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arXiv:2412.14064 · Physical review. D/Physical review. D.

Oscillators with imaginary coupling: Spectral functions in quantum mechanics and quantum field theory

B. W. Mintz, Itai Y. Pinheiro, Rui Aquino

Published Mar 12, 2025• 1 citation
arXivHTMLPDF

Abstract

The axioms of quantum mechanics require that the Hamiltonian of any closed system is self-adjoint, so that energy levels are real and time evolution preserves probability. On the other hand, non-Hermitian Hamiltonians with $\mathcal{PT}$ symmetry can have both real spectra and unitary time evolution. In this paper, we study in detail a pair of quantum oscillators coupled by an imaginary bilinear term, both in quantum mechanics and in quantum field theory. We discuss explicitly how such Hamiltonians lead to perfectly sound physical theories with real spectra and unitary time evolution, in spite of their non-Hermiticity. We also analyze two-point correlation functions and their associated K\"allen-Lehmann representation. In particular, we discuss the intimate relation between positivity violation of the spectral functions and the nonobservability of operators in a given correlation function. Finally, we conjecture that positivity violation of some spectral functions of the theory could be a generic sign of the existence of complex pairs of energy eigenvalues (i.e., a $\mathcal{PT}$-broken phase) somewhere in its parameter space.

DOI
10.1103/physrevd.111.065014

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The axioms of quantum mechanics require that the Hamiltonian of any closed system is self-adjoint, so that energy levels are real and time evolution preserves probability. On the other hand, non-Hermitian Hamiltonians with PT\mathcal{PT}PT symmetry can have both real spectra and unitary time evolution. In this paper, we study in detail a pair of quantum oscillators coupled by an imaginary bilinear term, both in quantum mechanics and in quantum field theory. We discuss explicitly how such Hamiltonians lead to perfectly sound physical theories with real spectra and unitary time evolution, in spite of their non-Hermiticity. We also analyze two-point correlation functions and their associated K"allen-Lehmann representation. In particular, we discuss the intimate relation between positivity violation of the spectral functions and the nonobservability of operators in a given correlation function. Finally, we conjecture that positivity violation of some spectral functions of the theory could be a generic sign of the existence of complex pairs of energy eigenvalues (i.e., a PT\mathcal{PT}PT-broken phase) somewhere in its parameter space.
A possible method to investigate non-Hermitian Hamiltonians is suggested through finding a Hermitian operator η+ and defining the annihilation and creation operators to be η+ -pseudo-Hermitian adjoint to each other. The operator η+ represents the η+ -pseudo-Hermiticity of Hamiltonians. As an example, a non-Hermitian and non-PT-symmetric Hamiltonian with imaginary linear coordinate and linear momentum terms is constructed and analyzed in detail. The operator η+ is found, based on which, a real spectrum and a positive-definite inner product, together with the probability explanation of wave functions, the orthogonality of eigenstates, and the unitarity of time evolution, are obtained for the non-Hermitian and non-PT-symmetric Hamiltonian. Moreover, this Hamiltonian turns out to be coupled when it is extended to the canonical noncommutative space with noncommutative spatial coordinate operators and noncommutative momentum operators as well. Our method is applicable to the coupled Hamiltonian. Then the first and second order noncommutative corrections of energy levels are calculated, and in particular the reality of energy spectra, the positive-definiteness of inner products, and the related properties (the probability explanation of wave functions, the orthogonality of eigenstates, and the unitarity of time evolution) are found not to be altered by the noncommutativity.
This thesis is centred around the role of non-Hermitian Hamiltonians in Physics both at the quantum and classical levels. In our investigations of two-level models we demonstrate [1] the phenomenon of fast transitions developed in the PT -symmetric quantum brachistochrone problem may in fact be attributed to the non-Hermiticity of evolution operator used, rather than to its invariance under PT operation. Transition probabilities are calculated for Hamiltonians which explicitly violate PT -symmetry. When it comes to Hilbert spaces of infinite dimension, starting with non-Hermitian Hamiltonians expressed as linear and quadratic combinations of the generators of the su(1; 1) Lie algebra, we construct [2] Hermitian partners in the same similarity class. Alongside, metrics with respect to which the original Hamiltonians are Hermitian are also constructed, allowing to assign meaning to a large class of non-Hermitian Hamiltonians possessing real spectra. The finding of exact results to establish the physical acceptability of other non-Hermitian models may be pursued by other means, especially if the system of interest cannot be expressed in terms of Lie algebraic elements. We also employ [3] a representation of the canonical commutation relations for position and momentum operators in terms of real-valued functions and a noncommutative product rule of differential form. Besides exact solutions, we also compute in a perturbative fashion metrics and isospectral partners for systems of physical interest. Classically, our efforts were concentrated on integrable models presenting PT - symmetry. Because the latter can also establish the reality of energies in classical systems described by Hamiltonian functions, we search for new families of nonlinear differential equations for which the presence of hidden symmetries allows one to assemble exact solutions. We use [4] the Painleve test to check whether deformations of integrable systems preserve integrability. Moreover we compare [5] integrable deformed models, which are thus likely to possess soliton solutions, to a broader class of systems presenting compacton solutions. Finally we study [6] the pole structure of certain real valued nonlinear integrable systems and establish that they behave as interacting particles whose motion can be extended to the complex plane in a PT -symmetric way.
