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arXiv:2102.13178 · Journal of Chemical Theory and Computation

Quantum Embedding Theory for Strongly Correlated States in Materials

He Ma, Nan Sheng, Marco Govoni, Giulia Galli

Published Mar 19, 2021• 109 citations
arXivHTMLPDF

Abstract

Quantum embedding theories are promising approaches to investigate strongly correlated electronic states of active regions of large-scale molecular or condensed systems. Notable examples are spin defects in semiconductors and insulators. We present a detailed derivation of a quantum embedding theory recently introduced, which is based on the definition of effective Hamiltonians. The effect of the environment on a chosen active space is accounted for through screened Coulomb interactions evaluated using density functional theory. Importantly, the random phase approximation is not required, and the evaluation of virtual electronic orbitals is circumvented with algorithms previously developed in the context of calculations based on many-body perturbation theory. In addition, we generalize the quantum embedding theory to active spaces composed of orbitals that are not eigenstates of Kohn-Sham Hamiltonians. Finally, we report results for spin defects in semiconductors.

DOI
10.1021/acs.jctc.0c01258

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Quantum embedding theories are promising approaches to investigate strongly correlated electronic states of active regions of large-scale molecular or condensed systems. Notable examples are spin defects in semiconductors and insulators. We present a detailed derivation of a quantum embedding theory recently introduced, which is based on the definition of effective Hamiltonians. The effect of the environment on a chosen active space is accounted for through screened Coulomb interactions evaluated using density functional theory. Importantly, the random phase approximation is not required, and the evaluation of virtual electronic orbitals is circumvented with algorithms previously developed in the context of calculations based on many-body perturbation theory. In addition, we generalize the quantum embedding theory to active spaces composed of orbitals that are not eigenstates of Kohn-Sham Hamiltonians. Finally, we report results for spin defects in semiconductors.
Quantum defect embedding theory (QDET) is a many-body embedding method designed to describe condensed systems with correlated electrons localized within a given region of space, for example spin defects in semiconductors and insulators. Although the QDET approach has been successful in predicting the electronic properties of several point defects, several limitations of the method remain. In this work, we propose multiple advances to the QDET formalism. We derive a double-counting correction that consistently treats the frequency dependence of the screened Coulomb interaction, and we illustrate the effect of including unoccupied orbitals in the active space. In addition, we propose a method to describe hybridization effects between the active space and the environment, and we compare the results of several impurity solvers, providing further insights into improving the reliability and applicability of the method. We present results for defects in diamond and for molecular qubits, including a detailed comparison with experiments.
Strongly correlated electronic systems underpin a wide range of emerging quantum technologies, including solid-state defects for quantum information processing, molecular magnets, spin qubits, and quantum sensing platforms. Predictive computational design of these materials requires electronic structure methods capable of simultaneously describing strong electron correlation, excited-state phenomena, spin-dependent interactions, and environmental effects. While multireference wave function methods provide the necessary accuracy, their computational cost severely limits their application to realistic molecular and condensed-phase systems. This dissertation addresses this challenge through the development and application of quantum embedding and fragmentation methodologies that extend multireference electronic structure theory to increasingly complex quantum materials. The first part of this dissertation develops embedding-based approaches for describing optical properties of strongly correlated defects in extended solids. Complete Active Space Density Matrix Embedding Theory (CAS-DMET) and NEVPT2-DMET are applied to oxygen vacancy defects in magnesium oxide, where a systematic double-extrapolation protocol is introduced to approach both the non-embedding and thermodynamic limits. This framework enables quantitatively reliable calculations of absorption and emission energies while significantly reducing the computational cost of conventional multireference treatments of periodic systems. The second part extends embedding methodologies to the description of spin-dependent electronic structure. Density Matrix Embedding Pair-Density Functional Theory (DME-PDFT) is developed to recover dynamic electron correlation beyond the embedded active space, providing an efficient route for studying transition metal complexes and other strongly correlated molecular systems. Building upon these developments, CAS-DMET is further extended to investigate spin-phonon relaxation in molecular magnets and molecular crystals, demonstrating that quantum embedding can accurately describe spin dynamics and decoherence processes while substantially reducing computational cost. Beyond classical electronic structure calculations, this dissertation explores fragmentation strategies for hybrid quantum-classical algorithms through the development of efficient methodologies within the Localized Active Space Unitary Selective Coupled Cluster (LAS-USCC) framework. These developments improve the scalability of quantum chemistry algorithms for large active spaces and establish connections between embedding concepts and emerging quantum computing approaches. Finally, electronic structure calculations based on time-dependent density functional theory are employed to investigate fluorescent protein chromophores as potential biocompatible quantum sensors. These studies demonstrate how first-principles calculations can provide insight into spin-dependent properties in biologically relevant systems and expand the scope of computational approaches for quantum materials beyond traditional inorganic and molecular platforms. Collectively, the work presented in this dissertation establishes embedding and fragmentation as versatile frameworks for accurately describing the optical and spin properties of strongly correlated quantum systems across multiple length scales. By combining multireference electronic structure methods with physically motivated subsystem decompositions,these approaches bridge the gap between chemical accuracy and computational scalability, providing practical computational tools for the study and design of quantum materials relevant to quantum information science, molecular spintronics, and quantum sensing.
