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arXiv:1108.4540 · Physical Review A

General quantum key distribution in higher dimension

Zhao-Xi Xiong, Handuo Shi, Yi-Nan Wang, Jing Li, Lei Jin, Liang-Zhu Mu, Heng Fan

Published Jan 31, 2012• 17 citations
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Abstract

We study a general quantum key distribution protocol in higher dimension. In this protocol, quantum states in arbitrary $g+1$ ($1\ensuremath{\le}g\ensuremath{\le}d$) out of all $d+1$ mutually unbiased bases in a $d$-dimensional system can be used for the key encoding. This provides a natural generalization of the quantum key distribution in higher dimension and recovers the previously known results for $g=1$ and $d$. In our investigation, we study Eve's attack by two slightly different approaches. One is considering the optimal cloner of Eve, and the other, defined as the optimal attack, is maximizing Eve's information. We derive results for both approaches and show the deviation of the optimal cloner from the optimal attack. With our systematic investigation of the quantum key distribution protocols in higher dimension, one may balance the security gain and the implementation cost by changing the number of bases in the key encoding. As a side product, we also prove the equivalency between the optimal phase covariant quantum cloning machine and the optimal cloner for the $g=d\ensuremath{-}1$ quantum key distribution.

DOI
10.1103/physreva.85.012334

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We study a general quantum key distribution protocol in higher dimension. In this protocol, quantum states in arbitrary g+1g+1g+1 (1\ensuremath≤g\ensuremath≤d1\ensuremath{\le}g\ensuremath{\le}d1\ensuremath≤g\ensuremath≤d) out of all d+1d+1d+1 mutually unbiased bases in a ddd-dimensional system can be used for the key encoding. This provides a natural generalization of the quantum key distribution in higher dimension and recovers the previously known results for g=1g=1g=1 and ddd. In our investigation, we study Eve's attack by two slightly different approaches. One is considering the optimal cloner of Eve, and the other, defined as the optimal attack, is maximizing Eve's information. We derive results for both approaches and show the deviation of the optimal cloner from the optimal attack. With our systematic investigation of the quantum key distribution protocols in higher dimension, one may balance the security gain and the implementation cost by changing the number of bases in the key encoding. As a side product, we also prove the equivalency between the optimal phase covariant quantum cloning machine and the optimal cloner for the g=d\ensuremath−1g=d\ensuremath{-}1g=d\ensuremath−1 quantum key distribution.
We investigate the advantages of high-dimensional encoding for a quantum key distribution protocol. In particular, we address a BBM92-like protocol where the dimension of the systems can be larger than two and more than two mutually unbiased bases (MUBs) can be employed. Indeed, it is known that, for a system whose dimension ddd is a prime or the power of a prime, up to d+1d+1d+1 MUBs can be found. We derive an analytic expression for the asymptotic key rate when d+1d+1d+1 MUBs are exploited and show the effects of using different numbers of MUBs on the performance of the protocol. Then, we move to the non-asymptotic case and optimize the finite key rate against collective and coherent attacks for generic dimension of the systems and all possible numbers of MUBs. In the finite-key scenario, we find that, if the number of rounds is small enough, the highest key rate is obtained by exploiting three MUBs, instead of d+1d+1d+1 as one may expect.
We investigate the security bounds of quantum-cryptographic protocols using ddd-level systems. In particular, we focus on schemes that use two mutually unbiased bases, thus extending the Bennett-Brassard 1984 quantum-key-distribution scheme to higher dimensions. Under the assumption of general coherent attacks, we derive an analytic expression for the ultimate upper security bound of such quantum-cryptography schemes. This bound is well below the predictions of optimal cloning machines. The possibility of extraction of a secret key beyond entanglement distillation is discussed. In the case of qutrits we argue that any eavesdropping strategy is equivalent to a symmetric one. For higher dimensions such an equivalence is generally no longer valid.
