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arXiv:2502.14032 · Journal of High Energy Physics

Critical theories connecting gapped phases with ℤ2 × ℤ2 symmetry from the duality web

Andreas Karch, Ryan C. Spieler

Published Jun 4, 2025• 0 citations
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Abstract

A bstract We use the ideas behind the duality web to construct numerous conformal field theories mediating the phase transitions between various symmetry broken and topological phases. In particular we obtain the full field theory version of the Kennedy Tasaki transformation, mapping a gapless theory mediating a topological phase transition of symmetry protected topological orders to a standard symmetry breaking one in a 1+1 dimensional ℤ 2 × ℤ 2 gauge theory. When we consider all possible discrete gauging operations, we obtain bosonic and fermionic webs with 9 critical theories per web, each connecting 4 separate gapped phases, some of them topological. Bosonization maps the two webs into each other. In addition to discussing the multi-critical theory connecting the four gapped phases in each phase diagram, we discuss the partially gapped theories connecting two of those four. Some of these are gapless symmetry protected topological phases.

DOI
10.1007/jhep06(2025)028

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A bstract We use the ideas behind the duality web to construct numerous conformal field theories mediating the phase transitions between various symmetry broken and topological phases. In particular we obtain the full field theory version of the Kennedy Tasaki transformation, mapping a gapless theory mediating a topological phase transition of symmetry protected topological orders to a standard symmetry breaking one in a 1+1 dimensional ℤ 2 × ℤ 2 gauge theory. When we consider all possible discrete gauging operations, we obtain bosonic and fermionic webs with 9 critical theories per web, each connecting 4 separate gapped phases, some of them topological. Bosonization maps the two webs into each other. In addition to discussing the multi-critical theory connecting the four gapped phases in each phase diagram, we discuss the partially gapped theories connecting two of those four. Some of these are gapless symmetry protected topological phases.
The Kennedy-Tasaki (KT) transformation was used to construct the gapped symmetry protected topological (SPT) phase from the symmetry breaking phase with open boundary condition, and was generalized in our proceeding work [Phys. Rev. B 108, 214429 (2023)] on a ring by sacrificing the unitarity, and should be understood as a non-invertible duality transformation. In this work, we further apply the KT transformation to systematically construct gapless symmetry protected topological phases. This construction reproduces the known examples of (intrinsically) gapless SPT where the non-trivial topological features come from the gapped sectors by means of decorated defect constructions. We also construct new (intrinsically) purely gapless SPTs where there are no gapped sectors, hence are beyond the decorated defect construction. This construction elucidates the field theory description of the various gapless SPTs, and can also be applied to analytically study the stability of various gapless SPT models on the lattice under certain symmetric perturbations.
Despite great successes in the study of gapped phases, a comprehensive understanding of the gapless phases and their transitions is still under development.In this paper, we study a general phenomenon in the space of (1 + 1)-dimensional critical phases with fermionic degrees of freedom described by a continuous family of conformal field theories (CFTs), also known as the conformal manifold.Along a one-dimensional locus on the conformal manifold, there can be a transition point, across which the fermionic CFTs on the two sides differ by stacking an invertible fermionic topological order (IFTO), point by point along the locus.At every point on the conformal manifold, the order and disorder operators have power-law two-point functions, but their critical exponents cross over with each other at the transition point, where stacking the IFTO leaves the fermionic CFT unchanged.We call this continuous transition on the fermionic conformal manifold a topological transition.By gauging the fermion parity, the IFTO stacking becomes a Kramers-Wannier duality between the corresponding bosonic CFTs.Both the IFTO stacking and the Kramers-Wannier duality are induced by the electromagnetic duality of the (2 + 1)-dimensional Z 2 topological order.We provide several examples of topological transitions, including the familiar Luttinger model of spinless fermions (i.e., the c = 1 massless Dirac fermion with the Thirring interaction) and a class of c = 2 examples describing U(1) × SU(2)-protected gapless phases.
Effective field theory is a very useful technique for understanding quantum many body systems. We use this approach to study a certain class of critical quantum spin-1 chains and symmetry protected topological phases of matter in two spatial dimensions. In the first context we consider the SU(3) symmetric spin-1 chain with additional interactions. We use bosonization to demonstrate that the effective field theories describing the critical behaviour of these spin chains can be mapped to free compact boson conformal field theories (CFTs) with central charge c=2. We also describe how some predictions from field theory can be verified in numerical calculations using exact diagonalization (ED) and the density matrix renormalization group (DMRG) algorithm. In particular, the bosonization method gives a formula for the evolution of four Tomonaga-Luttinger liquid (TLL) parameters as a function of the lattice parameters. Using the analytic formulae for the scaling dimensions in terms of the TLL parameters and matching of lowest scaling dimensions, we numerically calculate these field-theoretic parameters and confirm that their evolution agrees with the prediction using bosonization. We also tackle aspects of the challenging problem of understanding interacting topological phases. In this context, we aim to understand the effects if interactions in certain classes of symmetry protected topological (SPT) phases of matter. We consider non-chiral SPT phases in two spatial dimensions protected by a discrete symmetry such as Z_K or Z_K x Z_K symmetry. We argue that modular invariance/noninvariance of the partition function of the one-dimensional edge theory can be used to diagnose whether, by adding a suitable potential, the edge theory can be gapped or not without breaking the symmetry. By taking bosonic phases described by Chern-Simons K-matrix theories and fermionic phases relevant to topological superconductors as examples, we demonstrate explicitly that when modular invariance is achieved, we can construct an interaction potential that is consistent with the symmetry and can completely gap out the edge. We also briefly discuss preliminary results of a numerical approach for simulating the 3 dimensional Landau Level problem. This includes a brief description of a potential application of variational Monte Carlo to spin-orbit coupled ab initio systems.
The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [L. Bhardwaj et al. SciPost Phys. 19, 056 (2025); L. Bhardwaj et al. arXiv:2502.20440] on gapped phases in (2+1)d and provide a systematic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces between topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for \mathbb{Z}_2 ℤ 2 , and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G G with twist - so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numerous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S_3 S 3 , and D_8 D 8 DW theories.
This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.
We grow the web of dualities for conformal field theories (CFTs) in 2+1 spacetime dimensions to include quantum critical transitions of Dirac fermions. Our construction uses the seed duality, equating a free Dirac fermion with a complex boson coupled to a Chern-Simons gauge field, to express various Gross-Neveu-Yukawa (GNY) critical points of N fermions in terms of the same number of complex bosons and partner gauge fields. In some instances, monopole operators appear explicitly in the dual action, such as for the superconducting transition of a single Dirac fermion, which is a CFT with emergent supersymmetry. We match phase diagrams, symmetries and their anomalies. By further gauging certain symmetries, we derive offspring dualities. For example, starting with the duality for the regular GNY transition of 2 Dirac fermions, we arrive at the duality between a Neel-to-VBS deconfined quantum critical point and a gauged-Gross-Neveu transition. Finally, we use a large-N expansion for monopole operators, and compare with known scaling dimensions in the simplest single-flavour GNY transition.