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arXiv:2504.08557 · SciPost Physics

Symmetries, conservation laws and entanglement in non-Hermitian fermionic lattices

Rafael Diogo Soares, Youenn Le Gal, Chun Y. Leung, Dganit Meidan, Alessandro Romito, Marco Schirò

Published Oct 13, 2025• 5 citations
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Abstract

Non-Hermitian quantum many-body systems feature steady-state entanglement transitions driven by the competition between unitary dynamics and dissipation. In this work, we reveal the fundamental role of conservation laws in shaping this competition. Focusing on translation-invariant non-interacting fermionic models with U(1) symmetry, we present a theoretical framework to understand the structure of the steady-state of these models and their entanglement content based on two ingredients: the nature of the spectrum of the non-Hermitian Hamiltonian and the constraints imposed on the steady-state single-particle occupation by the conserved quantities. These emerge from an interplay between Hamiltonian symmetries and initial state, due to the non-linearity of measurement back-action. For models with complex energy spectrum, we show that the steady state is obtained by filling single-particle right eigenstates with the largest imaginary part of the eigenvalue. As a result, one can have partially filled or fully filled bands in the steady-state, leading to an entanglement entropy undergoing a filling-driven transition between critical sub-volume scaling and area-law, similar to ground-state problems. Conversely, when the spectrum is fully real, we provide evidence that local observables can be captured using a diagonal ensemble, and the entanglement entropy exhibits a volume-law scaling independently on the initial state, akin to unitary dynamics. We illustrate these principles in the Hatano-Nelson model with periodic boundary conditions and the non-Hermitian Su-Schrieffer-Heeger model, uncovering a rich interplay between the single-particle spectrum and conservation laws in determining the steady-state structure and the entanglement transitions. These conclusions are supported by exact analytical calculations and numerical calculations relying on the Faber polynomial method.

DOI
10.21468/scipostphys.19.4.094

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Non-Hermitian quantum many-body systems feature steady-state entanglement transitions driven by the competition between unitary dynamics and dissipation. In this work, we reveal the fundamental role of conservation laws in shaping this competition. Focusing on translation-invariant non-interacting fermionic models with U(1) symmetry, we present a theoretical framework to understand the structure of the steady-state of these models and their entanglement content based on two ingredients: the nature of the spectrum of the non-Hermitian Hamiltonian and the constraints imposed on the steady-state single-particle occupation by the conserved quantities. These emerge from an interplay between Hamiltonian symmetries and initial state, due to the non-linearity of measurement back-action. For models with complex energy spectrum, we show that the steady state is obtained by filling single-particle right eigenstates with the largest imaginary part of the eigenvalue. As a result, one can have partially filled or fully filled bands in the steady-state, leading to an entanglement entropy undergoing a filling-driven transition between critical sub-volume scaling and area-law, similar to ground-state problems. Conversely, when the spectrum is fully real, we provide evidence that local observables can be captured using a diagonal ensemble, and the entanglement entropy exhibits a volume-law scaling independently on the initial state, akin to unitary dynamics. We illustrate these principles in the Hatano-Nelson model with periodic boundary conditions and the non-Hermitian Su-Schrieffer-Heeger model, uncovering a rich interplay between the single-particle spectrum and conservation laws in determining the steady-state structure and the entanglement transitions. These conclusions are supported by exact analytical calculations and numerical calculations relying on the Faber polynomial method.
The scaling law of entanglement entropy could undergo qualitative changes during the nonunitary evolution of a quantum many-body system. In this work, we uncover such entanglement phase transitions for free fermions in one-dimensional non-Hermitian quasicrystals (NHQCs). We identify two types of entanglement transitions with different scaling laws and critical behaviors due to the interplay between non-Hermitian effects and quasiperiodic potentials. The first type represents a typical volume-law to area-law transition, which happens together with a PT-symmetry breaking and a localization transition. The second type features an abnormal log-law to area-law transition, which is mediated by a critical phase with a volume-law scaling in the steady-state entanglement entropy. These entangling phases and transitions are demonstrated in two representative models of noninteracting NHQCs. Our results thus advance the study of entanglement transitions in non-Hermitian disordered systems and further disclose the rich entanglement patterns in NHQCs.
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Recently, there has been interest in the dynamics of monitored quantum systems using linear jump operators related to the creation or annihilation of particles. Here, we study the dynamics of the entanglement entropy under quantum jumps that induce local particle losses in a model of free fermions with hopping and Z2{\mathbb{Z}}_{2}Z2​ pairing. We solve the nonunitary dynamics using the recently developed Faber polynomial method and explore the different steady-state entanglement regimes by tuning the pairing strength, thus interpolating between monitored free fermions coherently driven by a particle-number-conserving Hamiltonian and a parity-conserving one. In the absence of pairing, all quantum trajectories approach the vacuum at long times, with the entanglement entropy showing nonmonotonic behavior over time that we capture with a phenomenological quasiparticle ansatz. In this regime, quantum jumps play a key role, and we highlight this by exactly computing their waiting-time distribution. On the other hand, the interplay between losses and pairing gives rise to quantum trajectories with entangled steady states. We show that by tuning the system parameters, a measurement-induced entanglement transition occurs, where the entanglement entropy scaling changes from logarithmic to area law. We compare this transition with the one derived in the no-click limit and observe qualitative agreement in most of the phase diagram. Furthermore, the statistics of entanglement gain and loss are analyzed to better understand the impact of the linear jump operators.
Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.