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arXiv:2506.02919 · Physical Review C

Testing variational perturbation theory for effective actions using the Gaudin-Yang model

Pranav Sharma, R. J. Furnstahl

Published Sep 11, 2025• 0 citations
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Abstract

The background field formalism based on effective actions is a compelling framework for developing an effective field theory for nuclear density functional theory. Among the challenges in carrying out this development is handling both the particle-hole and pairing channels beyond the mean-field level, which includes how to incorporate collective degrees of freedom. Here we use the exactly solvable one-dimensional Gaudin-Yang model as a theoretical laboratory to explore candidate approaches. We compare Variational Perturbation Theory (VPT) to ordinary many-body perturbation theory and the inversion method, all to second order in their respective expansions, and verify issues with Hubbard-Stratonovich auxiliary fields. VPT outperforms the other approaches at this level over a wide range of densities. The next steps to extend this approach toward nuclei are outlined.

DOI
10.1103/tg2k-qg9v

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The background field formalism based on effective actions is a compelling framework for developing an effective field theory for nuclear density functional theory. Among the challenges in carrying out this development is handling both the particle-hole and pairing channels beyond the mean-field level, which includes how to incorporate collective degrees of freedom. Here we use the exactly solvable one-dimensional Gaudin-Yang model as a theoretical laboratory to explore candidate approaches. We compare Variational Perturbation Theory (VPT) to ordinary many-body perturbation theory and the inversion method, all to second order in their respective expansions, and verify issues with Hubbard-Stratonovich auxiliary fields. VPT outperforms the other approaches at this level over a wide range of densities. The next steps to extend this approach toward nuclei are outlined.
Background: The nuclear many-body system is a strongly correlated quantum system, posing serious challenges for perturbative approaches starting from uncorrelated reference states. The last decade has witnessed considerable progress in the accurate treatment of pairing correlations, one of the major components in medium-sized nuclei, reaching accuracies below the 1% level of the correlation energy. Purpose: Development of a quantum many-body method for pairing correlations that is (a) competitive in the 1% error range, and (b) can be systematically improved with a fast (exponential) convergence rate. Method: The present paper capitalizes upon ideas from Richardson-Gaudin integrability. The proposed method is a two-step approach. The first step consists of the optimization of a Richardson-Gaudin ground state as variational trial state. At the second step, the complete set of excited states on top of this Richardson-Gaudin ground state is used as an optimal basis for a Configuration Interaction method in an increasingly large effective Hilbert space. Results: The performance of the variational Richardson-Gaudin (varRG) and Richardson-Gaudin Configuration Interaction (RGCI) method is benchmarked against exact results using an effective GGG-matrix interaction for the Sn region. The varRG already reaches accuracies around the 1% level of the correlation energies, and the RGCI step sees an additional improvement scaling exponentially with the size of the effective Hilbert space. Conclusions: The Richardson-Gaudin models of integrability provide an optimized complete basis set for pairing correlations.
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Through the development of many-body methodology and algorithms, it has become possible to describe quantum systems composed of a large number of particles with great accuracy. Essential to all these methods is the application of auxiliary fields via the Hubbard-Stratonovich transformation. This transformation effectively reduces two-body interactions to interactions of one particle with the auxiliary field, thereby improving the computational scaling of the respective algorithms. The relevance of collective phenomena and interactions grows with the number of particles. For many theories, e.g. Chiral Perturbation Theory, the inclusion of three-body forces has become essential in order to further increase the accuracy on the many-body level. In this proceeding, the an-alytical framework for establishing a Hubbard-Stratonovich-like transformation, which allows for the systematic and controlled inclusion of contact three-and more-body inter-actions, is presented.
We present a generalization of the recently proposed variational cluster perturbation theory to extended Hubbard models at half-filling with repulsive nearest neighbor interaction. The method takes into account short-range correlations correctly by the exact diagonalization of clusters of finite size, whereas long-range order beyond the size of the clusters is treated on a mean-field level. For one dimension, we show that quantum Monte Carlo and density-matrix renormalization-group results can be reproduced with very good accuracy. Moreover we apply the method to the two-dimensional extended Hubbard model on a square lattice. In contrast to the one-dimensional case, a first order phase transition between spin density wave phase and charge density wave phase is found as function of the nearest-neighbor interaction at onsite interactions $U\ensuremath{\geqslant}3t$. The single-particle spectral function is calculated for both the one-dimensional and the two-dimensional system.
\nThrough the development of many-body methodology and algorithms, it has become possible to describe quantum systems composed of a large number of particles with great accuracy. Essential to all these methods is the application of auxiliary fields via the Hubbard-Stratonovich transformation. This transformation effectively reduces two-body interactions to interactions of one particle with the auxiliary field, thereby improving the computational scaling of the respective algorithms. The relevance of collective phenomena and interactions grows with the number of particles. For many theories, e.g. Chiral Perturbation Theory, the inclusion of three-body forces has become essential in order to further increase the accuracy on the many-body level. In this proceeding, the an-alytical framework for establishing a Hubbard-Stratonovich-like transformation, which allows for the systematic and controlled inclusion of contact three-and more-body inter-actions, is presented.\n
We develop the extended dynamical mean-field theory (E-DMFT) with a view towards realistic applications. (1) We introduce an intuitive derivation of the E-DMFT formalism. By identifying the Hartree contributions before the E-DMFT treatment, it allows us to handle systems in symmetry-breaking phases within a simple formalism. (2) We make an implementation of E-DMFT through a real Hubbard--Stratonovich transformation to decouple the nonlocal two-particle interactions. We apply it to a three-dimensional $U\ensuremath{-}V$ model, with U the on-site and V the nearest-neighbor interactions, and investigate the behavior of the various Green's functions, especially the density susceptibility, as the density instability is approached. We obtain the phase diagram at a finite temperature. (3) We present a formalism incorporating E-DMFT with cellular DMFT. (4) We suggest an improvement of the E-DMFT approach by combining it with a generalized GW method. The method combines the local self-energy from E-DMFT and the nonlocal ones from the perturbative calculation of GW.\mathrm{GW}.GW. We apply the method to a one-dimensional $U\ensuremath{-}V$ model with two sublattices carrying different chemical potentials. By comparing with those from density matrix renormalization group calculations, we show that the results are shifted in the correct direction due to the GW\mathrm{GW}GW contributions. (5) In order to handle the generic Coulomb repulsion within E-DMFT, we describe a method to tailor E-DMFT so that the proper momentum dependence can be kept in general response functions.