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arXiv:2506.16176 · Physical review. B./Physical review. B

Spectral statistics, nonequilibrium dynamics, and thermalization in random matrices with global Z 2 symmetry

Adway Kumar Das

Published Mar 13, 2026• 2 citations
arXivHTMLPDF

Abstract

Z 2 symmetry is ubiquitous in quantum mechanics, where it drives various phase transitions and emergent physics. The role of Z 2 symmetry in the thermalization of a local observable in a disordered system can be understood using random matrix theory. To do so, we consider random symmetric centrosymmetric (SC) matrix as a toy model where a Z 2 symmetry, namely, the exchange symmetry, is conserved. Such a conservation law splits the Hilbert space into decoupled subspaces such that the energy spectrum of an SC matrix is a superposition of two pure spectra. After discussing the known results on the correlations of such mixed spectra, we consider different initial states and analytically compute the time evolution of their survival probability and associated timescales. We show that there exist certain low-energy initial states which do not decay over a very long timescales such that a measure zero fraction of random SC matrices exhibit spontaneous symmetry breaking. Later, we look at the equilibrium values of local observables like the density-density correlation, kinetic energy operator, and compare them against the average values from the microcanonical and canonical ensembles. We find that when the observable violates (respects) the global symmetry of the Hamiltonian, the equilibrium value is independent (dependent) of the symmetry of the initial state. However, irrespective of such symmetry constraints, the fluctuations of the diagonal terms of the observables within microcanonical shells decay with system size such that the ansatz of the eigenstate thermalization hypothesis remains valid. We show that the equilibrium value converges to the canonical average for all the observables and initial states, indicating that thermalization occurs despite the presence of a global symmetry.

