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arXiv:2508.08255 · Physical Review Letters

Observation of Metal-Insulator and Spectral Phase Transitions in Aubry-André-Harper Models

Quan Lin, Christopher Cedzich, Qi Zhou, Peng Xue

Published Apr 30, 2026• 1 citation
arXivHTMLPDF

Abstract

Non-Hermitian extensions of the Aubry-André-Harper (AAH) model reveal a rich variety of phase transitions arising from the interplay of quasiperiodicity and nonhermiticity. Despite their theoretical significance, experimental explorations remain challenging due to intricacies in realizing controlled nonhermiticity. Here, we present the first experimental realization of the unitary almost-Mathieu operator that simulates the AAH model by employing single-photon quantum walks. We systematically observe a phase transition between localized and delocalized regimes in the Hermitian limit. Subsequently, by introducing a nonreciprocal hopping, we experimentally probe the parity-time symmetry-breaking transition that is characterized by the emergence of complex quasienergies. Moreover, we identify a novel spectral transition exclusive to discrete-time settings, beyond which the real parts of all quasienergies vanish. These results clarify the interplay between localization, symmetry breaking, and topology in non-Hermitian quasicrystals, thereby paving the way for future exploration of synthetic quantum matter.

DOI
10.1103/tz2n-lqxx

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Non-Hermitian extensions of the Aubry-André-Harper (AAH) model reveal a rich variety of phase transitions arising from the interplay of quasiperiodicity and nonhermiticity. Despite their theoretical significance, experimental explorations remain challenging due to intricacies in realizing controlled nonhermiticity. Here, we present the first experimental realization of the unitary almost-Mathieu operator that simulates the AAH model by employing single-photon quantum walks. We systematically observe a phase transition between localized and delocalized regimes in the Hermitian limit. Subsequently, by introducing a nonreciprocal hopping, we experimentally probe the parity-time symmetry-breaking transition that is characterized by the emergence of complex quasienergies. Moreover, we identify a novel spectral transition exclusive to discrete-time settings, beyond which the real parts of all quasienergies vanish. These results clarify the interplay between localization, symmetry breaking, and topology in non-Hermitian quasicrystals, thereby paving the way for future exploration of synthetic quantum matter.
Localization in non-Hermitian quasicrystals can differ fundamentally from its Hermitian counterpart when non-reciprocity is spatially disordered. Here we study a one-dimensional non-Hermitian Aubry-André-Harper chain with a Bernoulli imaginary gauge field and quasiperiodic onsite modulation. In the nearest-neighbor limit, we identify an anomalous transition from a fully erratic non-Hermitian skin effect (ENHSE) phase to a fully localized phase. Although the fractal dimension vanishes in both regimes, the Lyapunov exponent and the fluctuation of the eigenstate center of mass sharply distinguish them. For generic finite-size realizations, this transition is further accompanied by a complex-to-real spectral change under periodic boundary conditions and a change of spectral winding from nontrivial to trivial. With weak next-nearest-neighbor hopping, we uncover an anomalous mobility edge at the same location as in the Hermitian generalized Aubry-André-Harper model, but separating Anderson-localized states from ENHSE-type macroscopic-accumulation states rather than extended states. We further show that this anomalous localization structure is reflected in spectral winding and wave-packet dynamics: single realizations exhibit winding-dependent drift, winding-resolved averaging preserves opposite directional responses, and full disorder averaging largely restores Hermitian-like transport. Our results establish practical diagnostics of anomalous localization and mobility edges in non-Hermitian quasicrystals.
Localization-delocalization transition and PT\mathscr{P}\mathscr{T}PT-symmetry breaking via second-neighbor coupling in a Heisenberg spin chain
The exploration of non-Hermitian quantum systems, particularly those governed by parity-time ([Formula: see text])-symmetry, has revealed a rich landscape of unconventional phase transitions and localization phenomena. Spin chains with quasiperiodic potentials and competing Heisenberg interactions provide a versatile framework for probing these effects. In this study, we investigate the dynamical and spectral signatures of [Formula: see text]-symmetry breaking and localization-delocalization transitions in spin chains subjected to a non-Hermitian Aubry-André potential and tunable Heisenberg couplings across nearest ([Formula: see text]) and next-nearest neighbors ([Formula: see text]). Our analysis reveals that increasing [Formula: see text] monotonically shifts the critical point [Formula: see text], while [Formula: see text] induces a non-linear response, generating a distinct minimum in [Formula: see text]. Notably, [Formula: see text] leads to the emergence of partially imaginary eigenvalues beyond [Formula: see text], decoupling the onset of [Formula: see text]-symmetry breaking from the localization transition. Using inverse and normalized participation ratios, we identify three distinct phases: extended, localized, and an intermediate hybrid regime characterized by a mobility edge. To capture the dynamical fingerprints of these phases, we employ time-dependent density distribution, long-time survival probability [Formula: see text], analysis. Extended phases exhibit ballistic spreading and algebraic decay, while localized regimes show spatial confinement and exponential decay. These observables serve as robust indicators of non-Hermitian phase transitions, offering insights beyond static spectral measures. Overall, our findings underscore the critical role of dynamical metrics in characterizing phase structure in non-Hermitian spin systems. As interest in non-equilibrium quantum dynamics continues to grow, such models provide a compelling platform for understanding the interplay between [Formula: see text]-symmetry, localization, and quantum coherence in complex many-body systems.
