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arXiv:2507.12016 · Applied Physics Letters

Unlocking inaccessible performance of the quantum refrigerator with catalysts

Cong Fu, Ousi Pan, Zhiqiang Fan, Yushun Tang, Jincan Chen, Youhui Lin, Shanhe Su

Published Jan 19, 2026• 1 citation
arXivHTMLPDF

Abstract

Quantum thermal machines offer promising platforms for exploring the fundamental limits of thermodynamics at the microscopic scale. Building on majorization theory, we further extend the catalytic concept to a two-stroke quantum refrigerator via discrete strokes. The working medium consists of two two-level systems and two heat reservoirs at different temperatures and is assisted by an auxiliary system acting as a catalyst. We show that the presence of the catalyst leads to two significant enhancements: it enables the coefficient of performance and the cooling capacity to exceed the Otto bound and allows the refrigerator to operate in frequency and temperature regimes that are inaccessible without a catalyst. These results highlight the potential of catalytic mechanisms to broaden the operational capabilities of quantum thermal devices and to surpass conventional thermodynamic performance limits.

DOI
10.1063/5.0315104

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Quantum thermal machines offer promising platforms for exploring the fundamental limits of thermodynamics at the microscopic scale. Building on majorization theory, we further extend the catalytic concept to a two-stroke quantum refrigerator via discrete strokes. The working medium consists of two two-level systems and two heat reservoirs at different temperatures and is assisted by an auxiliary system acting as a catalyst. We show that the presence of the catalyst leads to two significant enhancements: it enables the coefficient of performance and the cooling capacity to exceed the Otto bound and allows the refrigerator to operate in frequency and temperature regimes that are inaccessible without a catalyst. These results highlight the potential of catalytic mechanisms to broaden the operational capabilities of quantum thermal devices and to surpass conventional thermodynamic performance limits.
We demonstrate how to incorporate a catalyst to enhance the performance of a heat engine. Specifically, we analyze efficiency in one of the simplest engine models, which operates in only two strokes and comprises of a pair of two-level systems, potentially assisted by a d-dimensional catalyst. When no catalysis is present, the efficiency of the machine is given by the Otto efficiency. Introducing the catalyst allows for constructing a protocol which overcomes this bound, while new efficiency can be expressed in a simple form as a generalization of Otto's formula: 1-(1/d)(ω_{c}/ω_{h}). The catalyst also provides a bigger operational range of parameters in which the machine works as an engine. Although an increase in engine efficiency is mostly accompanied by a decrease in work production (approaching zero as the system approaches Carnot efficiency), it can lead to a more favorable trade-off between work and efficiency. The provided example introduces new possibilities for enhancing performance of thermal machines through finite-dimensional ancillary systems.
We consider a model of heat engine operating in the microscopic regime: the two-stroke engine. It produces work and exchanges heat in two discrete strokes that are separated in time. The working body of the engine consists of two d-level systems initialized in thermal states at two distinct temperatures. Additionally, an auxiliary nonequilibrium system called catalyst may be incorporated with the working body of the engine, provided the state of the catalyst remains unchanged after the completion of a thermodynamic cycle. This ensures that the work produced by the engine arises solely from the temperature difference. Upon establishing the rigorous thermodynamic framework, we characterize twofold improvement stemming from the inclusion of a catalyst. Firstly, we prove that in the noncatalytic scenario, the optimal efficiency of the two-stroke heat engine with a working body composed of two-level systems is given by the Otto efficiency, which can be surpassed by incorporating a catalyst with the working body. Secondly, we show that incorporating a catalyst allows the engine to operate in frequency and temperature regimes that are not accessible for noncatalytic two-stroke engines. We conclude with a general conjecture about the advantage brought by a catalyst: including the catalyst with the working body always allows to improve efficiency over the noncatalytic scenario for any microscopic two-stroke heat engines. We prove this conjecture for two-stroke engines where the working body is composed of two d-level systems initialized in thermal states at two distinct temperatures, as long as the final joint state leading to optimal efficiency in the noncatalytic scenario is not a product state, or at least one of the d-level system is not thermal.
