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arXiv:2504.02736

Parity violation as enforced symmetry breaking in 3D fermionic topological order

Shang-Qiang Ning, Yang Qi, Chenjie Wang, Zheng‐Cheng Gu

Published Apr 3, 2025• 0 citations
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Abstract

Symmetry can be intrinsically broken in topological phases due to inherent incompatibilities, a phenomenon known as enforced symmetry breaking (ESB) in the framework of topological order. In our previous work, we developed a systematic framework to understand ESB within 2D invertible topological order. Meanwhile, the origin of parity violation in the Standard Model remains one of the most profound mysteries in physics, with no clear explanation to date. In this study, we explore the ESB of parity symmetry by three-dimensional fermionic topological order (fTO), offering potential insights into the origins of parity violation. As the simplest example, here we consider an fTO related to the intrinsic interacting fermionic SPT phase protected by $Z_2^f\times Z_2\times Z_8$ symmetry in three dimensions. We show that time-reversal symmetry (TRS) with ${T}^2=1$ on physical fermions is incompatible with such fTO; then, through the so-called crystalline equivalence principle, we show that the parity symmetry is also incompatible with it. In comparison, conventional TRS with ${T}^2={P}_f$ remains compatible to this fTO. We also discuss a general framework to study the ESB phenomenon for 3D fTO.

DOI
10.48550/arxiv.2504.02736

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It is well known that two-dimensional fermionic systems with a nonzero Chern number must break the time-reversal symmetry, manifested by the appearance of chiral edge modes on an open boundary. Such an incompatibility between topology and symmetry can occur more generally. We will refer to this phenomenon as enforced symmetry breaking (ESB) by topological orders. In this work, we systematically study ESB of a finite symmetry group Gf{G}_{f}Gf​ by fermionic invertible topological orders. Mathematically, the group Gf{G}_{f}Gf​ is a central extension over a bosonic symmetry group GGG by the fermion parity group Z2f{\mathbb{Z}}_{2}^{f}Z2f​, characterized by a 2-cocycle $\ensuremath{\lambda}\ensuremath{\in}{\mathcal{H}}^{2}(G,{\mathbb{Z}}_{2})$. For given GGG and $\ensuremath{\lambda}$, we are able to obtain a series of criteria on the existence or nonexistence of ESB by the corresponding fermionic invertible topological orders. For 2D systems, we define a set of physical quantities to describe symmetry-enriched invertible topological orders and derive obstruction functions using both fermionic and bosonic languages. The study in the bosonic language is performed after gauging the fermion parity, and we find that some obstruction functions are consequences of conditional anomalies of the bosonic symmetry-enriched topological states, with the conditions inherited from the original fermionic system. The obstruction functions are crucial components of the ESB criteria that we derive. With these criteria, we discover many new ESB examples, e.g., we find that the quaternion group Q8{Q}_{8}Q8​ is incompatible with two copies of p+ipp+ipp+ip superconductors. We also obtain explicit results on the ESB phenomena of the continuous group SUf(N){\mathrm{SU}}_{f}(N)SUf​(N) by 2D invertible topological orders through a different argument.
Crystalline symmetry and time-reversal symmetry are commonly present in real superconducting materials. However, the topological classification of systems respecting these symmetries, particularly for interacting fermions, remains incomplete. In this work, we systematically classify time-reversal symmetry-protected crystalline topological superconductors in two-dimensional interacting fermionic systems using an explicit real-space construction. Among the resulting phases, we identify intrinsically interacting fermionic topological superconductors, i.e., phases that cannot be realized in either free-fermion or interacting bosonic systems. For spinless fermions with protecting symmetry group C4×Z2TC_4 \times Z_2^TC4​×Z2T​ or D4×Z2TD_4 \times Z_2^TD4​×Z2T​ (plus fermion parity), the intrinsic sector has a Z4Z_4Z4​ classification. The corresponding root phases generating this Z4Z_4Z4​ classification admit a transparent real-space construction in terms of decorated 1D blocks. These blocks are 1D fermionic symmetry-protected topological (FSPT) phases, realizable as double Majorana chains. We further find the corresponding Z4Z_4Z4​ spinless intrinsic phases for wallpaper groups p4p4p4, p4mp4mp4m, and p4gp4gp4g. We also find an additional Z2Z_2Z2​ intrinsically interacting phase for spinless fermions with wallpaper group pmpmpm, which is absent with the corresponding point-group symmetry alone. Moreover, these intrinsic phases naturally give rise to higher-order FSPT phases that support corner zero modes. Finally, we verify the crystalline equivalence principle for generic 2D interacting FSPT systems with both crystalline and internal symmetries.
We study the classification of interacting fermionic symmetry-protected topological (SPT) phases with both rotation symmetry and Abelian internal symmetries in one, two, and three dimensions. By working out this classification, on the one hand, we demonstrate the recently proposed correspondence principle between crystalline topological phases and those with internal symmetries through explicit block-state constructions. We find that for the precise correspondence to hold it is necessary to change the central extension structure of the symmetry group by the Z2{\mathbb{Z}}_{2}Z2​ fermion parity. On the other hand, we uncover new classes of intrinsically fermionic SPT phases that are only enabled by interactions, both in 2D and 3D. Several 3D Majorana-type fermionic SPT phases are identified. Moreover, several new instances of Lieb-Schultz-Mattis-type theorems for Majorana-type fermionic SPT phases are obtained and we discuss their interpretations from the perspective of bulk-boundary correspondence.
The natural existence of crystalline symmetry in real materials manifests the importance of understanding crystalline symmetry-protected topological phases, especially for interacting systems. In this paper, we systematically construct and classify all the point-group crystalline topological superconductors and insulators in three-dimensional (3D) interacting fermion systems using the novel concept of a topological crystal. The corresponding higher-order topological surface theory can also be systematically studied via higher-order bulk-boundary correspondence. In particular, we discover several intrinsically interacting topological phases that cannot be realized in any free-fermion systems. Moreover, the crystalline equivalence principle for 3D interacting fermionic systems is also verified, with an additional subtle “twist” on the spin of fermions.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have T2=1{T}^{2}=1T2=1 time-reversal Z2T{Z}_{2}^{T}Z2T​ and fermion-number-parity Z2f{Z}_{2}^{f}Z2f​ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the KKK-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge c=1c=1c=1 gapless edge excitations, if the symmetry is not broken.
The surfaces of three-dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time-reversal T\mathcal{T}T or U(1)\text{U}(1)U(1) charge conservation symmetry. Here, we discuss a possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then, the surface must develop topological order of a kind that can not be realized in a two-dimensional (2D) system with the same symmetries. We discuss candidate surface states, non-Abelian quantum Hall states which, when realized in 2D, have ${\ensuremath{\sigma}}_{xy}=\frac{1}{2}$ and hence break T\mathcal{T}T symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as T\mathcal{T}T-symmetric surface states. The corresponding 3D phases are confined, and have $\ensuremath{\theta}=\ensuremath{\pi}$ magnetoelectric response. Two candidate states have the same 12-particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their T\mathcal{T}T transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24-particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a T\mathcal{T}T-symmetric surface state.