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arXiv:2502.09708 · Physical review. B./Physical review. B

Fractionalized prethermalization in the one-dimensional Hubbard model

Anton Romen, Johannes Knolle, Michael Knap

Published Nov 20, 2025• 0 citations
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Abstract

Prethermalization phenomena in driven systems are generally understood via a local Floquet Hamiltonian obtained from a high-frequency expansion. Remarkably, recently it has been shown that a driven Kitaev spin liquid with fractionalized excitations can realize a quasistationary state that is not captured by this paradigm. Instead distinct types of fractionalized excitations are characterized by vastly different temperatures—a phenomenon dubbed . In our work, we analyze fractionalized prethermalization in a driven one-dimensional Hubbard model at strong coupling which hosts spin-charge fractionalization. At intermediate frequencies quasisteady states emerge which are characterized by a low spin and high charge temperature with lifetimes set by two competing processes: the lifetime of the quasiparticles determined by Fermi's Golden rule and the exponentially long lifetime of a Floquet prethermal plateau. We classify drives into three categories, each giving rise to distinct (fractional) prethermalization dynamics. Resorting to a time-dependent variant of the Schrieffer-Wolff transformation, we systematically analyze how these drive categories are linked to the underlying driven Hubbard model, thereby providing a general understanding of the emergent thermalization dynamics. We discuss routes toward an experimental realization of this phenomenon in quantum simulation platforms.

DOI
10.1103/qlky-lzx6

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Prethermalization phenomena in driven systems are generally understood via a local Floquet Hamiltonian obtained from a high-frequency expansion. Remarkably, recently it has been shown that a driven Kitaev spin liquid with fractionalized excitations can realize a quasistationary state that is not captured by this paradigm. Instead distinct types of fractionalized excitations are characterized by vastly different temperatures—a phenomenon dubbed . In our work, we analyze fractionalized prethermalization in a driven one-dimensional Hubbard model at strong coupling which hosts spin-charge fractionalization. At intermediate frequencies quasisteady states emerge which are characterized by a low spin and high charge temperature with lifetimes set by two competing processes: the lifetime of the quasiparticles determined by Fermi's Golden rule and the exponentially long lifetime of a Floquet prethermal plateau. We classify drives into three categories, each giving rise to distinct (fractional) prethermalization dynamics. Resorting to a time-dependent variant of the Schrieffer-Wolff transformation, we systematically analyze how these drive categories are linked to the underlying driven Hubbard model, thereby providing a general understanding of the emergent thermalization dynamics. We discuss routes toward an experimental realization of this phenomenon in quantum simulation platforms.
Quantum spin liquids subject to a periodic drive can display fascinating nonequilibrium heating behavior because of their emergent fractionalized quasiparticles. Here, we investigate a driven Kitaev honeycomb model and examine the dynamics of emergent Majorana matter and Z_{2} flux excitations. We uncover a distinct two-step heating profile-dubbed fractionalized prethermalization-and a quasistationary state with vastly different temperatures for the matter and the flux sectors. We argue that this peculiar prethermalization behavior is a consequence of fractionalization. Furthermore, we discuss an experimentally feasible protocol for preparing a zero-flux initial state of the Kiteav honeycomb model with a low energy density, which can be used to observe fractionalized prethermalization in quantum information processing platforms.
We study the dynamics of the Fermi-Hubbard model driven by a time-periodic modulation of the interaction within nonequilibrium dynamical mean-field theory. For moderate interaction, we find clear evidence of thermalization to a genuine infinite-temperature state with no residual oscillations. Quite differently, in the strongly correlated regime, we find a quasistationary extremely long-lived state with oscillations synchronized with the drive (Floquet prethermalization). Remarkably, the nature of this state dramatically changes upon tuning the drive frequency. In particular, we show the existence of a critical frequency at which the system rapidly thermalizes despite the large interaction. We characterize this resonant thermalization and provide an analytical understanding in terms of a breakdown of the periodic Schrieffer-Wolff transformation.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability w.r.t.~random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are non-universal: we observe Fermi's Golden Rule scaling, power-law scaling inconsistent with the Golden Rule, and non-power law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
Periodic driving has emerged as a powerful tool in the quest to engineer new and exotic quantum phases. While driven many-body systems are generically expected to absorb energy indefinitely and reach an infinite-temperature state, the rate of heating can be exponentially suppressed when the drive frequency is large compared to the local energy scales of the system -- leading to long-lived 'prethermal' regimes. In this work, we experimentally study a bosonic cloud of ultracold atoms in a driven optical lattice and identify such a prethermal regime in the Bose-Hubbard model. By measuring the energy absorption of the cloud as the driving frequency is increased, we observe an exponential-in-frequency reduction of the heating rate persisting over more than 2 orders of magnitude. The tunability of the lattice potentials allows us to explore one- and two-dimensional systems in a range of different interacting regimes. Alongside the exponential decrease, the dependence of the heating rate on the frequency displays features characteristic of the phase diagram of the Bose-Hubbard model, whose understanding is additionally supported by numerical simulations in one dimension. Our results show experimental evidence of the phenomenon of Floquet prethermalization, and provide insight into the characterization of heating for driven bosonic systems.
Periodic driving has emerged as a powerful tool in the quest to engineer new and exotic quantum phases.While driven many-body systems are generically expected to absorb energy indefinitely and reach an infinitetemperature state, the rate of heating can be exponentially suppressed when the drive frequency is large compared to the local energy scales of the system-leading to long-lived "prethermal" regimes.In this work, we experimentally study a bosonic cloud of ultracold atoms in a driven optical lattice and identify such a prethermal regime in the Bose-Hubbard model.By measuring the energy absorption of the cloud as the driving frequency is increased, we observe an exponential-in-frequency reduction of the heating rate persisting over more than 2 orders of magnitude.The tunability of the lattice potentials allows us to explore one-and twodimensional systems in a range of different interacting regimes.Alongside the exponential decrease, the dependence of the heating rate on the frequency displays features characteristic of the phase diagram of the Bose-Hubbard model, whose understanding is additionally supported by numerical simulations in one dimension.Our results show experimental evidence of the phenomenon of Floquet prethermalization and provide insight into the characterization of heating for driven bosonic systems.