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arXiv:2505.17175 · Physical Review A

Lindblad evolution as gradient flow

Greg Kaplanek, Alexander Maloney, Jason Pollack, Dylan VanAllen

Published Sep 23, 2025• 2 citations
arXivHTMLPDF

Abstract

We give a simple argument that, for a large class of jump operators, the Lindblad evolution can be written as a gradient flow in the space of density operators acting on a Hilbert space of dimension $D$. We give explicit expressions for the (matrix-valued) eigenvectors and eigenvalues of the Lindblad evolution using this formalism. We argue that in many cases the interpretation of the evolution is simplified by passing from the complex ${D}^{2}$-dimensional space of density operators to the real ${D}^{2}\ensuremath{-}1$-dimensional space of Bloch vectors. When jump operators are non-Hermitian the evolution is not in general gradient flow, but we show that it nevertheless resembles gradient flow in two particular ways. Importantly, the steady states of Lindbladian evolution are still determined by the potential in all cases.

DOI
10.1103/fcjk-qbwh

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•Jan 16, 2025•0 citations
We give a simple argument that, for a large class of jump operators, the Lindblad evolution can be written as a gradient flow in the space of density operators acting on a Hilbert space of dimension DDD. We give explicit expressions for the (matrix-valued) eigenvectors and eigenvalues of the Lindblad evolution using this formalism. We argue that in many cases the interpretation of the evolution is simplified by passing from the complex D2{D}^{2}D2-dimensional space of density operators to the real D2\ensuremath−1{D}^{2}\ensuremath{-}1D2\ensuremath−1-dimensional space of Bloch vectors. When jump operators are non-Hermitian the evolution is not in general gradient flow, but we show that it nevertheless resembles gradient flow in two particular ways. Importantly, the steady states of Lindbladian evolution are still determined by the potential in all cases.
The Lindblad equation is an evolution equation for the density matrix in quantum theory. It is the general linear, Markovian, form which ensures that the density matrix is Hermitian, trace 1, positive and completely positive. Some elementary examples of the Lindblad equation are given. The derivation of the Lindblad equation presented here is ‘simple’ in that all it uses is the expression of a Hermitian matrix in terms of its orthonormal eigenvectors and real eigenvalues. Thus, it is appropriate for students who have learned the algebra of quantum theory. Where helpful, arguments are first given in a two-dimensional Hilbert space.
Abstract The Lindblad equation describes the time evolution of a density matrix of a quantum mechanical system. Stationary solutions are obtained by time-averaging the solution, which will in general depend on the initial state. We provide an analytical expression for the steady states of the Lindblad equation using the quantum jump unraveling, a version of an ergodic theorem, and the stationary probabilities of the corresponding discrete-time Markov chains. Our result is valid when the number of states appearing the in quantum trajectory is finite. The classical case of a Markov jump-process is recovered as a special case, and differences between the two are discussed.
We show that all nonrelativistic quantum processes, whether open or closed, are either unitary or probabilistic unitary, i.e., probabilistic combinations of unitary evolutions. This means that, for open quantum systems, their continuous dynamics can always be described by the Lindblad master equation with all jump operators being unitary. We call this formalism the probabilistic unitary formulation of open quantum system dynamics. This formalism is shown to be exact under all cases, and does not rely on any assumptions other than the continuity and differentiability of the density matrix. Moreover, it requires as few as $d\ensuremath{-}1$ jump operators, instead of ${d}^{2}\ensuremath{-}1$, to describe the open dynamics in the most general case, where ddd is the dimension of Hilbert space of the system. Importantly, different from the conventional Lindblad master equation, this formalism is state dependent, meaning that the Hamiltonian, jump operators, and rates in general all depend on the current state of the density matrix. Hence one needs to know the explicit expression of the density matrix in order to write down the probabilistic unitary master equation explicitly. Experimentally, the formalism provides a scheme to control a quantum state to evolve along designed nonunitary quantum trajectories, and can be potentially useful in quantum computing and quantum control scenes since only unitary resources are needed for implementation.
This chapter presents the theoretical framework that allows us to describe evolutions in the general case using Kraus operators as the main tool. It considers in detail the phenomenon of decoherence and gives examples of such maps. It shows that any evolution can be considered as unitary by going in a larger Hilbert space. The Lindblad equation for the evolution of the density matrix appears as a particular case of evolution in the short memory or Markov approximation. Up-jumps and down-jumps are also described within this framework using cavity damping, spontaneous emission, and the shelving technique as examples.
Abstract The dynamics of Gaussian states for open quantum systems described by Lindblad equations can be solved analytically for systems with quadratic Hamiltonians and linear Lindbladians, showing the familiar phenomena of dissipation and decoherence. It is well known that the Lindblad dynamics can be expressed as an ensemble average over stochastic pure-state dynamics, which can be interpreted as individual experimental implementations, where the form of the stochastic dynamics depends on the measurement setup. Here we consider quantum-jump and stochastic Schrödinger dynamics for initially Gaussian states. While both unravellings converge to the same Lindblad dynamics when averaged, the individual dynamics can differ qualitatively. For the stochastic Schrödinger equation, Gaussian states remain Gaussian during the evolution, with stochastic differential equations governing the evolution of the phase-space centre and a deterministic evolution of the covariance matrix. In contrast to this, individual pure-state dynamics arising from the quantum-jump evolution do not remain Gaussian in general. Applying results developed in the non-Hermitian context for Hagedorn wavepackets, we formulate a method to generate quantum-jump trajectories that is described entirely in terms of the evolution of an underlying Gaussian state. To illustrate the behaviours of the different unravellings in comparison to the Lindblad dynamics, we consider two examples in detail, which can be largely treated analytically, a harmonic oscillator subject to position measurement and a damped harmonic oscillator. In both cases, we highlight the differences as well as the similarities of the stochastic Schrödinger and the quantum-jump dynamics.
This work presents a structural reformulation of quantum dynamics based on a scalar coherence functional defined over a general state space. The framework distinguishes two mathematically natural classes of dynamics generated by such a functional:(i) gradient flows, which monotonically increase coherence and correspond to stabilization or selection processes, and(ii) antisymmetric flows, which conserve coherence and generate reversible dynamics. We show that standard unitary quantum mechanics arises as a special case when the state space is a complex Hilbert space, the coherence functional is chosen as the negative energy expectation, and the antisymmetric structure corresponds to the canonical complex structure. In this setting, the Schrödinger equation follows directly from the formalism, without postulating unitarity as an independent axiom. The framework is extended to open systems using the density-operator formalism and completely positive trace-preserving maps. Under standard assumptions (Markovianity, continuity, and semigroup structure), the reduced dynamics takes the Gorini–Kossakowski–Sudarshan–Lindblad form, with dissipative terms interpreted as coherence-stabilizing dynamics. A supporting lemma demonstrates exponential suppression of off-diagonal density matrix elements under dephasing Lindblad operators. Using the Wigner phase-space representation, we further show that conservative coherence dynamics reduces to classical Liouville transport in the semiclassical regime, with quantum corrections governed by the Moyal bracket expansion. This work does not propose a modification of quantum theory. Rather, it offers a structural reorganization of existing formalisms. All results remain fully compatible with standard quantum mechanics while providing a unified perspective on unitary evolution, decoherence, and the emergence of classical behavior. Related work. A companion technical note, Structural Decomposition of SRG Recursion into Flow, Phase, and Closure (Halldórsson & ChatGPT, 2025, Zenodo), develops a discrete dynamical-systems formulation of SRG-style recursion and connects it explicitly to Lemmas 2.5, 2.7, and 2.9 of the present work.