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arXiv:2503.14312 · Physical Review Research

Frustration-free free fermions

Seishiro Ono, Rintaro Masaoka, Haruki Watanabe, Hoi Chun Po

Published Apr 9, 2026• 1 citation
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Abstract

We develop a general theory of frustration-free free-fermion systems and derive the necessary and sufficient conditions for such Hamiltonians. Assuming locality and translation invariance, we find that any band touching between the valence and the conduction bands is always quadratic or softer, which rules out the possibility of describing Dirac and Weyl semimetals using frustration-free local Hamiltonians. We further construct a frustration-free free-fermion model on the honeycomb lattice and show that its density fluctuations acquire an anomalous gap originating from the diverging quantum metric associated with the quadratic band-touching points. Nevertheless, an O ( 1 / L 2 ) finite-size scaling of the charge-neutral excitation gap can be verified even in the presence of interactions, consistent with the more general results we derive in an accompanying work [Masaoka , ].

DOI
10.1103/9mt9-9fjr

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•Jun 25, 2026•0 citations
We develop a general theory of frustration-free free-fermion systems and derive the necessary and sufficient conditions for such Hamiltonians. Assuming locality and translation invariance, we find that any band touching between the valence and the conduction bands is always quadratic or softer, which rules out the possibility of describing Dirac and Weyl semimetals using frustration-free local Hamiltonians. We further construct a frustration-free free-fermion model on the honeycomb lattice and show that its density fluctuations acquire an anomalous gap originating from the diverging quantum metric associated with the quadratic band-touching points. Nevertheless, an O ( 1 / L 2 ) finite-size scaling of the charge-neutral excitation gap can be verified even in the presence of interactions, consistent with the more general results we derive in an accompanying work [Masaoka , ].
Frustration-free Hamiltonians provide pivotal models for understanding quantum many-body systems. In this paper, we establish a general framework for frustration-free fermionic systems. First, we derive a necessary and sufficient condition for a free fermion model to be frustration-free. In the case of translation-invariant, noninteracting systems, we show that any band touching between the valence and conduction bands is at least quadratic. Furthermore, by extending the Gosset-Huang inequality to fermionic systems, we demonstrate that even in interacting and non-translation-invariant cases, the finite-size gap of gapless excitations scales as O((log⁡L)2/L2)O((\log L)^2/L^2)O((logL)2/L2), provided the ground-state correlation function exhibits a power-law decay. Our results provide a foundation for studying frustration-free fermionic systems, including flat-band ferromagnetism and ηηη-pairing states.
Recent studies have revealed that frustration-free models, expressed as sums of finite-range interactions or hoppings, exhibit several properties markedly different from those of frustrated models. In this work, we demonstrate that, by relaxing the finite-range condition to allow for exponentially decaying hoppings, one can build gapped frustration-free systems that realize Chern insulators as well as quasidegenerate ground states with finite-size splittings. Moreover, by permitting power-law decaying hoppings, we also construct a gapless band metal whose finite-size gap scales inversely with the system size LLL. These findings serve as an important step toward clarifying the general properties of frustration-free systems and those represented by tensor network states.
Recent results have shown the stability of frustration-free Hamiltonians to weak local perturbations, assuming several conditions. In this paper, we prove the stability of free fermion Hamiltonians which are gapped and local. These free fermion Hamiltonians are not necessarily frustration-free, but we are able to adapt previous work to prove stability. The key idea is to add an additional copy of the system to cancel topological obstructions. We comment on applications to quantization of Hall conductance in such systems.
c=−2c=-2c=−2 conformal field theory in quadratic band touching
Quadratic band touching in fermionic systems defines a universality class distinct from that of linear Dirac points, yet its characterization as a quantum critical point remains incomplete. In this work, I show that a (d+1)(d+1)(d+1)-dimensional free-fermion model with quadratic band touching exhibits spatial conformal invariance, and that its equal-time ground-state correlation functions are exactly captured by the ddd-dimensional symplectic fermion theory. I establish this correspondence by constructing explicit mappings between physical fermionic operators and the fields of the symplectic fermion theory. I further explore the implications of this correspondence in two spatial dimensions, where the symplectic fermion theory is a logarithmic conformal field theory with central charge c=−2c=-2c=−2. In the corresponding (2+1)(2+1)(2+1)-dimensional systems, I identify anyonic excitations originating from the underlying symplectic fermion theory, even though the Hamiltonian is gapless. Transporting these excitations along non-contractible loops generates transitions among topologically degenerate ground states, in close analogy with those in topologically ordered phases. Moreover, the action of a 2π2π2π rotation on these excitations is represented by a Jordan block, reflecting the logarithmic character of the associated conformal field theory.
This thesis studies the mathematical structure of quantum Hall transport in lattice systems, with an emphasis on relating mutiple definitions of Hall conductance in different mathematical branches: Geometrically as a bulk Chern number for a Bloch bundle; analytically as an edge spectral flow for a half-space Hamiltonian; and in operator algebra language as a many body charge transport index generated by magnetic flux insertion. The main results of the thesis reveal restrictions imposed on these indices by frustration-free structure, and improved locality estimates for interacting many body systems.The first result concerns frustration free free-Fermion (F 4 ) Hamiltonians. For translation-invariant, strictly local, gapped F4 Hamiltonians on Z 2 , we prove that the bulk index vanishes. More precisely, the two Bloch bundle associated with the image/kernel of the momentum space Hamiltonian is shown to be trivial by an algebraic argument using polynomial modules and a free resolution. Thus a frustration-free free-Fermion model cannot realize a nontrivial integer quantum Hall phase at the level of the bulk Chern index.The second new result is the corresponding edge statement. For a translation-invariant F4 Hamiltonian restricted to a half-plane, we prove that the edge index vanishes. We first identified that frustration free is equivalent to flat ground state band. Detailed analysis of spectral flow of the edge Hamiltonian shows that the edge mode is an analytic function and can be absorbed by the flat band. Consequently, the edge spectral flow across a regular energy in the bulk gap is constant and must equal its trivial value below the spectrum. This establishes, in this setting, that the frustration-free structure rules out nonzero edge transport as well as nonzero bulk transport. The third new result is an exponential clustering theorem for finite-volume quantum spin systems with a possibly degenerate and split ground-state sector. Assuming only a uniform spectral gap above a low-energy spectral patch of sufficiently small width, we prove exponential decay of correlations in the form|⟨Ω, ABΩ⟩ − ⟨Ω, AP BΩ⟩| ≤ C∥P∥1∥A∥∥B∥e −cd(X,Y ),for local observables A and B with disjoint supports. This improves the locality control needed in many body Hall conductance arguments, where previous estimates under comparable hypotheses were superpolynomial. Together, these results clarify how locality and spectral gaps constrain both free-Fermion and interacting formulations of topological transport.