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arXiv:2503.05494 · SciPost Physics

Collective modes in superconductors including Coulomb repulsion

Joshua Althüser, Götz Silvester Uhrig

Published Sep 4, 2025• 3 citations
arXivHTMLPDF

Abstract

We numerically study the collective excitations present in isotropic superconductors including a screened Coulomb interaction. By varying the screening strength, we analyze its impact on the system. We use a formulation of the effective phonon-mediated interaction between electrons that depends on the energy transfer between particles, rather than being a constant in a small energy shell around the Fermi edge. This justifies considering also rather large attractive interactions. We compute the system’s Green’s functions using the iterated equations of motion (iEoM) approach, which ultimately enables a quantitative analysis of collective excitations. For weak couplings, we identify the well-known amplitude (Higgs) mode at the two-particle continuum’s lower edge and the phase (Anderson-Bogoliubov) mode at \omega = 0 ω = 0 for a neutral system, which shifts to higher energies as the Coulomb interaction is switched on. As the phononic coupling is increased, the Higgs mode separates from the continuum, and additional phase and amplitude modes appear, persisting even in the presence Coulomb interactions.

DOI
10.21468/scipostphys.19.3.067

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We numerically study the collective excitations present in isotropic superconductors including a screened Coulomb interaction. By varying the screening strength, we analyze its impact on the system. We use a formulation of the effective phonon-mediated interaction between electrons that depends on the energy transfer between particles, rather than being a constant in a small energy shell around the Fermi edge. This justifies considering also rather large attractive interactions. We compute the system’s Green’s functions using the iterated equations of motion (iEoM) approach, which ultimately enables a quantitative analysis of collective excitations. For weak couplings, we identify the well-known amplitude (Higgs) mode at the two-particle continuum’s lower edge and the phase (Anderson-Bogoliubov) mode at \omega = 0 ω = 0 for a neutral system, which shifts to higher energies as the Coulomb interaction is switched on. As the phononic coupling is increased, the Higgs mode separates from the continuum, and additional phase and amplitude modes appear, persisting even in the presence Coulomb interactions.
We investigate the superconducting (SC), charge-density wave (CDW), and antiferromagnetic (AFM) phases in the extended Hubbard model at zero temperature and half filling. We employ the iterated equations of motion approach to compute the two-particle Green's functions and their spectral densities. This renders a comprehensive analysis of the behavior of collective excitations possible as the model's parameters are tuned across phase transitions. We identify the well-known amplitude (Higgs) and phase (Anderson-Bogoliubov) modes within the superconducting phase and observe a similar excitation (cooperon) in the CDW phase which shifts towards zero energy as the system approaches the phase transition to the SC phase. In the CDW phase, close to the phase transition to the AFM phase, we find a collective mode, an exciton, that does not change significantly and another mode, a longitudinal magnon, that emerges from the two-particle continuum as the system approaches the phase transition to the AFM phase. It becomes identical with the former at the transition. In the AFM phase, their roles are reversed. Additionally, we find a transversal Goldstone magnon located at zero energy.
We study collective amplitude modes of the superconducting order parameter in strongly coupled electron-phonon systems described by the Holstein model using the nonequilibrium dynamical mean-field theory with the self-consistent Migdal approximation as an impurity solver. The frequency of the Higgs amplitude mode is found to coincide with the superconducting gap even in the strongly coupled (beyond BCS) regime. Besides the Higgs mode, we find another collective mode involving the dynamics of both the phonons and the superconducting order parameter. The frequency of this mode, higher than twice the renormalized phonon frequency in the superconducting phase, is shown to reflect a strong electron-mediated phonon-phonon interaction. Both of collective modes are predicted to contribute to time-resolved photoemission spectra after a strong laser pump as vertex corrections to produce resonance peaks, which allows one to distinguish them from quasiparticle excitations.
