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arXiv:2410.22586 · Physical review. B./Physical review. B

Scaling of diffusion constants in perturbed easy-axis Heisenberg spin chains

Markus Kraft, Mariel Kempa, Jiaozi Wang, Sourav Nandy, Robin Steinigeweg

Published Jul 23, 2025• 2 citations
arXivHTMLPDF

Abstract

Understanding the physics of the integrable spin-1/2 XXZ chain has witnessed substantial progress, due to the development and application of sophisticated analytical and numerical techniques. In particular, infinite-temperature magnetization transport has turned out to range from ballistic, over superdiffusive, to diffusive behavior in different parameter regimes of the anisotropy. Since integrability is rather the exception than the rule, a crucial question is the change of transport under integrability-breaking perturbations. This question includes the stability of superdiffusion at the isotropic point and the change of diffusion constants in the easy-axis regime. In our work, we study this change of diffusion constants by a variety of methods and cover both, linear response theory in the closed system and the Lindblad equation in the open system, where we throughout focus on periodic boundary conditions. In the closed system, we compare results from the recursion method to calculations for finite systems and find evidence for a continuous change of diffusion constants over the full range of perturbation strengths. In the open system weakly coupled to baths, we find diffusion constants in quantitative agreement with the ones in the closed system in a range of nonweak perturbations, but disagreement in the limit of weak perturbations. Using a simple model in this limit, we point out the possibility of a diverging diffusion constant in such an open system.