One-dimensional non-Hermitian quasicrystals with parity and time-reversal (PT) symmetry can simultaneously exhibit localization-delocalization transition, topological phase transition, and PT-symmetry-breaking transition. This motivates this work to investigate how the absence of PT symmetry impacts topological metal-insulator transitions in non-Hermitian quasicrystals. We propose a non-Hermitian quasiperiodic model that generally does not preserve PT symmetry and demonstrate that, in most parameter regions, such a system supports triple phase transitions that encompass localization, topology, and degeneracy-breaking. The system may also exhibit a particular type of localization-delocalization transition analogous to the Hermitian case, namely, without activating topological phase transitions or degeneracy-breaking transitions. Our work extends the topological metal-insulator transitions previously studied in PT-symmetric systems to a more general class of non-Hermitian setting, and further reveals that non-Hermitian systems can host distinct types of localization behavior.
The critical phase of a non-Hermitian quasicrystal can support stronger transport than its surrounding delocalized phase. We demonstrate this anomalous behavior in the one-dimensional nonreciprocal Aubry-André-Harper model through a combined study of dynamical quantum phase transitions (DQPTs) and wavepacket diffusion. Using a parity-sorted energy-spectrum classification that directly encodes the generalized PT\mathcal{PT}PT symmetry, we find that DQPTs in this system are energy-resolved, in contrast to the energy-independent DQPTs of Hermitian quasicrystals. The energy-resolved features are most pronounced when the initial and final Hamiltonians belong to different phases (localized or extended), and they are tied to the even-odd index structure of the spectrum, which we exploit to organize the quench-dynamical landscape. For wavepacket dynamics after a single-site quench, the diffusion exponent βββ, extracted from the long-time power-law scaling of the root-mean-square displacement σ(τ)σ(τ)σ(τ), partitions the phase diagram into four distinct regimes. In the Hermitian limit the extended phase is ballistic (β=1β=1β=1), the critical phase is normally diffusive (β=0.5β=0.5β=0.5), and the localized phase yields β→0β\to 0β→0. Nonreciprocity reverses this hierarchy: the extended phase becomes normally diffusive, while the critical phase turns ballistic. We trace the anomalous β=1β=1β=1 at criticality to the self-similar multifractal structure of the critical eigenstates, whose nodal positions are organized by the golden ratio. A finite-size scaling ansatz built on the wave-front propagation yields σ(τ)∝τσ(τ)\proptoτσ(τ)∝τ. The parity-resolved DQPTs and the βββ-phase diagram establish two complementary dynamical diagnostics of nonreciprocal quasicrystals, in which nonreciprocity promotes transport at the critical point and suppresses it in the delocalized phase.
We investigate the interplay between the non-Hermitian skin effect and Aubry-André-Harper (AAH) quasiperiodic disorder in a one-dimensional Su-Schrieffer-Heeger (SSH) chain with nonreciprocal hopping. By exact diagonalization, transfer-matrix analysis, and an analytical similarity-transformation argument, we map the full ( , δδδ) phase diagram, where A is the AAH modulation strength and the nonreciprocity parameter. We identify five distinct regimes: ( ) topological with extended bulk, (II) AAH-localized, (III) skin-localized, (IV) fully localized, and a previously unreported (V) competition regime exhibiting reentrant partial delocalization, in which intermediate quasiperiodic disorder disrupts the directional skin accumulation before ultimately Anderson-localizing all states. Using phase-averaged diagnostics and finite-size scaling, we confirm that the reentrant regime is robust, characterized by a non-monotonic inverse participation ratio that sharpens with increasing system size. We derive an analytical expression for the modified localization boundary λc(δ)=2veffwλ_{c}(δ)=2\sqrt{v_{eff}w}λc​(δ)=2veff​w​ with vvff=v2−δ2v_{vff}=\sqrt{v^{2}-δ^{2}}vvff​=v2−δ2​, which agrees with numerical Lyapunov exponent calculations. We further show that quasiperiodic disorder progressively unwinds the complex spectral loops, destroying the point-gap topology at a critical strength distinct from the band-topological transition ; that the skin effect suppresses entanglement entropy to near-zero values while sufficiently strong AAH disorder partially restores it ; and that the SSH sublattice structure absent in the widely studied non-Hermitian AAH chain is essential for producing the five-phase landscape, as demonstrated by direct comparison with the non-dimerized limit.
Abstract We study the critical behaviors of the ground and first-excited states in the one-dimensional nonreciprocal Aubry-André-Harper (AAH) model using both the self-normal and biorthogonal fidelity susceptibilities. We demonstrate that fidelity susceptibility serves as a probe for the phase transition in the nonreciprocal AAH model. For ground states, characterized by real eigenenergies across the entire regime, both fidelity susceptibilities near the critical points scale as N 2 , akin to the Hermitian AAH model. However, for the first-excited states, the fidelity susceptibilities exhibit distinct scaling laws, contingent upon whether the lattice consists of even or odd sites. For even lattices, both the self-normal and biorthogonal fidelity susceptibilities near the critical points continue to scale as N 2 . In contrast, for odd lattices, the biorthogonal fidelity susceptibilities diverge, while the self-normal fidelity susceptibilities exhibit linear behavior, indicating a novel scaling law.