We consider two quantum cryptographic schemes relying on encoding the key into qudits, i.e., quantum states in a d-dimensional Hilbert space. The first cryptosystem uses two mutually unbiased bases (thereby extending the BB84 scheme), while the second exploits all d+1 available such bases (extending the six-state protocol for qubits). We derive the information gained by a potential eavesdropper applying a cloning-based individual attack, along with an upper bound on the error rate that ensures unconditional security against coherent attacks.
In this thesis we develop practical tools for quantum key distribution (QKD) security proofs. We apply the tools to provide security proofs for several protocols, ranging from discrete variable protocols in high dimensions, protocols with realistic implementations, measurement device independent QKD and continuous-variable QKD. The security proofs are based on the Devetak-Winter security framework [I. Devetak and A. Winter, Proc. of the Roy. Soc. of London Series A, 461, 207 (2005); B. Kraus, N. Gisin, and R. Renner, Phys. Rev. Lett., 95 080501 (2005)]. \n \nIn the key rate calculation, it is often convenient to assume that the optimal attack is symmetric. \nUnder the assumption that the parameter estimation is based on coarse-grained observations, we show that the optimal attack is symmetric, if the protocol and the postselection have sufficient symmetries. \nAs an example we calculate the key rates of protocols using 2, d and d+1 mutually unbiased bases in d-dimensional Hilbert spaces. \n \nWe investigate the connection between the optimal collective eavesdropping attack and the optimal cloning attack, in which the eavesdropper employs an optimal cloner to attack the protocol. \nWe find that, in general, it does not hold that the optimal attack is an optimal cloner. However, there are classes of protocols, for which we can identify the optimal attack by an optimal cloner. \nWe analyze protocols with mutually unbiased bases in d dimensions, and show that for the protocols with 2 and d+1 mutually unbiased bases the optimal attack is an optimal cloner, but for the protocols with d mutually unbiased bases, it is not. \n \nIn optical implementations of the phase-encoded BB84 protocol, the bit information is usually encoded in the phase of two consecutive photon pulses generated in a Mach-Zehnder interferometer. In the actual experimental realization, the loss in the arms of the Mach-Zehnder interferometer is not balanced, for example because only one arm contains a lossy phase modulator. \nSince the imbalance changes the structure of the signals states and measurements, the BB84 security analysis no longer applies in this scenario. \nWe provide a security proof for the unbalanced phase-encoded BB84. The loss does lower the key rate compared to a protocol without loss. However, for a realistic parameter regime, the same key rate is found by applying the original BB84 security analysis. \n \nRecently, the security of a measurement device-independent QKD setup with BB84 signal states was proven in Refs. [H.-K. Lo, M. Curty, and B. Qi, Phys. Rev. Lett., 108 (2012); S. L. Braunstein and S. Pirandola, Phys. Rev. Lett., 108 (2012)]. In this setup Alice and Bob send quantum states to an intermediate node, which performs the measurement, and is assumed to be controlled by Eve. \nWe analyze the security of a measurement device-independent QKD protocol with B92 signal states, and calculate the key rates numerically for a realistic implementation. \nBased on our security proof we were able to prove the security of the strong reference pulse B92 protocol. \n \nWe analyze the security of continuous-variable protocols using the entropic uncertainty relations established in Ref. [M. Berta, M. Christandl, R. Colbeck, J. M. Renes, and R. Renner, Nature Physics 6, 659 (2010)] to provide an estimate of the key rate based on the observed first and second moments. We analyze a protocol with squeezed coherent states and the 2-state protocol with two coherent states with opposite phases.
We propose an extension of quantum key distribution based on encoding the key into quNits, i.e. quantum states in an N -dimensional Hilbert space. In our protocol, we adopt asymmetric measurement scheme resulting in an efficiency higher than previous protocols and a generalized Bell inequality [Phys. Rev. Lett. 92 (2004) 130404] is employed to detect the presence of an eavesdropper Eve. We also derive the information gained by a potential eavesdropper Eve applying a cloning-based attack and the maximal error rate which measures the robustness of the protocol. The result shows that the security of our scheme increases with the dimension N .