Point defects are of interest for many applications, from quantum sensing to modifying bulk properties of materials. Because of their localized orbitals, the electronic states are often strongly correlated, which has led to a proliferation of quantum embedding techniques to treat this correlation. In these techniques, most of the one-body states are treated with a weakly correlated theory such as density functional theory, and certain one-body states are singled out as an active space to be treated using an effective interaction. We assess these techniques for iron and chromium defects in aluminum nitride using quantum Monte Carlo (QMC) calculations on identical Hamiltonians. For these systems, we find the dominant errors in the embedding arise from the one-body crystal-field splitting in the d orbitals inherited from density functional theory (DFT), rather than double counting corrections, with the screened interactions also affected by the DFT orbitals. Strikingly, the best double counting recipe is opposite in these two cases. Because excitation energies can agree while the underlying wave functions do not, diagnosing these errors requires detailed information about the many-body wave functions, which QMC provides.
A quantitative description of the excited electronic states of point defects and impurities is crucial for understanding materials properties, and possible applications of defects in quantum technologies. This is a considerable challenge for computational methods, since Kohn-Sham density functional theory (DFT) is inherently a ground-state theory, while higher-level methods are often too computationally expensive for defect systems. Recently, embedding approaches have been applied that treat defect states with many-body methods, while using DFT to describe the bulk host material. We implement such an embedding method, based on Wannierization of defect orbitals and the constrained random-phase approximation approach, and perform systematic characterization of the method for three distinct systems with current technological relevance: a carbon dimer replacing a B and N pair in bulk hexagonal BN (CBCN{\mathrm{C}}_{\text{B}}{\mathrm{C}}_{\text{N}}CB​CN​), the negatively charged nitrogen-vacancy center in diamond (${\mathrm{NV}}^{\ensuremath{-}}$), and an Fe impurity on the Al site in wurtzite AlN (FeAl{\text{Fe}}_{\text{Al}}FeAl​). In the context of these test-case defects, we demonstrate that crucial considerations of the methodology include convergence of the bulk screening of the active-space Coulomb interaction, the choice of exchange-correlation functional for the initial DFT calculation, and the treatment of the ``double-counting'' correction. For CBCN{\mathrm{C}}_{\text{B}}{\mathrm{C}}_{\text{N}}CB​CN​ we show that the embedding approach gives many-body states in agreement with analytical results on the Hubbard dimer model, which allows us to elucidate the effects of the DFT functional and double-counting correction. For the ${\mathrm{NV}}^{\ensuremath{-}}$ center, our method demonstrates good quantitative agreement with experiments for the zero-phonon line of the triplet-triplet transition. Finally, we illustrate challenges associated with this method for determining the energies and orderings of the complex spin multiplets in FeAl{\text{Fe}}_{\text{Al}}FeAl​.
Abstract Quantum computers hold promise to enable efficient simulations of the properties of molecules and materials; however, at present they only permit ab initio calculations of a few atoms, due to a limited number of qubits. In order to harness the power of near-term quantum computers for simulations of larger systems, it is desirable to develop hybrid quantum-classical methods where the quantum computation is restricted to a small portion of the system. This is of particular relevance for molecules and solids where an active region requires a higher level of theoretical accuracy than its environment. Here, we present a quantum embedding theory for the calculation of strongly-correlated electronic states of active regions, with the rest of the system described within density functional theory. We demonstrate the accuracy and effectiveness of the approach by investigating several defect quantum bits in semiconductors that are of great interest for quantum information technologies. We perform calculations on quantum computers and show that they yield results in agreement with those obtained with exact diagonalization on classical architectures, paving the way to simulations of realistic materials on near-term quantum computers.
In the near future, material and drug design may be aided by quantum computer assisted simulations. These have the potential to target chemical systems intractable by the most powerful classical computers. However, the resources offered by contemporary quantum computers are still limited, restricting the simulations to very simple molecules. In order to rapidly scale up to more interesting molecular systems, we propose the embedding of the quantum electronic structure calculation into a classically computed environment obtained at the Hartree-Fock (HF) or density functional theory (DFT) level of theory. This result is achieved by constructing an effective Hamiltonian that incorporates a mean field potential describing the action of the inactive electrons on a selected Active Space (AS). The ground state of the AS Hamiltonian is then determined by means of the variational quantum eigensolver algorithm. We show that with the proposed HF and DFT embedding schemes, we can obtain significant energy corrections to the reference HF and DFT calculations for a number of simple molecules in their strongly correlated limit (the dissociation regime) as well as for systems of the size of the oxirane molecule.