DOI
10.1103/8v6c-qydj

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Z 2 symmetry is ubiquitous in quantum mechanics, where it drives various phase transitions and emergent physics. The role of Z 2 symmetry in the thermalization of a local observable in a disordered system can be understood using random matrix theory. To do so, we consider random symmetric centrosymmetric (SC) matrix as a toy model where a Z 2 symmetry, namely, the exchange symmetry, is conserved. Such a conservation law splits the Hilbert space into decoupled subspaces such that the energy spectrum of an SC matrix is a superposition of two pure spectra. After discussing the known results on the correlations of such mixed spectra, we consider different initial states and analytically compute the time evolution of their survival probability and associated timescales. We show that there exist certain low-energy initial states which do not decay over a very long timescales such that a measure zero fraction of random SC matrices exhibit spontaneous symmetry breaking. Later, we look at the equilibrium values of local observables like the density-density correlation, kinetic energy operator, and compare them against the average values from the microcanonical and canonical ensembles. We find that when the observable violates (respects) the global symmetry of the Hamiltonian, the equilibrium value is independent (dependent) of the symmetry of the initial state. However, irrespective of such symmetry constraints, the fluctuations of the diagonal terms of the observables within microcanonical shells decay with system size such that the ansatz of the eigenstate thermalization hypothesis remains valid. We show that the equilibrium value converges to the canonical average for all the observables and initial states, indicating that thermalization occurs despite the presence of a global symmetry.
We analyze the thermalization properties and the validity of the eigenstate thermalization hypothesis in a generic class of quantum Hamiltonians where the quench parameter explicitly breaks a Z2{Z}_{2}Z2​ symmetry. Natural realizations of such systems are given by random matrices expressed in a block form where the terms responsible for the quench dynamics are the off-diagonal blocks. Our analysis examines both dense and sparse random matrix realizations of the Hamiltonians and the observables. Sparse random matrices may be associated with local quantum Hamiltonians and they show a different spread of the observables on the energy eigenstates with respect to the dense ones. In particular, the numerical data seem to support the existence of rare states, i.e., states where the observables take expectation values that are different compared to the typical ones sampled by the microcanonical distribution. In the case of sparse random matrices, we also extract the finite-size behavior of two different time scales associated with the thermalization process.
Using the ergodicity principle for the expectation values of several types of observables, we investigate the thermalization process in isolated fermionic systems.These are described by the two-body random ensemble, which is a paradigmatic model to study quantum chaos and especially the dynamical transition from integrability to chaos.By means of exact diagonalizations we analyze the relevance of the eigenstate thermalization hypothesis as well as the influence of other factors, such as the energy and structure of the initial state, or the dimension of the Hilbert space.We also obtain analytical expressions linking the degree of thermalization for a given observable with the so-called number of principal components for transition strengths originating at a given energy, with the dimensions of the whole Hilbert space and microcanonical energy shell, and with the correlations generated by the observable.As the strength of the residual interaction is increased, an order-to-chaos transition takes place, and we show that the onset of Wigner spectral fluctuations, which is the standard signature of chaos, is not sufficient to guarantee thermalization in finite systems.When all the signatures of chaos are fulfilled, including the quasicomplete delocalization of eigenfunctions, the eigenstate thermalization hypothesis is the mechanism responsible for the thermalization of certain types of observables, such as (linear combinations of) occupancies and strength function operators.Our results also suggest that fully chaotic systems will thermalize relative to most observables in the thermodynamic limit.
The eigenstate thermalization hypothesis explains the emergence of the thermodynamic equilibrium in isolated quantum many-body systems by assuming a particular structure of the observable's matrix elements in the energy eigenbasis. Schematically, it postulates that off-diagonal matrix elements are random numbers and the observables can be described by random matrix theory (RMT). To what extent a RMT description applies, more precisely at which energy scale matrix elements of physical operators become truly uncorrelated, is, however, not fully understood. We study this issue by introducing a novel numerical approach to probe correlations between matrix elements for Hilbert-space dimensions beyond those accessible by exact diagonalization. Our analysis is based on the evaluation of higher moments of operator submatrices, defined within energy windows of varying width. Considering nonintegrable quantum spin chains, we observe that matrix elements remain correlated even for narrow energy windows corresponding to timescales of the order of thermalization time of the respective observables. We also demonstrate that such residual correlations between matrix elements are reflected in the dynamics of out-of-time-ordered correlation functions.
It is well-known that thermalization breaks down in presence of an extensive number of symmetries or conservation laws that are mutually compatible or commuting with each other. We ask here how an extensive number of mutually incompatible local symmetries govern eigenstate thermalization (ETH). We will investigate this through models within the class of bond-dependent Z2\mathbb{Z}_2Z2​-symmetric quantum spin-12\frac{1}{2}21​ Hamiltonians that naturally admit this structure. This leads to exponentially large degeneracies in the spectrum governed by the incompatible symmetry structure. Here, using spectral diagnostics, we show that non-integrability can survive despite extensively many conserved quantities when they are incompatible. Furthermore, we show that ETH behavior persists deep into the many-body spectral edge due to this structure. In other words, incompatible local symmetries enable a mechanism to obtain enough thermodynamic entropy at low excitation energy densities to make ETH operational or predictive near the ground state.
Using the ergodicity principle for the expectation values of several types of observables, we investigate the thermalization process in isolated fermionic systems. These are described by the two-body random ensemble, which is a paradigmatic model to study quantum chaos and especially the dynamical transition from integrability to chaos. By means of exact diagonalizations we analyze the relevance of the eigenstate thermalization hypothesis as well as the influence of other factors, such as the energy and structure of the initial state, or the dimension of the Hilbert space. We also obtain analytical expressions linking the degree of thermalization for a given observable with the so-called number of principal components for transition strengths originating at a given energy, with the dimensions of the whole Hilbert space and microcanonical energy shell, and with the correlations generated by the observable. As the strength of the residual interaction is increased, an order-to-chaos transition takes place, and we show that the onset of Wigner spectral fluctuations, which is the standard signature of chaos, is not sufficient to guarantee thermalization in finite systems. When all the signatures of chaos are fulfilled, including the quasicomplete delocalization of eigenfunctions, the eigenstate thermalization hypothesis is the mechanism responsible for the thermalization of certain types of observables, such as (linear combinations of) occupancies and strength function operators. Our results also suggest that fully chaotic systems will thermalize relative to most observables in the thermodynamic limit.
The emergence of statistical mechanics from quantum dynamics is conventionally understood through quantum chaos, the Eigenstate Thermalization Hypothesis (ETH), and canonical typicality, which together explain the thermal behavior of local observables in quantum many-body systems. We provide a distinct mechanism in which, for a quantum many-body system under strong random perturbation, the chaotic behavior of the system's eigenvectors and a constraint on the total energy directly generate a canonical ensemble for the entire system. The canonical ensemble occurs as the first moment of the Porter-Thomas distribution of the system's chaotic eigenstates, and the constraint on the total energy sets the temperature in the ensemble. This yields canonically distributed expectation values without invoking ETH, a microcanonical ensemble, or a subsystem-bath partition for local and global observables. We numerically demonstrate the mechanism for the 1D transverse-field Ising model by showing canonically distributed eigenstate projectors and spin-spin correlators with distinctive temperature dependence of the correlation length. An implementation of this thermalization approach on a quantum computer can be utilized for thermal state preparation.