Collective modes in a superconductor correspond to fluctuations in the amplitude (Higgs mode) or the phase (Goldstone mode) of the order parameter. Starting from the BCS Hamiltonian, we derive a microscopic Hamiltonian for the coupled Higgs-Goldstone-electron system that contains all interactions among these degrees of freedom. The Higgs subsystem is a weakly interacting Bose gas: Higgs modes experience a mutual attraction mediated by the virtual exchange of Bogoliubov quasi-particle pairs. They also interact with external electromagnetic-fields with a coupling constant that we derive explicitly. We use this theory to examine whether an optically pumped gas of Higgs modes can undergo Bose-Einstein condensation. We identify a density window, bounded below by the equilibrium condensation criterion and above by collapse due to the attractive interaction, in which condensation can occur and we derive the expected density of Higgs-modes due to external pumping. This pumping depends crucially on non-parabolic corrections to the electron dispersion around the Fermi-energy. We show that the pumped mode density is compatible with condensation for realistic material parameters. We suggest possible experimental signatures of this non-equilibrium condensate.
We study the effect of strong electron-phonon interactions on the damping of the Higgs amplitude mode in superconductors by means of nonequilibrium dynamical mean-field simulations of the Holstein model. In contrast to the BCS dynamics, we find that the damping of the Higgs mode strongly depends on the temperature, becoming faster as the system approaches the transition temperature. The damping at low temperatures is well described by a power law, while near the transition temperature the damping shows exponential-like behavior. We explain this crossover in terms of a temperature-dependent quasiparticle lifetime caused by the strong electron-phonon coupling, which smears the superconducting gap edge and makes the relaxation of the Higgs mode into quasiparticles more efficient at elevated temperatures. We also reveal that the phonon dynamics can soften the Higgs mode, which results in a slower damping.
We investigate the interaction of strongly correlated electrons with phonons in the frame of the Hubbard-Holstein model. The electron-phonon interaction is considered to be strong and is an important parameter of the model besides the Coulomb repulsion of electrons and band filling. This interaction with the nondispersive optical phonons has been transformed to the problem of mobile polarons by using the canonical transformation of Lang and Firsov. A new diagram technique is used in order to handle the strong Coulomb repulsion of the electrons, which leads to a closed set of integral equations for the irreducible on-site many-particle Green's functions. The coupling to the phonons leads to an essential renormalization of the one- and two-particle irreducible Green's functions. It also influences the parameters which control the metal-insulator or superconducting phase transition. In addition we find a collective mode of phonon clouds which surround the polarons. The physics of the emission and absorption of this mode by the polarons has been investigated.
By use of a diagrammatic method we determine the density-density response functions in the random-phase approximation (RPA) and the collective-excitation spectrum for the extended Hubbard model with on-site attraction and arbitrary electron density, in the superconducting ground state. The energy of the collective modes, given by the poles of these response functions, is found to be a linear function of the wave vector (for small k and short-range intersite interaction) with the velocity interpolating smoothly between the weak- (\ensuremath{\propto}2zt, \ensuremath{\Vert}U\ensuremath{\Vert}\ensuremath{\ll}2zt) and strong-coupling (\ensuremath{\propto}zt2{\mathit{zt}}^{2}zt2/\ensuremath{\Vert}U\ensuremath{\Vert}, \ensuremath{\Vert}U\ensuremath{\Vert}\ensuremath{\gg}2zt) limits. The latter agrees with the results obtained from an effective pseudospin Hamiltonian valid in the strong-coupling limit. The numerical analysis for a two-dimensional (2D) square lattice shows the occurrence of a rotonlike minima near the zone boundary. In the weak-coupling regime we find that apart from a commensurate charge-density-wave (CDW) instability, an increase in the intersite Coulomb repulsion can give rise to a CDW incommensurate with the lattice period, away from half-filling. The resulting phase diagram for the 2D square lattice, including a singlet superconducting ground state, electronic-droplet formation, and CDW's, is determined. Finally, the effects of a long-range Coulomb interaction are analyzed briefly and it is shown that the energy of collective excitations evolves smoothly from the weak- to the strong-coupling limit for a 2D lattice.