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arXiv:2506.11288

Bulk Excitations of Invertible Phases

Wenjie Ji, David T. Stephen, Michael Levin, Xie Chen

Published Jun 12, 2025• 0 citations
arXivHTMLPDF

Abstract

Recent developments in the study of topological defects highlight the importance of understanding the multi-dimensional structure of bulk excitations inside a quantum system. When the bulk ground state is trivial, i.e. a product state, excitations on top of it are decoupled from each other and correspond to lower-dimensional phases and their defects within. In this paper, we expand the discussion to invertible phases and study the bulk excitations in, for example, SPT phases, Majorana chains, p + ip superconductors etc. We find that there is a one-to-one correspondence between bulk excitations inside a nontrivial invertible phase and those in a product state. For SPT phases, this can be shown using the symmetric Quantum Cellular Automaton that maps from the product state to the SPT state. More generally, for invertible phases realizable using the Topological Holography construction, we demonstrate the correspondence using the fact that certain gapped boundary conditions of a topological bulk state have only relative distinctions but no absolute ones.

DOI
10.48550/arxiv.2506.11288

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Recent developments in the study of topological defects highlight the importance of understanding the multi-dimensional structure of bulk excitations inside a quantum system. When the bulk ground state is trivial, i.e. a product state, excitations on top of it are decoupled from each other and correspond to lower-dimensional phases and their defects within. In this paper, we expand the discussion to invertible phases and study the bulk excitations in, for example, SPT phases, Majorana chains, p + ip superconductors etc. We find that there is a one-to-one correspondence between bulk excitations inside a nontrivial invertible phase and those in a product state. For SPT phases, this can be shown using the symmetric Quantum Cellular Automaton that maps from the product state to the SPT state. More generally, for invertible phases realizable using the Topological Holography construction, we demonstrate the correspondence using the fact that certain gapped boundary conditions of a topological bulk state have only relative distinctions but no absolute ones.
The bulk-boundary correspondence of topological phases suggests strong connections between the topological features in a d+1-dimensional bulk and the potentially gapless theory on the (d-1)+1-dimensional boundary. In 2+1D topological phases, a direct correspondence can exist between anyonic excitations in the bulk and the topological point defects/primary fields in the boundary 1+1D conformal field theory. In this paper, we study how line excitations in 3+1D topological phases become line defects in the boundary 2+1D theory using the Topological Holography/Symmetry Topological Field Theory framework. We emphasize the importance of "descendent" line excitations and demonstrate in particular the effect of the Majorana chain defect: it leads to a distinct loop condensed gapped boundary state of the 3+1D fermionic Z2 topological order, and leaves signatures in the 2+1D Majorana-cone critical theory that describes the transition between the two types of loop condensed boundaries. Effects of non-invertible line excitations, such as Cheshire strings, are also discussed in bosonic 3+1D topological phases and the corresponding 2+1D critical points.
Topological insulators and superconductors are subsets of (almost) noninteracting symmetry protected topological (SPT) phases. More generally, SPT phases represent equivalence classes of (equilibrium) gapped quantum states with short-range entanglement that are protected by certain symmetries. Two quantum states are “equivalent” if they can be adiabatically deformed into one another without closing the bulk gap. Thus, quantum states belonging to different SPT phases cannot be smoothly deformed into each other without a phase transition, as long as the underlying symmetry is preserved. However, upon removing the symmetry all SPT states can be adiabatically deformed to a trivial product state (e.g., an atomic insulator) without undergoing a phase transition. In this chapter, we generalize our discussion of (almost) noninteracting topological states by removing some of the explicit and implicit constraints underlying the classification and properties of topological insulators and superconductors discussed in Chapter 3 . In Section 4.1 , we enlarge the type of symmetries that protect the topological phases by supplementing internal symmetries (e.g., time-reversal and particle-hole symmetries) with crystalline symmetries (e.g., mirror and rotation symmetries) and discuss topological crystalline insulators and superconductors , a subsets of SPT phases protected by internal and crystalline symmetries. In Section 4.2 , we remove the requirement of having a finite (bulk) gap and discuss Weyl semimetals – crystalline systems characterized by topologically protected bulk band degeneracy points separated in momentum space, which support low energy excitations that are massless chiral fermions, i.e., Weyl fermions. Finally, in Section 4.3 , we remove the condition of thermodynamic equilibrium and consider topological quantum states in periodically driven systems, focusing on the so-called Floquet topological insulators , which exhibit a richer topological structure than their static counterparts. We note that aspects regarding the effects of particle-particle interactions, including the emergence of topological order in systems with long-range entanglement, will be addressed in Chapter 5 . We also point out that the areas summarized in this chapter have grown tremendously in recent years and continue to grow; even a brief mentioning of all recent developments would be impossible within the constraints of a book chapter. Instead, we point out the key elements that determine the nontrivial topology of the quantum systems mentioned above, discuss specific manifestations of their topological properties (e.g., the presence of protected gapless states), and provide representative examples.