DOI
10.1103/mns1-l19c

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Understanding the physics of the integrable spin-1/2 XXZ chain has witnessed substantial progress, due to the development and application of sophisticated analytical and numerical techniques. In particular, infinite-temperature magnetization transport has turned out to range from ballistic, over superdiffusive, to diffusive behavior in different parameter regimes of the anisotropy. Since integrability is rather the exception than the rule, a crucial question is the change of transport under integrability-breaking perturbations. This question includes the stability of superdiffusion at the isotropic point and the change of diffusion constants in the easy-axis regime. In our work, we study this change of diffusion constants by a variety of methods and cover both, linear response theory in the closed system and the Lindblad equation in the open system, where we throughout focus on periodic boundary conditions. In the closed system, we compare results from the recursion method to calculations for finite systems and find evidence for a continuous change of diffusion constants over the full range of perturbation strengths. In the open system weakly coupled to baths, we find diffusion constants in quantitative agreement with the ones in the closed system in a range of nonweak perturbations, but disagreement in the limit of weak perturbations. Using a simple model in this limit, we point out the possibility of a diverging diffusion constant in such an open system.
We address the nature of spin transport in the integrable XXZ spin chain, focusing on the isotropic Heisenberg limit. We calculate the diffusion constant using a kinetic picture based on generalized hydrodynamics combined with Gaussian fluctuations: we find that it diverges, and show that a self-consistent treatment of this divergence gives superdiffusion, with an effective time-dependent diffusion constant that scales as D(t)∼t^{1/3}. This exponent had previously been observed in large-scale numerical simulations, but had not been theoretically explained. We briefly discuss XXZ models with easy-axis anisotropy Δ>1. Our method gives closed-form expressions for the diffusion constant D in the infinite-temperature limit for all Δ>1. We find that D saturates at large anisotropy, and diverges as the Heisenberg limit is approached, as D∼(Δ-1)^{-1/2}.
The anomalous spin diffusion of the integrable easy-axis Heisenberg chain originates in the ballistic transport of symmetry sectors with nonzero magnetization. Ballistic transport is replaced by normal dissipative transport in all magnetization sectors upon introducing the integrability-breaking perturbations, including external driving. Such behavior implies that the diffusion constant obtained for the integrable model is relevant for the spread of spin excitations but not for the spin conductivity. We present numerical results for closed systems and driven open systems, indicating that the diffusion constant shows a discontinuous variation as the function of perturbation strength.
We address spin transport in the easy-axis Heisenberg spin chain subject to different integrability-breaking perturbations. We find subdiffusive spin transport characterized by dynamical exponent z = 4 up to a timescale parametrically long in the anisotropy. In the limit of infinite anisotropy, transport is subdiffusive at all times; for finite anisotropy, one eventually recovers diffusion at late times but with a diffusion constant independent of the strength of the perturbation and solely fixed by the value of the anisotropy. We provide numerical evidence for these findings, and we show how they can be understood in terms of the dynamical screening of the relevant quasiparticle excitations and effective dynamical constraints. Our results show that the diffusion constant of near-integrable diffusive spin chains is generically not perturbative in the integrability-breaking strength.
We study transport in spin chains employing the Thouless approach based on the level sensitivity to the boundary conditions, RRR. Although spin transport in the integrable easy-axis XXZ model is diffusive, the corresponding RRR is much closer to ballistic chains than to chaotic diffusive systems. In the case of the grand canonical ensemble, this observation can be rigorously justified, while in the case of the canonical ensemble it can be demonstrated by numerical calculations. Integrability-breaking perturbation (IBP) strongly reduces RRR, which reveals a pronounced minimum at the crossover from anomalous diffusive to normal dissipative transport. This minimum coincides with the onset of the universality of the random matrix theory. Results for various IBPs suggest a discontinuous jump of the spin conductivity in the thermodynamic limit, and moreover that its value is proportional to the strength of the IBP.
Based on the references [P1–P6], we investigate in this cumulative PhD thesis the dynamics and transport in closed and open interacting spin chain models. We focus on (i) the connection between the open and the closed system dynamics [P1, P2], (ii) the influence of various system parameters on the transport behavior in closed and open systems [P3, P5], and in addtion (iii) the dynamics and transport in closed models [P4, P6]. As for (i), we explore the connection of the dynamics in open systems, modeled by the Lindblad equation, and the correlation functions in the closed system [P1]. Building on this connection for magnetization transport, we study whether the time evolution of the open quantum system can be described in terms of classical correlation functions generated by the Hamiltonian equations of motion for real vectors [P2]. Second, we study in (ii) the influence of different parameters on the diffusion constants in closed and open systems [P3, P5]. In Ref. [P3], we study the impact of integrability-breaking perturbations in both closed and open spin chain systems. While we find a continuous change of the diffusion constant with perturbation strength in the closed system, in the open system, in the weak-perturbation limit, we indicate the possibility of a diverging diffusion constant. Also, we investigate the influence of the system-bath coupling on the transport behavior in boundary-driven open systems [P5]. We observe that the diffusion constants depend on the system-bath coupling and that in the nonequilibrium steady state, they inevitably retain finite-size effects, limiting the computation of long-time transport coefficients. Additional for (iii), in Ref. [P4], we first examine the impact of perturbations on the dynamics in closed spin chain models. We employ projector-operator techniques to understand, on perturbative grounds, the nontrivial damping of the standard correlation function. Second, we also discuss a dynamical quantum typicality approach for studying the energy transport in bipartite systems at low temperatures [P6].
Understanding the transport properties of quantum many-body systems is a central challenge in condensed matter and statistical physics. Theoretical studies usually rely on two main approaches: Dynamics of linear-response functions in closed systems and boundary-driven dynamics governed by Markovian master equations for open systems. While the equivalence of their dynamical behavior has been explored in recent studies, a systematic comparison of the transport coefficients obtained from these two classes of approaches remains a largely open question. Here, we address this gap by comparing and contrasting the dc diffusion constant Ddc\mathcal{D}_{\text{dc}}Ddc​ according to the two approaches, focusing on the specific example of magnetization transport in the spin-1/21/21/2 XXZ chain. Using exact numerical simulations for finite system sizes, we find (i) a clear mismatch between the two Ddc\mathcal{D}_{\text{dc}}Ddc​ and (ii) a strong dependence of Ddc\mathcal{D}_{\text{dc}}Ddc​ on the system-bath coupling strength for the open system, where neither (i) nor (ii) tend to vanish in the thermodynamic limit. These findings suggest limitations of the open-system approach to transport coefficients. To gain insight into the origin of (i) and (ii), we go beyond Ddc\mathcal{D}_{\text{dc}}Ddc​ and analyze the full time dependence of the diffusion coefficient D(t)D(t)D(t) in the open system. In this way, we find that both (i) and (ii) vanish up to a finite time scale. While this time scale gradually increases with system size and tends to be macroscopic in the thermodynamic limit, this increase is still slow compared to the increase of the time to reach the steady state, where (i) and (ii) do not vanish. This observation can be seen as a wrong, yet unavoidable order of limits of long times first and large system sizes afterwards.