern in Bi- and Y-based superconductors, such as the wave vector parallel to the nearest Cu-Cu direction, and the d-symmetry form factor with the antiphase correlation between px and py orbitals in the same unit cell. In addition, from the observation of the beautiful scaling relation between the spin susceptibility and the p-ODW susceptibility, we conclude that the main driving force of the density wave is the Aslamazov-Larkin vertex correction that becomes very singular near the magnetic quantum-critical point.
High temperature superconductivity in copper oxides (cuprates) represents one of the most striking phenomena in condensed matter physics. These materials host superconducting states with the highest known critical temperatures, emerging upon doping antiferromagnetic insulator compounds. The antiferromagnetic (AF) insulating and superconducting (SC) phases defy standard descriptions in terms of band picture and conventional phonon-mediated superconductivity. In fact, these phenomena are genuine signatures of strong electronic correlations which hinder effective single-particle descriptions of the many-electron system. After 40 years since their discovery, it is widely accepted that the Hubbard model on the square lattice provides a minimal description of the low-energy electronic properties of cuprates. The model describes the competition between the electronic kinetic energy, modelled by nearest-neighbours hopping t, and the Coulomb repulsion, modelled by a purely local interaction potential U. At half-filling, this competition results in the so-called "Mott localisation" phenomenon, which distinguishes the metallic phase for U/t « 1 from an insulating phase for U/t » 1. The latter is characterised by the almost complete localisation of electrons due to the high energetic cost of hopping towards occupied sites. Interestingly, this basic competition is intimately related to AF ordering and, upon doping, to the formation of the SC state with characteristic d-wave symmetry. The fact that a purely repulsive interaction U is responsible for the formation of a SC state is remarkable, being superconductivity typically associated with an effective attractive interaction. In fact, a d-wave SC state can also be obtained, in general, by considering an attractive potential between electrons of neighbouring sites. Motivated by this observation, in this thesis, we study a modified version of the Hubbard model, dubbed as the "extended Hubbard model", in which we include a nearest-neighbours attractive potential -V. The general goal of this work is to explore the interplay between the purely local repulsion and the non-local attraction. This is not only motivated by the fact that both interactions are, in principle, responsible for d-wave superconductivity, but also by recent experimental observations which strongly suggest that the term -V needs to be included in order to accurately describe the magnetic spectra of some specific compounds. In this thesis, we study the extended Hubbard model using the Hartree-Fock method. Namely, we approximate the ground state by implementing a variational search in the subspace of the many-body Hilbert space of gaussian states. Despite its simplicity, the Hartree-Fock method provides a powerful framework to study competition among different phases, originating from different symmetry breaking mechanisms. In particular, we study the competition between three different phases: the normal phase, characterised by no symmetry breaking, the AF phase, characterised by a lowering of SU(2) symmetry, and the SC phase, characterised by the breaking of U(1) charge conservation. This thesis work led to a number of original results, which can be summarised by the general observation that the non-local attraction -V acts cooperatively with the local repulsion U for the stabilisation of the various phases hosted by the Hubbard model. For the normal phase, we find that the non-local attraction acts as a source of Mott localisation, leading to an effective reduction of the electronic bandwidth. In particular, for values of V larger than a critical value and close to half-filling, we find a strong Mott localisation characterised by the complete flattening of the electronic bands. Interestingly, this result shows an example of Mott localisation that can be described at the level of the Hartree-Fock approximation, whereas Mott localisation in the conventional Hubbard model usually requires more sophisticated approximation schemes. For the AF phase, we restrict our analysis to the half-filled case. We find that the pairing-induced Mott localisation leads to a significant enhancement of the magnetisation, primarily originating from the local repulsion U. Finally, we focus on the superconducting phase and derive self-consistency equations in both singlet and triplet Cooper pairing channels, showing how Cooper pairing can be mediated simultaneously by both the local repulsion and the non-local attraction. Therefore, we numerically investigate the singlet channel and find evidence of "symmetry mixing", namely, the formation of a superconducting gap that is neither symmetric nor anti-symmetric under rotations of π/2 in the plane. We show that symmetry mixing is connected to the emergence of a finite nematic order parameter, that signals the breaking of planar rotational symmetry. This nematic symmetry breaking results in the fact that the renormalisation of bands becomes anisotropic, producing a difference in electronic kinetics in the x and y directions. To summarise, the original results obtained in this thesis show that the non-local pairing provides a different route towards the formation of key strongly correlated phenomena, including Mott localisation and nematic superconductivity, and call for future investigation using more sophisticated methods such as, for example, the Dynamical Mean Field Theory.
