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arXiv:2506.13581 · Journal of Mathematical Physics

A note on Hall conductance and Hall conductivity in interacting Fermion systems

Stefan Teufel, Marius Wesle

Published Feb 1, 2026• 0 citations
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Abstract

In this note we consider lattice fermions on Z2 with a locally unique gapped ground state and show how to apply the non-equilibrium almost stationary state (NEASS) approach to linear response to derive a formula for the Hall conductance in terms of the ground state expectation of a commutator of modified step functions. This formula is usually derived by a charge pumping argument going back to Laughlin. Here we show that it can also be obtained as the linear response coefficient of the microscopic current response to an adiabatic increase of the chemical potential on a half plane (or more generally on any cone-like region). Indeed, in a manner reminiscent of the bulk-boundary correspondence, we show that raising the chemical potential in any cone-like region gives rise to a current that flows along its boundary and is nearly linear in the increase in chemical potential. We also discuss the connection with the double commutator formula with modified position operators for the Hall conductivity derived in [Wesle et al., Commun. Math. Phys. 406, 199 (2025)] as the linear response coefficient of the macroscopic current response to the adiabatic application of a constant electric field.

DOI
10.1063/5.0295422

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In this note we consider lattice fermions on Z2 with a locally unique gapped ground state and show how to apply the non-equilibrium almost stationary state (NEASS) approach to linear response to derive a formula for the Hall conductance in terms of the ground state expectation of a commutator of modified step functions. This formula is usually derived by a charge pumping argument going back to Laughlin. Here we show that it can also be obtained as the linear response coefficient of the microscopic current response to an adiabatic increase of the chemical potential on a half plane (or more generally on any cone-like region). Indeed, in a manner reminiscent of the bulk-boundary correspondence, we show that raising the chemical potential in any cone-like region gives rise to a current that flows along its boundary and is nearly linear in the increase in chemical potential. We also discuss the connection with the double commutator formula with modified position operators for the Hall conductivity derived in [Wesle et al., Commun. Math. Phys. 406, 199 (2025)] as the linear response coefficient of the macroscopic current response to the adiabatic application of a constant electric field.
Abstract We consider an infinitely extended system of fermions on a d-dimensional lattice with (magnetic) translation-invariant short-range interactions. We further assume that the system has a gapped ground state. Physically, this is a model for the bulk of a generic topological insulator at zero temperature, and we are interested in the current response of such a system to a constant external electric field. Using the non-equilibrium almost-stationary states approach, we prove that the longitudinal current density induced by a constant electric field of strength ε\varepsilon ε ε is of order O(ε∞)\mathcal {O}(\varepsilon ^\infty )O(ε∞) O ( ε ∞ ) , i.e. the system is an insulator in the usual sense. For the Hall current density we show instead that it is linear in ε\varepsilon ε ε up to terms of order O(ε∞)\mathcal {O}(\varepsilon ^\infty )O(ε∞) O ( ε ∞ ) . The proportionality factor σH\sigma _\textrm{H}σH​ σ H is by definition the Hall conductivity, and we show that it is given by a generalization of the well known double commutator formula to interacting systems. As a by-product of our results, we find that the Hall conductivity is constant within gapped phases, and that for d=2d=2d=2 d = 2 the relevant observable that “measures” the Hall conductivity in experiments, the Hall conductance, not only agrees with σH \sigma _{\textrm{H}}σH​ σ H in expectation up to O(ε∞)\mathcal {O}(\varepsilon ^\infty )O(ε∞) O ( ε ∞ ) , but also has vanishing variance. A notable difference to several existing results on the current response in interacting fermion systems is that we consider a macroscopic system exposed to a small constant electric field, rather than to a small voltage drop.
We first review the problem of a rigorous justification of Kubo’s formula for transport coefficients in gapped extended Hamiltonian quantum systems at zero temperature. In particular, the theoretical understanding of the quantum Hall effect rests on the validity of Kubo’s formula for such systems, a connection that we review briefly as well. We then highlight an approach to linear response theory based on non-equilibrium almost-stationary states (NEASS) and on a corresponding adiabatic theorem for such systems that was recently proposed and worked out by one of us in [51] for interacting fermionic systems on finite lattices. In the second part of our paper, we show how to lift the results of [51] to infinite systems by taking a thermodynamic limit.
We review some recent results from the mathematical theory of transport of charge and spin in gapped crystalline quantum systems. The emphasis will be on transport coefficients, such as conductivities and conductances. As for the former, those are computed as appropriate expectations of current operators in a non-equilibrium almost-stationary state (NEASS), which arises from the perturbation of an equilibrium state by an external electric field. While for charge transport the usual double-commutator Kubo formula is recovered (also beyond linear response), we obtain formulas for appropriately defined spin conductivities, which are still explicit but more involved. Certain “Kubo-like” terms in these formulas are also shown to agree with the corresponding contributions to the spin conductance. In addition to that, we employ similar techniques to show a new result, namely that even in systems with non-conserved spin, there is no generation of spin torque, that is, the spin torque operator has an expectation in the NEASS which vanishes faster than any power of the intensity of the perturbing field.
We derive a Kubo-like formula for the thermal Hall conductance of a 2d lattice systems which is free from ambiguities associated with the definition of energy magnetization. We use it to define a relative topological invariant of gapped 2d lattice systems at zero temperature. Up to a numerical factor, it can be identified with the difference of chiral central charges for the corresponding edge modes. This establishes the bulk-boundary correspondence for the chiral central charge. We also show that for any local commuting projector Hamiltonian, the relative chiral central charge vanishes, while for free fermionic systems, it is related to the zero-temperature electric Hall conductance via the Wiedemann-Franz law.
We prove an adiabatic theorem for general densities of observables that are sums of local terms in finite systems of interacting fermions, without periodicity assumptions on the Hamiltonian and with error estimates that are uniform in the size of the system. Our result provides an adiabatic expansion to all orders, in particular, also for the initial data that lie in eigenspaces of degenerate eigenvalues. Our proof is based on ideas from [ 10 ], where Bachmann et al. proved an adiabatic theorem for interacting spin systems. As one important application of this adiabatic theorem, we provide the first rigorous derivation of the adiabatic response formula for the current density induced by an adiabatic change of the Hamiltonian of a system of interacting fermions in a ground state, with error estimates uniform in the system size. We also discuss the application to quantum Hall systems.
We consider two-dimensional Hamiltonians on a torus with finite range, finite strength interactions and a unique ground state with a non-vanishing spectral gap, and a conserved local charge, as defined precisely in the text. Using the local charge operators, we introduce a boundary magnetic flux in the horizontal and vertical direction and evolve the ground state quasi-adiabatically around a square of size one magnetic flux, in flux space. At the end of the evolution we obtain a trivial Berry phase, which we compare, via a method reminiscent of Stokes' Theorem, to the Berry phase obtained from an evolution around a small loop near the origin. As a result, we prove, without any averaging assumption, that the Hall conductance for interacting electron systems is quantized in integer multiples of e^2/h up to small corrections bounded by a function that decays as a stretched exponential in the linear size L. Finally, we discuss extensions to the fractional case under an additional topological order assumption to describe the multiple degenerate ground states.