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arXiv:2501.05890

High-dimensional quantum key distribution rates for multiple measurement bases

Nikolai Wyderka, Giovanni Chesi, Hermann Kampermann, Chiara Macchiavello, Dagmar Bruß

Published Jan 10, 2025• 0 citations
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Abstract

We investigate the advantages of high-dimensional encoding for a quantum key distribution protocol. In particular, we address a BBM92-like protocol where the dimension of the systems can be larger than two and more than two mutually unbiased bases (MUBs) can be employed. Indeed, it is known that, for a system whose dimension $d$ is a prime or the power of a prime, up to $d+1$ MUBs can be found. We derive an analytic expression for the asymptotic key rate when $d+1$ MUBs are exploited and show the effects of using different numbers of MUBs on the performance of the protocol. Then, we move to the non-asymptotic case and optimize the finite key rate against collective and coherent attacks for generic dimension of the systems and all possible numbers of MUBs. In the finite-key scenario, we find that, if the number of rounds is small enough, the highest key rate is obtained by exploiting three MUBs, instead of $d+1$ as one may expect.

DOI
10.48550/arxiv.2501.05890

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We investigate the advantages of high-dimensional encoding for a quantum key distribution protocol. In particular, we address a BBM92-like protocol where the dimension of the systems can be larger than two and more than two mutually unbiased bases (MUBs) can be employed. Indeed, it is known that, for a system whose dimension ddd is a prime or the power of a prime, up to d+1d+1d+1 MUBs can be found. We derive an analytic expression for the asymptotic key rate when d+1d+1d+1 MUBs are exploited and show the effects of using different numbers of MUBs on the performance of the protocol. Then, we move to the non-asymptotic case and optimize the finite key rate against collective and coherent attacks for generic dimension of the systems and all possible numbers of MUBs. In the finite-key scenario, we find that, if the number of rounds is small enough, the highest key rate is obtained by exploiting three MUBs, instead of d+1d+1d+1 as one may expect.
We present a detailed security analysis of a d -dimensional quantum key distribution protocol based on two and three mutually unbiased bases (MUBs) both in an asymptotic and finite-key-length scenario. The finite secret key rates (in bits per detected photon) are calculated as a function of the length of the sifted key by (i) generalizing the uncertainly relation-based insight from BB84 to any d -level 2-MUB QKD protocol and (ii) by adopting recent advances in the second-order asymptotics for finite block length quantum coding (for both d -level 2- and 3-MUB QKD protocols). Since the finite and asymptotic secret key rates increase with d and the number of MUBs (together with the tolerable threshold) such QKD schemes could in principle offer an important advantage over BB84. We discuss the possibility of an experimental realization of the 3-MUB QKD protocol with the orbital angular momentum degrees of freedom of photons.
In this paper we derive a new bound on the secret key-rate of the High Dimensional BB84 protocol operating with multiple mutually unbiased bases (MUBs). To our knowledge, our proof is the first for this protocol that is both general (in that it can handle arbitrary, asymmetric channels), and also the first that derives a bound on the quantum min entropy for general attacks, without relying on post selection techniques or the asymptotic equipartition property. Because of this, our new result shows that far more optimistic key-rates are possible for a low number of signals, even in general channels. Furthermore, our proof methods may be broadly applicable to other protocols relying on multiple measurement bases and we prove several technical lemmas that may have independent interest. We evaluate our new bound and compare to prior work, showing that higher key-rates are possible in several operating scenarios. We also show some interesting behavior of the protocol when faced with asymmetric noise.
We study a general quantum key distribution protocol in higher dimension. In this protocol, quantum states in arbitrary g+1g+1g+1 ($1\ensuremath{\le}g\ensuremath{\le}d$) out of all d+1d+1d+1 mutually unbiased bases in a ddd-dimensional system can be used for the key encoding. This provides a natural generalization of the quantum key distribution in higher dimension and recovers the previously known results for g=1g=1g=1 and ddd. In our investigation, we study Eve's attack by two slightly different approaches. One is considering the optimal cloner of Eve, and the other, defined as the optimal attack, is maximizing Eve's information. We derive results for both approaches and show the deviation of the optimal cloner from the optimal attack. With our systematic investigation of the quantum key distribution protocols in higher dimension, one may balance the security gain and the implementation cost by changing the number of bases in the key encoding. As a side product, we also prove the equivalency between the optimal phase covariant quantum cloning machine and the optimal cloner for the $g=d\ensuremath{-}1$ quantum key distribution.
The application of quantum mechanics contributes to the field of cryptography with very important advantage as it offers a mechanism for detecting the eavesdropper. The pioneering work of quantum key distribution uses mutually unbiased bases (MUBs) to prepare and measure qubits (or qudits). Weak mutually unbiased bases (WMUBs) have weaker properties than MUBs properties, however, unlike MUBs, a complete set of WMUBs can be constructed for systems with composite dimensions. In this paper, we study the use of weak mutually unbiased bases (WMUBs) in quantum key distribution for composite dimensional finite systems. We prove that the security analysis of using a complete set of WMUBs to prepare and measure the quantum states in the generalized BB84 protocol, gives better results than using the maximum number of MUBs that can be constructed, when they are analyzed against the intercept and resend attack.
The topic of this thesis is Quantum Cryptography. Based on the laws of Quantum Mechanics, this allows two parties to share a secure key, by using quantum states to carry classical information. Namely, the Quantum Key Distribution (QKD) process, completed with the classical algorithm One Time Pad, leads to an unconditionally secure cryptosystem. Most QKD protocols, like the famous BB84, are realized on unidirectional quantum channels and have probabilistic character. Recently, a new protocol, named LM05, has been proposed, which works on bidirectional quantum channels and in a deterministic way. This thesis is mainly concerned with protocols extending LM05 from binary to d-ary alphabets (dmajor2), by using multi-level quantum systems in d-dimensional Hilbert spaces. The construction of such protocols relies on the notion of Mutually Unbiased Bases (MUB). But the total number of MUB in a Hilbert space of dimension d is known only if d is a prime power. Accordingly, the new protocols are realized under this assumption. As a preliminary step, an explicit expression for MUB encompassing powers of both even and odd primes is discussed. The first proposed extension, called EM09, uses shift operators on MUB to encode information and the usual quantum measurement to realize the control procedure. This guarantees maximal security for dimension d=3 against a powerful individual attack. The second extension, named EM11, is characterized by an innovative control strategy based on a suitable unitary transformation rather than on quantum measurement. Such protocol only works for d an odd prime power, due to the particular choice of the control operator, which is proved to be the only possible with the required properties. The EM11 protocol leads to a relevant improvement. In fact, the security against the same attack is much better than in the EM09 and it increases in terms of the dimension d. Some partial results are also obtained about the possible extensions of the probabilistic protocol called SARG04 to higher dimensions. Finally, it is considered the use of the EM09 and EM11 protocols in the Quantum Direct Communication, where the meaningful message is transmitted without any encryption, as allowed by their deterministic character. In this context, the asymptotic security turns out to be optimal in dimension d=2 for EM09 and in dimension d=3 for EM11.