We provide a reviewlike introduction to the quantum mechanical formalism related to non-Hermitian Hamiltonian systems with real eigenvalues. Starting with the time-independent framework, we explain how to determine an appropriate domain of a non-Hermitian Hamiltonian and pay particular attention to the role played by PJ symmetry and pseudo-Hermiticity. We discuss the time evolution of such systems having in particular the question in mind of how to couple consistently an electric field to pseudo-Hermitian Hamiltonians. We illustrate the general formalism with three explicit examples: (i) the generalized Swanson Hamiltonians, which constitute non-Hermitian extensions of anharmonic oscillators, (ii) the spiked harmonic oscillator, which exhibits explicit super-symmetry, and (iii) the −x 4-potential, which serves as a toy model for the quantum field theoretical ϕ4-theory.
While Hermiticity of a time-independent Hamiltonian leads to unitary time evolution, in and of itself, the requirement of Hermiticity is only sufficient for unitary time evolution. In this paper, we provide conditions that are both necessary and sufficient. We show that PT symmetry of a time-independent Hamiltonian, or equivalently, reality of the secular equation that determines its eigenvalues, is both necessary and sufficient for unitary time evolution. For any PT-symmetric Hamiltonian H, there always exists an operator V that relates H to its Hermitian adjoint according to VHV(-1)=H(†). When the energy spectrum of H is complete, Hilbert space norms <ψ(1)|V|ψ(2)> constructed with this V are always preserved in time. With the energy eigenvalues of a real secular equation being either real or appearing in complex conjugate pairs, we thus establish the unitarity of time evolution in both cases. We also establish the unitarity of time evolution for Hamiltonians whose energy spectra are not complete. We show that when the energy eigenvalues of a Hamiltonian are real and complete, the operator V is a positive Hermitian operator, which has an associated square root operator that can be used to bring the Hamiltonian to a Hermitian form. We show that systems with PT-symmetric Hamiltonians obey causality. We note that Hermitian theories are ordinarily associated with a path integral quantization prescription in which the path integral measure is real, while in contrast, non-Hermitian but PT-symmetric theories are ordinarily associated with path integrals in which the measure needs to be complex, but in which the Euclidean time continuation of the path integral is nonetheless real. Just as the second-order Klein-Gordon theory is stabilized against transitions to negative frequencies because its Hamiltonian is positive-definite, through PT symmetry, the fourth-order derivative Pais-Uhlenbeck theory can equally be stabilized.
In this article, we review the quantum mechanical setting associated with a non-self-adjoint Hamiltonian with a real spectrum. The spectral properties of the Hamiltonian of a Swanson-like model are investigated. The eigenfunctions associated with the real simple eigenvalues are shown to form complete systems but not a (Riesz) basis, which gives rise to difficulties in the rigorous mathematical formulation of quantum mechanics. A new inner product, appropriate for the physical interpretation of the model, has been consistently introduced. The dynamics of the system is described. Some specificities of the theory of non-self-adjoint operators with implications in quantum mechanics are discussed.
This thesis is centred around the role of non-Hermitian Hamiltonians in Physics both at the quantum and classical levels. In our investigations of two-level models we demonstrate [1] the phenomenon of fast transitions developed in the PT -symmetric quantum brachistochrone problem may in fact be attributed to the non-Hermiticity of evolution operator used, rather than to its invariance under PT operation. Transition probabilities are calculated for Hamiltonians which explicitly violate PT -symmetry. When it comes to Hilbert spaces of infinite dimension, starting with non-Hermitian Hamiltonians expressed as linear and quadratic combinations of the generators of the su(1; 1) Lie algebra, we construct [2] Hermitian partners in the same similarity class. Alongside, metrics with respect to which the original Hamiltonians are Hermitian are also constructed, allowing to assign meaning to a large class of non-Hermitian Hamiltonians possessing real spectra. The finding of exact results to establish the physical acceptability of other non-Hermitian models may be pursued by other means, especially if the system of interest cannot be expressed in terms of Lie algebraic elements. We also employ [3] a representation of the canonical commutation relations for position and momentum operators in terms of real-valued functions and a noncommutative product rule of differential form. Besides exact solutions, we also compute in a perturbative fashion metrics and isospectral partners for systems of physical interest. Classically, our efforts were concentrated on integrable models presenting PT - symmetry. Because the latter can also establish the reality of energies in classical systems described by Hamiltonian functions, we search for new families of nonlinear differential equations for which the presence of hidden symmetries allows one to assemble exact solutions. We use [4] the Painleve test to check whether deformations of integrable systems preserve integrability. Moreover we compare [5] integrable deformed models, which are thus likely to possess soliton solutions, to a broader class of systems presenting compacton solutions. Finally we study [6] the pole structure of certain real valued nonlinear integrable systems and establish that they behave as interacting particles whose motion can be extended to the complex plane in a PT -symmetric way.