On top of a D D -dimensional gapped bulk state, Low Entanglement Excitations (LEE) on d(<D) d ( < D ) -dimensional sub-manifolds can have extensive energy but preserves the entanglement area law of the ground state. Due to their multi-dimensional nature, the LEEs embody a higher-category structure in quantum systems. They are the ground state of a modified Hamiltonian and hence capture the notions of ‘defects’ of generalized symmetries. In previous works, we studied the low-entanglement excitations in a trivial phase as well as those in invertible phases. We find that LEEs in these phases have the same structure as lower-dimensional gapped phases and their defects within. In this paper, we study the LEEs inside non-invertible topological phases. We focus on the simple example of \mathbb{Z}_2 ℤ 2 toric code and discuss how the fusion result of 1d LEEs with 0d morphisms can depend on both the choice of fusion circuit and the ordering of the fused defects.
Topological holography is a holographic principle that describes the generalized global symmetry of a local quantum system in terms of a topological order in one higher dimension. This framework separates the topological data from the local dynamics of a theory and provides a unified description of the symmetry and duality in gapped and gapless phases of matter. In this work, we develop the topological holographic picture for (1+1) d d quantum phases, including both gapped phases as well as a wide range of quantum critical points, including phase transitions between symmetry protected topological (SPT) phases, symmetry enriched quantum critical points, deconfined quantum critical points, and intrinsically gapless SPT phases. Topological holography puts a strong constraint on the emergent symmetry and the anomaly for these critical theories. We show how the partition functions of these critical points can be obtained from dualizing (orbifolding) more familiar critical theories. The topological responses of the defect operators are also discussed in this framework. We further develop a topological holographic picture for conformal boundary states of (1+1) d d rational conformal field theories. This framework provides a simple physical picture to understand conformal boundary states and also uncovers the nature of the gapped phases corresponding to the boundary states.
We explore 1+1 dimensional (1+1D) gapped phases in systems with non-invertible symmetries, focusing on symmetry-protected topological (SPT) phases (defined as gapped phases with non-degenerate ground states), as well as SPT orders (defined as the differences between gapped/gapless phases with identical bulk excitations spectrum). For group-like symmetries, distinct SPT phases share identical bulk excitations and always differ by SPT orders. However, for certain non-invertible symmetries, we discover novel SPT phases that have different bulk excitations and thus do not differ by SPT orders. Additionally, we also study the spontaneous symmetry-breaking (SSB) phases of non-invertible symmetries. Unlike group-like symmetries, non-invertible symmetries lack the concept of subgroups, which complicates the definition of SSB phases as well as their identification. This challenge can be addressed by employing the symmetry-topological-order (symTO) framework for the symmetry. The Lagrangian condensable algebras and automorphisms of the symTO facilitate the classification of gapped phases in systems with such symmetries, enabling the analysis of both SPT and SSB phases (including those that differ by SPT orders). Finally, we apply this methodology to investigate gapless phases in symmetric systems and to study gapless phases differing by SPT orders.
Under an appropriate symmetric bulk bipartition in a one-dimensional symmetry protected topological phase with the Affleck-Kennedy-Lieb-Tasaki matrix product state wave function for the odd integer spin chains, a bulk critical entanglement spectrum can be obtained, describing the excitation spectrum of the critical point separating the topological phase from the trivial state with the same symmetry. Such a critical point is beyond the standard Landau-Ginzburg-Wilson paradigm for symmetry-breaking phase transitions. Recently, the framework of matrix product states for topological phases with Majorana fermions/parafermions has been established. Here we first generalize these fixed-point matrix product states with the zero correlation length to the more generic ground-state wave functions with a finite correlation length for the general one-dimensional interacting Majorana fermion/parafermion systems. Then we employ the previous method to decode quantum criticality to the interacting Majorana fermion/parafermion matrix product states. The obtained quantum critical spectra are described by the conformal field theories with central charge $c\ensuremath{\le}1$, characterizing the quantum critical theories separating the fermionic/parafermionic topological phase from the trivial phases with the same symmetry.