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arXiv:2507.15466

't Hooft Anomalies and Defect Conformal Manifolds: Topological Signatures from Modulated Effective Actions

Christian Copetti

Published Jul 21, 2025• 0 citations
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Abstract

Symmetry breaking of continuous symmetries by extended dynamical defects entails the existence of defect families, which form conformal manifolds in a critical setup. In the presence of bulk 't Hooft anomalies, defects are in fact required to break the symmetry: defect conformal manifolds are anomaly-enforced. We show that, by coupling the system to a modulated deformation parameter, the geometric structure of the conformal manifold is sensitive to the 't Hooft anomaly. This leads to measurable effects in the presence of a boundary/defect: in (1+1)d the anomaly predicts a quantized boundary charge pumping, while in higher dimensions it gives rise to non-dissipative boundary Hall currents.

DOI
10.48550/arxiv.2507.15466

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Symmetry breaking of continuous symmetries by extended dynamical defects entails the existence of defect families, which form conformal manifolds in a critical setup. In the presence of bulk 't Hooft anomalies, defects are in fact required to break the symmetry: defect conformal manifolds are anomaly-enforced. We show that, by coupling the system to a modulated deformation parameter, the geometric structure of the conformal manifold is sensitive to the 't Hooft anomaly. This leads to measurable effects in the presence of a boundary/defect: in (1+1)d the anomaly predicts a quantized boundary charge pumping, while in higher dimensions it gives rise to non-dissipative boundary Hall currents.
We consider systems in which a continuous symmetry GGG, which may be anomalous, is spontaneously broken to an anomaly-free subgroup HHH such that the effective action for the Goldstone modes contains topologically nontrivial terms. If the original system has trivial GGG anomaly, then it is known that the possible topological terms are fully determined by SPT or SET invariants of the residual HHH symmetry. Here we address the more general setting in which the GGG symmetry has an anomaly. We argue that in general, the appropriate concept to consider is the ``compatibility relation'' between the Goldstone invariants and the GGG anomaly. In the case where the Goldstone modes can be gapped out to obtain invertible families (i.e., without any topological order), we give an explicit mathematical scheme to construct the desired compatibility relation. We also address the case where gapping out the Goldstone modes leads to a family of topologically ordered states. We discuss several examples including the canonical Thouless pump, the quantum Hall ferromagnet, pumps arising from breaking U(1)\mathrm{U}(1)U(1) symmetry at the boundary of topological insulators in two and three dimensions, and pumps classified by the higher Chern number.
Anomalies of generalized symmetries are closely related to the statistics of topological excitations. Truncating a symmetry transformation to a finite region produces an operator that creates symmetry defects on its boundary; we call this a symmetry patch operator. Such operators resemble hopping operators that create topological excitations at the boundary of their support, but this geometric similarity does not justify identifying the two. For finite Abelian groups in one spatial dimension, we prove that if the same family of local operators defines both valid hopping operators and compatible symmetry patches, the type-III component of the anomaly is −2-2−2 times that of the statistics. We establish a one-to-one correspondence between statistics and anomaly by treating hopping operators as symmetric operators that commute with the global symmetry, following the description of symmetry through the algebra of local symmetric operators. We explain this correspondence through gauging by coupling boundary matter to a Dijkgraaf-Witten gauge field in one higher spatial dimension. Hopping operators act on the gauge-invariant degrees of freedom. After fixing the background gauge field, the residual gauge transformations become the global symmetry, and the gauge invariance of hopping operators becomes the requirement that they commute with this symmetry.
