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arXiv:2505.00845

Quantum Monte Carlo assessment of embedding for for strongly correlated defects: interplay between mean-field starting point and interactions

Kevin G. Kleiner, Sonali Joshi, Rohan Joshi, Woncheol Lee, Alexander Hampel, Malte Rösner, Cyrus E. Dreyer, Lucas K. Wagner

Published May 1, 2025• 1 citation
arXivHTMLPDF

Abstract

Point defects are of interest for many applications, from quantum sensing to modifying bulk properties of materials. Because of their localized orbitals, the electronic states are often strongly correlated, which has led to a proliferation of quantum embedding techniques to treat this correlation. In these techniques, most of the one-body states are treated with a weakly correlated theory such as density functional theory, and certain one-body states are singled out as an active space to be treated using an effective interaction. We assess these techniques for iron and chromium defects in aluminum nitride using quantum Monte Carlo (QMC) calculations on identical Hamiltonians. For these systems, we find the dominant errors in the embedding arise from the one-body crystal-field splitting in the d orbitals inherited from density functional theory (DFT), rather than double counting corrections, with the screened interactions also affected by the DFT orbitals. Strikingly, the best double counting recipe is opposite in these two cases. Because excitation energies can agree while the underlying wave functions do not, diagnosing these errors requires detailed information about the many-body wave functions, which QMC provides.

DOI
10.48550/arxiv.2505.00845

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Point defects are of interest for many applications, from quantum sensing to modifying bulk properties of materials. Because of their localized orbitals, the electronic states are often strongly correlated, which has led to a proliferation of quantum embedding techniques to treat this correlation. In these techniques, most of the one-body states are treated with a weakly correlated theory such as density functional theory, and certain one-body states are singled out as an active space to be treated using an effective interaction. We assess these techniques for iron and chromium defects in aluminum nitride using quantum Monte Carlo (QMC) calculations on identical Hamiltonians. For these systems, we find the dominant errors in the embedding arise from the one-body crystal-field splitting in the d orbitals inherited from density functional theory (DFT), rather than double counting corrections, with the screened interactions also affected by the DFT orbitals. Strikingly, the best double counting recipe is opposite in these two cases. Because excitation energies can agree while the underlying wave functions do not, diagnosing these errors requires detailed information about the many-body wave functions, which QMC provides.
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to develop quantum Monte Carlo (QMC) approaches for excited states and for more systematic and accurate treatment of ground states of strongly correlated sytems and heavier elements. We use the auxiliary-field quantum Monte Carlo (AFQMC) framework, which is a many-body total energy method that looks like many coupled mean-field calculations. I will discuss this method’s relations and dierences with traditional density-functional and quantum chemistry methods, and with other forms of QMC. The AFQMC method uses importance-sampled random walks in the space of nonorthogonal Slater determinants to project out the many-body ground state, or excited state. The random walks are constrained by a trial wave function (TWF) to remove the so-called sign problem, giving approximate (but non-perturbative) results. With singledeterminant TWFs from Hartree-Fock or density-functional theory (DFT), this approach can be thought of as a post-DFT method with no parameter. In this form, the accuracy is typically comparable to the quantum chemistry coupled-cluster CCSD(T) method near equilibrium geometries, and better than CCSD(T) when bonds are stretched. The computational cost of AFQMC scales as N 3 with characteristic size of the system. Its accuracy can be further improved at the cost of increased computing (releasing the constraint) or better TWF. With AFQMC, we can systematically target selected orbitals to correlate. This allows many-body calculations in solids with a frozen core, with down-folded Hamiltonians, or possibly embeded in a DFT calculations to extend scales. Results from a few on-going applications will be presented, including band structures in simple solids, magnetic phases in MnO, and Cobalt adsoption on graphene.
Quantum embedding theories are promising approaches to investigate strongly correlated electronic states of active regions of large-scale molecular or condensed systems. Notable examples are spin defects in semiconductors and insulators. We present a detailed derivation of a quantum embedding theory recently introduced, which is based on the definition of effective Hamiltonians. The effect of the environment on a chosen active space is accounted for through screened Coulomb interactions evaluated using density functional theory. Importantly, the random phase approximation is not required, and the evaluation of virtual electronic orbitals is circumvented with algorithms previously developed in the context of calculations based on many-body perturbation theory. In addition, we generalize the quantum embedding theory to active spaces composed of orbitals that are not eigenstates of Kohn-Sham Hamiltonians. Finally, we report results for spin defects in semiconductors.
Quantum Monte Carlo (QMC) methods are useful for studies of strongly correlated materials because they are many body in nature and use the physical Hamiltonian. Typical calculations assume as a starting point a wave function constructed from single-particle orbitals obtained from one-body methods, e.g., density functional theory. However, mean-field-derived wave functions can sometimes lead to systematic QMC biases if the mean-field result poorly describes the true ground state. Here, we study the accuracy and flexibility of QMC trial wave functions using variational and fixed-node diffusion QMC estimates of the total spin density and lattice distortion of antiferromagnetic iron oxide (FeO) in the ground state B1B1B1 crystal structure. We found that for relatively simple wave functions the predicted lattice distortion was controlled by the choice of single-particle orbitals used to construct the wave function, rather than by subsequent wave function optimization techniques within QMC. By optimizing the orbitals with QMC, we then demonstrate starting-point independence of the trial wave function with respect to the method by which the orbitals were constructed by demonstrating convergence of the energy, spin density, and predicted lattice distortion for two qualitatively different sets of orbitals. The results suggest that orbital optimization is a promising method for accurate many-body calculations of strongly correlated condensed phases.
Using the recently introduced ensemble variational Monte Carlo (VMC), we study optimized wave functions for strongly correlated point defects, including nitrogen-vacancy and silicon-vacancy centers in diamond and substitutional iron and chromium impurities in aluminum nitride. We study the effects of fully optimized determinant expansion parameters, orbitals, and Jastrow correlation factors on these systems. We find that orbitals from the hybrid functional PBE0 are much better (have lower objective functional) than semilocal PBE, which results in changes in the excitation energies up to 0.5 eV. Further improvements can be made by directly optimizing the objective functional, resulting in changes in excitation energies up to 0.2 eV. The most important parameter varies from defect to defect, reinforcing the necessity of optimizing all parameters to obtain accurate excited states in strongly correlated defects.