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arXiv:2411.06967 · Communications in Mathematical Physics

Near Linearity of the Macroscopic Hall Current Response in Infinitely Extended Gapped Fermion Systems

Marius Wesle, Giovann Marcelli, Tadahiro Miyao, Domenico Monaco, Stefan Teufel

Published Jul 2, 2025• 3 citations
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Abstract

Abstract We consider an infinitely extended system of fermions on a d-dimensional lattice with (magnetic) translation-invariant short-range interactions. We further assume that the system has a gapped ground state. Physically, this is a model for the bulk of a generic topological insulator at zero temperature, and we are interested in the current response of such a system to a constant external electric field. Using the non-equilibrium almost-stationary states approach, we prove that the longitudinal current density induced by a constant electric field of strength $$\varepsilon $$ ε is of order $$\mathcal {O}(\varepsilon ^\infty )$$ O ( ε ∞ ) , i.e. the system is an insulator in the usual sense. For the Hall current density we show instead that it is linear in $$\varepsilon $$ ε up to terms of order $$\mathcal {O}(\varepsilon ^\infty )$$ O ( ε ∞ ) . The proportionality factor $$\sigma _\textrm{H}$$ σ H is by definition the Hall conductivity, and we show that it is given by a generalization of the well known double commutator formula to interacting systems. As a by-product of our results, we find that the Hall conductivity is constant within gapped phases, and that for $$d=2$$ d = 2 the relevant observable that “measures” the Hall conductivity in experiments, the Hall conductance, not only agrees with $$ \sigma _{\textrm{H}}$$ σ H in expectation up to $$\mathcal {O}(\varepsilon ^\infty )$$ O ( ε ∞ ) , but also has vanishing variance. A notable difference to several existing results on the current response in interacting fermion systems is that we consider a macroscopic system exposed to a small constant electric field, rather than to a small voltage drop.