Understanding the impact of electronic correlations onto the properties of cuprate superconductors is one of the most prominent tasks of solid state physics. In particular, the intermingling of short range strong correlations, driving the Mott or charge-transfer insulator in the parent compound, and the long range antiferromagnetic scattering processes in the highly doped regime poses severe difficulties to the theoretical description. This thesis studies the impact of short and intermediate ranged strong correlations on the electronic properties of the 2D Hubbard model in the half-filled and doped cases by means of cellular dynamical mean-field theory (CDMFT), i.e. real-space clusters embedded in a dynamical mean-field. Specifically, the effect of incorporating gradually longer ranged correlations onto the metal-insulator transition is analysed and dynamic next-neighbour spin correlations are identified as the cause of the insulating state. Furthermore, by introducing the Bethe-Salpeter scheme for embedded clusters, spin, charge and pairing susceptibilities are computed, incorporating the short ranged strong correlations exactly via the effective interaction of CDMFT and at the same time treating long-ranged fluctuations in a perturbative manner. Firstly, this allows to study the charge response at the Mott transition, identifying the non-local extended s-wave character of the transition. Secondly, in the hole-doped case, the pseudogap, the Knight-shift, a d-wave superconducting instability and unilateral charge instabilities with a periodicity of 4 lattice sites in the s-wave and d-wave channel are observed, all of which strongly depend on next-neighbour spin singlet-like correlations contained in the effective interaction of CDMFT. This work paves the way for computing the conductivity at the boundary between the pseudogap regime and the Fermi liquid. This doctoral thesis was conducted at the Max Planck Institute for Solid State Research and the University of Stuttgart.
A supercurrent is well recognized as being of prime importance within mean-field theory, but remains largely unexplored in strongly correlated electron systems (SCES) and the quantum critical region. To clarify the impact of the supercurrent on magnetism and superconductivity near an antiferromagnetic quantum critical point, we study the two-dimensional Hubbard model based on a fluctuation exchange approximation for a current-carrying superconducting state. We show a supercurrent-induced antiferromagnetism and emergence of spin-triplet Cooper pairs. The former results from Bogoliubov Fermi surfaces, suppression in the superconducting gap, and strong correlation effects beyond the mean-field theory. Our results suggest that the supercurrent can bring out rich phenomena of superconductivity in SCES.
The doped Hubbard model is a simple model for high-Tc cuprate superconductors, while its ground state remains a challenge. Here, by performing state-of-the-art variational Monte Carlo calculations for the strong-coupling Hubbard model, we find evidence that the d-wave superconducting phase emerges always near the phase separation region and the superconducting order has one-to-one correspondence with the enhancement of charge compressibility. The order as well as the phase separation are vulnerable to realistic intersite Coulomb interaction, while the superexchange interaction enhances both. An appropriate combination of these two widens the stable superconducting phase.
We study the onset of spin-density wave order in itinerant electron systems via a two-dimensional lattice model amenable to numerically exact, sign-problem-free determinantal quantum Monte Carlo simulations. The finite-temperature phase diagram of the model reveals a dome-shaped d-wave superconducting phase near the magnetic quantum phase transition. Above the critical superconducting temperature, an extended fluctuation regime manifests itself in the opening of a gap in the electronic density of states and an enhanced diamagnetic response. While charge density wave fluctuations are moderately enhanced in the proximity of the magnetic quantum phase transition, they remain short ranged. The striking similarity of our results to the phenomenology of many unconventional superconductors points a way to a microscopic understanding of such strongly coupled systems in a controlled manner.