The study of nanoscopic thermal devices attracts an increasing attention, not only because of their key role in understanding the emergence of thermodynamics from quantum theory, but also for the potential use of quantum-mechanical thermal cycles, especially refrigerators, in quantum technologies. This thesis, is devoted to the performance optimization of autonomous (heat-driven) refrigerators. For a quantum refrigerator, one has a full microscopic description of the simple system serving as a working medium, and of its interaction with the external heat baths. This enables a consistent `finite-time? thermodynamic analysis, not relying on any phenomenological assumptions about the leading sources of irreversibility, and allows to establish arguably general performance bounds, essential to benchmark the operation of realistic devices. In particular, tight and model-independent upper bounds for the coefficient of performance at maximum power, are derived here for a class of strongly coupled refrigerators, and seen to hold more generally for other types of heat and power-driven cycles. Remarkably, these ultimate limitations only depend on the particulars of the system-baths interaction at the interface with the object to be cooled. Strategies might be then defined so as to saturate those limits: It is shown how the working medium of the refrigerator may be, for instance, scaled up into a parallel multi-stage configuration, resembling that of macroscopic multi-effect absorption chillers, as a means to increase its cooling power. Similarly, by applying reservoir engineering techniques on selected transitions between the energy states of the working medium, one can mimic exploitable non-equilibrium fluctuations in the baths, capable of boosting the overall power and COP beyond what would be otherwise allowed by the second law of thermodynamics. In this way, heat-driven chillers could be set to compete on a equal footing with the best power-driven refrigerators.
We investigate the performance of a quantum Otto refrigerator operating in finite time and exploiting local counterdiabatic techniques. We evaluate its coefficient of performance and cooling power when the working medium consists of a quantum harmonic oscillator with a time-dependent frequency. We find that the quantum refrigerator outperforms its conventional counterpart, except for very short cycle times, even when the driving cost of the local counterdiabatic driving is included. We moreover derive upper bounds on the performance of the thermal machine based on quantum speed limits and show that they are tighter than the second law of thermodynamics.
We identify and interpret the possible quantum thermal machine regimes with a transverse-field Ising model as the working substance. In general, understanding the emergence of such regimes in a many-body quantum system is challenging due to the dependence on the many energy levels in the system. By considering infinitesimal work strokes, we can understand the operation from equilibrium properties of the system. We find that infinitesimal work strokes enable both heat engine and accelerator operation, with the output and boundaries of operation described by macroscopic properties of the system, in particular the net transverse magnetization. At low temperatures, the regimes of operation and performance can be understood from quasiparticles in the system, while at high temperatures an expansion of the free energy in powers of inverse temperature describes the operation. The understanding generalises to larger work strokes when the temperature difference between the hot and cold reservoirs is large. For hot and cold reservoirs close in temperature, a sufficiently large work stroke can enable refrigerator and heater regimes. Our results and method of analysis will prove useful in understanding the possible regimes of operation of quantum many-body thermal machines more generally.
Experimental demonstration of a truly quantum mechanical solid-state heat engine or refrigerator remains elusive up to now. Here, a four-stroke quantum refrigerator that can be realized using a superconducting qubit coupled alternately to two resonators with embedded reservoirs is analyzed theoretically. Besides being a practically feasible thermal machine, this concept presents a number of fundamentally interesting features. At high frequencies, the system exhibits nearly coherent dynamics, leading to quantum oscillations in cooling power versus operation frequency. At intermediate frequencies, an ideal Otto cycle can be realized. In the nearly adiabatic regime, the cooling power is quadratic in frequency and can be separated to classical and quantum contributions. Interestingly, it is shown here that quantum coherence leads always to performance that is inferior as compared to that arising from purely classical dynamics. Furthermore, in the nearly adiabatic regime the efficiency of the refrigerator exceeds clearly that of the standard Otto cycle.