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arXiv:2506.07688

Generalized Symmetries Phase Transitions with Local Quantum Fields

Po-Shen Hsin

Published Jun 9, 2025• 1 citation
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Abstract

Symmetries are important guiding principle for phase transitions. We systematically construct field theory models with local quantum fields that exhibit the following phase transitions: (1) different symmetry protected topological (SPT) phases with generalized symmetries; (2) different symmetry enriched topological (SET) phases with generalized symmetries differ by symmetry fractionalizations; (3) spontaneously broken generalized symmetries, where the unbroken phases can have nontrivial SPT or SET. The models are ordinary gauge theories with bosons or fermions in 3+1d and 2+1d. We focus on one-form symmetries and symmetries generated by condensation defects, which do not act on local operators. The phase transitions are protected from local operator perturbations which do not change the asymptotic phases. In particular, we show that continuous gauge theories in 3+1d can have different phases distinguished by fractionalizations of unbroken one-form symmetries.

DOI
10.48550/arxiv.2506.07688

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Symmetries are important guiding principle for phase transitions. We systematically construct field theory models with local quantum fields that exhibit the following phase transitions: (1) different symmetry protected topological (SPT) phases with generalized symmetries; (2) different symmetry enriched topological (SET) phases with generalized symmetries differ by symmetry fractionalizations; (3) spontaneously broken generalized symmetries, where the unbroken phases can have nontrivial SPT or SET. The models are ordinary gauge theories with bosons or fermions in 3+1d and 2+1d. We focus on one-form symmetries and symmetries generated by condensation defects, which do not act on local operators. The phase transitions are protected from local operator perturbations which do not change the asymptotic phases. In particular, we show that continuous gauge theories in 3+1d can have different phases distinguished by fractionalizations of unbroken one-form symmetries.
A bstract We use the intrinsic one-form and two-form global symmetries of (3+1) d bosonic field theories to classify quantum phases enriched by ordinary (0-form) global symmetry. Different symmetry-enriched phases correspond to different ways of coupling the theory to the background gauge field of the ordinary symmetry. The input of the classification is the higher-form symmetries and a permutation action of the 0-form symmetry on the lines and surfaces of the theory. From these data we classify the couplings to the background gauge field by the 0-form symmetry defects constructed from the higher-form symmetry defects. For trivial two-form symmetry the classification coincides with the classification for symmetry fractionalizations in (2 + 1) d . We also provide a systematic method to obtain the symmetry protected topological phases that can be absorbed by the coupling, and we give the relative ’t Hooft anomaly for different couplings. We discuss several examples including the gapless pure U(1) gauge theory and the gapped Abelian finite group gauge theory. As an application, we discover a tension with a conjectured duality in (3 + 1) d for SU(2) gauge theory with two adjoint Weyl fermions.
Symmetry-protected topological (SPT) phases with either internal or spatial symmetries have been studied in different methods within this decade. In this paper, we study the classification and characterization of 3+1d topological phases protected simultaneously by both spatial and internal symmetries from the topological response theory. Physical observables derived from these response theories are discussed and compared with their analogs in 2+1d systems, some of which have been well-studied in quantum Hall (QH) systems, like the Wen-Zee (WZ) term. We then study the bulk topological gauge theories for the corresponding SPT phases. Generalizations to symmetry-enriched topological (SET) phases are also discussed at the end of this paper.
In the presence of symmetry-protection, topological invariants of topological phases of matter in free fermion systems, e.g., topological band insulators, can be directly computed via the properties of band structure. Nevertheless, it is usually difficult to extract topological invariants in strongly-correlated topological phases of matter in which band structure is not well-defined. One typical example is the fractional quantum Hall effect whose low-energy physics is governed by Chern-Simons topological gauge theory and Hall conductivity plateaus involve extremely fruitful physics of strong correlation. In this article, we focus on intrinsic topological order (iTO), symmetry-protected topological phases (SPT), and symmetry-enriched topological phases (SET) in boson and spin systems. Through gauge field-theoretical approach, we review some research progress on these topological phases of matter from the aspects of projective construction, low-energy effective theory and topological response theory.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
We construct two classes of continuous phase transitions in 3+1 dimensions between gapped phases that break distinct generalized global symmetries. Our analysis focuses on SU(N)/\mathbb{Z}_N S U ( N ) / ℤ N gauge theory coupled to N_f N f flavors of Majorana fermions in the adjoint representation. For N N even and sufficiently large odd N_f N f , upon imposing time-reversal symmetry and an SO(N_f) S O ( N f ) flavor symmetry, the massless theory realizes a quantum critical point between a gapped phase in which a \mathbb{Z}_N ℤ N one-form symmetry is completely broken and a phase where it is broken to \mathbb{Z}_2 ℤ 2 , leading to \mathbb{Z}_{N/2} ℤ N / 2 topological order. We characterize the possible patterns of symmetry fractionalization in these phases and provide an explicit lattice model that exhibits the transition. The critical point has an enhanced symmetry, which includes non-invertible analogues of time-reversal symmetry. Enforcing a non-invertible time-reversal symmetry and the SO(N_f) S O ( N f ) flavor symmetry, for N N and N_f N f both odd, we demonstrate that this critical point can appear between a topologically ordered phase and a phase that spontaneously breaks the non-invertible time-reversal symmetry, furnishing an analogue of deconfined quantum criticality for generalized symmetries.
Recently, it was realized that quantum states of matter can be classified as long-range entangled states (i.e., with nontrivial topological order) and short-range entangled states (i.e., with trivial topological order). We can use group cohomology class Hd(SG,R/Z){\mathcal{H}}^{d}(SG,\mathbb{R}/\mathbb{Z})Hd(SG,R/Z) to systematically describe the SRE states with a symmetry SGSGSG [referred as symmetry-protected trivial (SPT) or symmetry-protected topological (SPT) states] in ddd-dimensional space-time. In this paper, we study the physical properties of those SPT states, such as the fractionalization of the quantum numbers of the global symmetry on some designed point defects and the appearance of fractionalized SPT states on some designed defect lines/membranes. Those physical properties are SPT invariants of the SPT states which allow us to experimentally or numerically detect those SPT states, i.e., to measure the elements in Hd(G,R/Z){\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})Hd(G,R/Z) that label different SPT states. For example, 2+12+12+1-dimensional bosonic SPT states with Zn{Z}_{n}Zn​ symmetry are classified by a Zn{\mathbb{Z}}_{n}Zn​ integer $m\ensuremath{\in}{\mathcal{H}}^{3}({Z}_{n},\mathbb{R}/\mathbb{Z})={\mathbb{Z}}_{n}$. We find that nnn identical monodromy defects, in a Zn{Z}_{n}Zn​ SPT state labeled by mmm, carry a total Zn{Z}_{n}Zn​ charge 2m2m2m (which is not a multiple of nnn in general).