DOI
10.1007/s00220-025-05361-y

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Abstract We consider an infinitely extended system of fermions on a d-dimensional lattice with (magnetic) translation-invariant short-range interactions. We further assume that the system has a gapped ground state. Physically, this is a model for the bulk of a generic topological insulator at zero temperature, and we are interested in the current response of such a system to a constant external electric field. Using the non-equilibrium almost-stationary states approach, we prove that the longitudinal current density induced by a constant electric field of strength ε\varepsilon ε ε is of order O(ε∞)\mathcal {O}(\varepsilon ^\infty )O(ε∞) O ( ε ∞ ) , i.e. the system is an insulator in the usual sense. For the Hall current density we show instead that it is linear in ε\varepsilon ε ε up to terms of order O(ε∞)\mathcal {O}(\varepsilon ^\infty )O(ε∞) O ( ε ∞ ) . The proportionality factor σH\sigma _\textrm{H}σH​ σ H is by definition the Hall conductivity, and we show that it is given by a generalization of the well known double commutator formula to interacting systems. As a by-product of our results, we find that the Hall conductivity is constant within gapped phases, and that for d=2d=2d=2 d = 2 the relevant observable that “measures” the Hall conductivity in experiments, the Hall conductance, not only agrees with σH \sigma _{\textrm{H}}σH​ σ H in expectation up to O(ε∞)\mathcal {O}(\varepsilon ^\infty )O(ε∞) O ( ε ∞ ) , but also has vanishing variance. A notable difference to several existing results on the current response in interacting fermion systems is that we consider a macroscopic system exposed to a small constant electric field, rather than to a small voltage drop.
In this note we consider lattice fermions on Z2 with a locally unique gapped ground state and show how to apply the non-equilibrium almost stationary state (NEASS) approach to linear response to derive a formula for the Hall conductance in terms of the ground state expectation of a commutator of modified step functions. This formula is usually derived by a charge pumping argument going back to Laughlin. Here we show that it can also be obtained as the linear response coefficient of the microscopic current response to an adiabatic increase of the chemical potential on a half plane (or more generally on any cone-like region). Indeed, in a manner reminiscent of the bulk-boundary correspondence, we show that raising the chemical potential in any cone-like region gives rise to a current that flows along its boundary and is nearly linear in the increase in chemical potential. We also discuss the connection with the double commutator formula with modified position operators for the Hall conductivity derived in [Wesle et al., Commun. Math. Phys. 406, 199 (2025)] as the linear response coefficient of the macroscopic current response to the adiabatic application of a constant electric field.
We derive a Kubo-like formula for the thermal Hall conductance of a 2d lattice systems which is free from ambiguities associated with the definition of energy magnetization. We use it to define a relative topological invariant of gapped 2d lattice systems at zero temperature. Up to a numerical factor, it can be identified with the difference of chiral central charges for the corresponding edge modes. This establishes the bulk-boundary correspondence for the chiral central charge. We also show that for any local commuting projector Hamiltonian, the relative chiral central charge vanishes, while for free fermionic systems, it is related to the zero-temperature electric Hall conductance via the Wiedemann-Franz law.
We consider a two-dimensional gas of interacting fermions in presence of an external constant magnetic field: the system is extended and homogeneous, and thus assumed to be invariant under magnetic translations. Working within the Hartree-Fock approximation, we analyze the system directly in the thermodynamic limit by solving a self-consistent fixed-point equation for the one-particle density matrix. We prove that, provided that the interactions among fermions are sufficiently weak, there exists a unique one-particle density matrix that solves the self-consistency condition. By choosing the Fermi-Dirac distribution as the function in the fixed-point equation, this approach can describe both positive and zero-temperature cases. At zero temperature and when the chemical potential of the non-interacting system lies in a spectral gap of the free Landau operator, our self-consistent solution is an orthogonal projection (an "interacting" effective Fermi projection). We prove that its integrated density of states varies linearly with the external magnetic field, provided the interaction is weak enough: the slope of this variation is quantized and independent of the interaction. According to the Středa formula, this can be seen as yet another expression of the universality of the quantum Hall effect in weakly interacting systems, at least within the Hartree-Fock approximation.
We first review the problem of a rigorous justification of Kubo’s formula for transport coefficients in gapped extended Hamiltonian quantum systems at zero temperature. In particular, the theoretical understanding of the quantum Hall effect rests on the validity of Kubo’s formula for such systems, a connection that we review briefly as well. We then highlight an approach to linear response theory based on non-equilibrium almost-stationary states (NEASS) and on a corresponding adiabatic theorem for such systems that was recently proposed and worked out by one of us in [51] for interacting fermionic systems on finite lattices. In the second part of our paper, we show how to lift the results of [51] to infinite systems by taking a thermodynamic limit.
Abstract We consider the transport properties of non-interacting, gapless one-dimensional quantum systems and of the edge modes of two-dimensional topological insulators, in the presence of time-dependent perturbations. We prove the validity of Kubo formula, in the zero temperature and infinite volume limit, for a class of perturbations that are weak and slowly varying in space and in time, in an Euler-like scaling. The proof relies on the representation of the real-time Duhamel series in imaginary time, which allows to prove its convergence uniformly in the scaling parameter and in the size of system, at low temperatures. Furthermore, it allows to exploit a suitable cancellation for the scaling limit of the model, related to the emergent anomalous chiral gauge symmetry of relativistic one-dimensional fermions. The cancellation implies that as the temperature and the scaling parameter are sent to zero, the linear response is the only contribution to the full response of the system. The explicit form of the leading contribution to the response function is determined by lattice conservation laws. In particular, the method allows to prove the quantization of the edge conductance of 2 d quantum Hall systems from quantum dynamics.
We study the Hall conductance of a Chern insulator after a global quench of the Hamiltonian. The Hall conductance in the long time limit is obtained by applying the linear response theory to the diagonal ensemble. It is expressed as the integral of the Berry curvature weighted by the occupation number over the Brillouin zone. We identify a topologically driven nonequilibrium phase transition, which is indicated by the nonanalyticity of the Hall conductance as a function of the energy gap mf{m}_{f}mf​ in the post-quench Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{f}$. The topological invariant for the quenched state is the winding number of the Green's function WWW, which equals the Chern number for the ground state of ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{f}$. In the limit ${m}_{f}\ensuremath{\rightarrow}0$, the derivative of the Hall conductance with respect to mf{m}_{f}mf​ is proportional to ln∣mf∣ln|{m}_{f}|ln∣mf​∣, with the constant of proportionality being the ratio of the change of WWW at mf=0{m}_{f}=0mf​=0 to the energy gap in the initial state. This nonanalytic behavior is universal in two-band Chern insulators such as the Dirac model, the Haldane model, or the Kitaev honeycomb model in the fermionic basis.