In two dimensions, magnetic higher-order topological insulators (HOTIs) are characterized by excess boundary charge and a compensating bulk ``filling anomaly.'' At the same time, without additional noncrystalline symmetries, the boundaries of two-dimensional HOTIs are gapped and featureless at low energies, while the bulk of the system is predicted to have a topological response to the insertion of lattice (particularly disclination) defects. Until recently, a precise connection between these effects has remained elusive. In this work, we point the direction towards a unifying field-theoretic description for the bulk and boundary response of magnetic HOTIs. By focusing on the low-energy description of the gapped boundary of a two-dimensional magnetic HOTI with no time-reversing symmetries, we show that the boundary charge and filling anomaly arise from the gravitational ``Gromov-Jensen-Abanov'' (GJA) response action [A. Gromov et al., Phys. Rev. Lett. 116, 126802 (2016)] in the context of the quantum Hall effect. As in quantum Hall systems, the GJA action cancels apparent anomalies associated with the bulk response to disclinations, allowing us to derive a concrete connection between the bulk and boundary theories of HOTIs. We show how our results elucidate the connection between higher-order topology and geometric response in band insulators, and point towards a route to understanding interacting higher-order topological phases beyond the simple cases considered here.
In this article, we study quantum critical phenomena in surfaces of symmetry-protected topological matter, i.e., surface topological quantum criticality. A generic phase boundary of gapless surfaces in a symmetry-protected state shall be a codimension one manifold in an interaction parameter space of dimension Dp{D}_{p}Dp​ (where ppp refers to the parameter space) where the value of Dp{D}_{p}Dp​ further depends on bulk topologies. In the context of fermionic topological insulators that we focus on, Dp{D}_{p}Dp​ depends on the number of half-Dirac cones N\mathcal{N}N. We construct such manifolds explicitly for a few interaction parameter spaces with various Dp{D}_{p}Dp​ values. Most importantly, we further illustrate that in cases with Dp=3{D}_{p}=3Dp​=3 and 6, there are submanifolds of fixed points that dictate the universalities of surface topological quantum criticality. These infrared stable manifolds are associated with emergent symmetries in the renormalization-group-equation flow naturally appearing in the loop expansion. Unlike in the usual order-disorder quantum critical phenomena, typically governed by an isolated Wilson-Fisher fixed point, we find in the one-loop approximation surface topological quantum criticalities are naturally captured by conformal manifolds where the number of marginal operators uniquely determines their codimensions. Isolated strong-coupling fixed points also appear, usually as the endpoints in the phase boundary of surface topological quantum phases. However, their extreme infrared instabilities along multiple directions suggest that they shall be related to multicritical surface topological quantum critical phenomena rather than generic surface topological quantum criticality. We also discuss and classify higher-loop symmetry-breaking effects, which can either distort the conformal manifolds or further break the conformal manifolds down to a few distinct fixed points.
We study 't Hooft anomalies and the related anomaly inflow for subsystem global symmetries. These symmetries and anomalies arise in a number of exotic systems, including models with fracton order such as the XXX-cube model. As is the case for ordinary global symmetries, anomalies for subsystem symmetries can be canceled by anomaly inflow from a bulk theory in one higher dimension; the corresponding bulk is therefore a nontrivial subsystem symmetry protected topological (SSPT) phase. We demonstrate these phenomena in several examples with continuous and discrete subsystem global symmetries, as well as time-reversal symmetry. For each example we describe the boundary anomaly, and present classical continuum actions for the corresponding bulk SSPT phases, which describe the response of background gauge fields associated with the subsystem symmetries. Interestingly, we show that the anomaly does not uniquely specify the bulk SSPT phase. In general, the latter may also depend on how the symmetry and the associated foliation structure on the boundary are extended into the bulk.
't Hooft anomalies impose fundamental constraints on quantum matter and often lead to emergent symmetry structures upon gauging. We analyze a lattice model with four global symmetries realizing a mixed anomaly described by ∼a1∧a2∧a3∧a4\sim a_1\wedge a_2\wedge a_3\wedge a_4∼a1​∧a2​∧a3​∧a4​, where the aia_iai​ denote background gauge fields for the global symmetries. Through explicit lattice gauging, we demonstrate the emergence of higher symmetry structures, including 2-group, non-invertible, and higher fusion categorical symmetries. We also provide a field-theoretical understanding of these results. Applying this framework to systems with Lieb-Schultz-Mattis anomalies, obtained by promoting part of the internal symmetries to translational symmetries, we demonstrate that modulated (dipole) symmetries arise as direct counterparts of those in systems with purely internal typeIV anomalies. Importantly, we uncover a qualitatively new feature absent in previously studied modulated symmetries: their realization can become intrinsically defect-dependent. In particular, the emergent symmetry structure changes depending on whether symmetry defects are present. This work establishes a concrete lattice realization of mixed anomalies and reveals a rich structure of emergent symmetries, thereby clarifying their role in constraining quantum phases of matter.