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Quantum Dynamics and Transport in Closed and Open Models of Interacting Spins

Markus Kraft

Published Apr 24, 2026• 0 citations
Publisher

Abstract

Based on the references [P1–P6], we investigate in this cumulative PhD thesis the dynamics and transport in closed and open interacting spin chain models. We focus on (i) the connection between the open and the closed system dynamics [P1, P2], (ii) the influence of various system parameters on the transport behavior in closed and open systems [P3, P5], and in addtion (iii) the dynamics and transport in closed models [P4, P6]. As for (i), we explore the connection of the dynamics in open systems, modeled by the Lindblad equation, and the correlation functions in the closed system [P1]. Building on this connection for magnetization transport, we study whether the time evolution of the open quantum system can be described in terms of classical correlation functions generated by the Hamiltonian equations of motion for real vectors [P2]. Second, we study in (ii) the influence of different parameters on the diffusion constants in closed and open systems [P3, P5]. In Ref. [P3], we study the impact of integrability-breaking perturbations in both closed and open spin chain systems. While we find a continuous change of the diffusion constant with perturbation strength in the closed system, in the open system, in the weak-perturbation limit, we indicate the possibility of a diverging diffusion constant. Also, we investigate the influence of the system-bath coupling on the transport behavior in boundary-driven open systems [P5]. We observe that the diffusion constants depend on the system-bath coupling and that in the nonequilibrium steady state, they inevitably retain finite-size effects, limiting the computation of long-time transport coefficients. Additional for (iii), in Ref. [P4], we first examine the impact of perturbations on the dynamics in closed spin chain models. We employ projector-operator techniques to understand, on perturbative grounds, the nontrivial damping of the standard correlation function. Second, we also discuss a dynamical quantum typicality approach for studying the energy transport in bipartite systems at low temperatures [P6].

DOI
10.48693/911

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Based on the references [P1–P6], we investigate in this cumulative PhD thesis the dynamics and transport in closed and open interacting spin chain models. We focus on (i) the connection between the open and the closed system dynamics [P1, P2], (ii) the influence of various system parameters on the transport behavior in closed and open systems [P3, P5], and in addtion (iii) the dynamics and transport in closed models [P4, P6]. As for (i), we explore the connection of the dynamics in open systems, modeled by the Lindblad equation, and the correlation functions in the closed system [P1]. Building on this connection for magnetization transport, we study whether the time evolution of the open quantum system can be described in terms of classical correlation functions generated by the Hamiltonian equations of motion for real vectors [P2]. Second, we study in (ii) the influence of different parameters on the diffusion constants in closed and open systems [P3, P5]. In Ref. [P3], we study the impact of integrability-breaking perturbations in both closed and open spin chain systems. While we find a continuous change of the diffusion constant with perturbation strength in the closed system, in the open system, in the weak-perturbation limit, we indicate the possibility of a diverging diffusion constant. Also, we investigate the influence of the system-bath coupling on the transport behavior in boundary-driven open systems [P5]. We observe that the diffusion constants depend on the system-bath coupling and that in the nonequilibrium steady state, they inevitably retain finite-size effects, limiting the computation of long-time transport coefficients. Additional for (iii), in Ref. [P4], we first examine the impact of perturbations on the dynamics in closed spin chain models. We employ projector-operator techniques to understand, on perturbative grounds, the nontrivial damping of the standard correlation function. Second, we also discuss a dynamical quantum typicality approach for studying the energy transport in bipartite systems at low temperatures [P6].
The Lindblad quantum master equation is one of the central approaches to the physics of open quantum systems. In particular, boundary driving enables the study of transport, where a steady state emerges in the long-time limit, which features a constant current and a characteristic density profile. While the Lindblad equation complements other approaches to transport in closed quantum systems, it has become clear that a connection between closed and open systems exists in certain cases. Here, we build on this connection for magnetization transport in the spin-1/2 XXZ chain with and without integrability-breaking perturbations. Specifically, we study the question of whether the time evolution of the open quantum system can be described on the basis of classical correlation functions, as generated by the Hamiltonian equations of motion for real vectors. By comparing the results to exact numerical simulations of the Lindblad equation, we find a good accuracy of such a description for a range of model parameters which is consistent with previous studies on closed systems. While this agreement is an interesting physical observation, it also suggests that classical mechanics can be used to solve the Lindblad equation for comparatively large system sizes which lie outside the possibilities of a quantum mechanical treatment. We also point out counterexamples and limitations for the quantitative extraction of transport coefficients. Remarkably, our classical approach to large open systems allows us to detect superdiffusion at the isotropic point.
Understanding the transport properties of quantum many-body systems is a central challenge in condensed matter and statistical physics. Theoretical studies usually rely on two main approaches: Dynamics of linear-response functions in closed systems and boundary-driven dynamics governed by Markovian master equations for open systems. While the equivalence of their dynamical behavior has been explored in recent studies, a systematic comparison of the transport coefficients obtained from these two classes of approaches remains a largely open question. Here, we address this gap by comparing and contrasting the dc diffusion constant Ddc\mathcal{D}_{\text{dc}}Ddc​ according to the two approaches, focusing on the specific example of magnetization transport in the spin-1/21/21/2 XXZ chain. Using exact numerical simulations for finite system sizes, we find (i) a clear mismatch between the two Ddc\mathcal{D}_{\text{dc}}Ddc​ and (ii) a strong dependence of Ddc\mathcal{D}_{\text{dc}}Ddc​ on the system-bath coupling strength for the open system, where neither (i) nor (ii) tend to vanish in the thermodynamic limit. These findings suggest limitations of the open-system approach to transport coefficients. To gain insight into the origin of (i) and (ii), we go beyond Ddc\mathcal{D}_{\text{dc}}Ddc​ and analyze the full time dependence of the diffusion coefficient D(t)D(t)D(t) in the open system. In this way, we find that both (i) and (ii) vanish up to a finite time scale. While this time scale gradually increases with system size and tends to be macroscopic in the thermodynamic limit, this increase is still slow compared to the increase of the time to reach the steady state, where (i) and (ii) do not vanish. This observation can be seen as a wrong, yet unavoidable order of limits of long times first and large system sizes afterwards.
The Lindblad master equation is one of the main approaches to open quantum systems. While it has been widely applied in the context of condensed matter systems to study properties of steady states in the limit of long times, the actual route to such steady states has attracted less attention yet. Here, we investigate the nonequilibrium dynamics of spin chains with a local coupling to a single Lindblad bath and analyze the transport properties of the induced magnetization. Combining typicality and equilibration arguments with stochastic unraveling, we unveil for the case of weak driving that the dynamics in the open system can be constructed on the basis of correlation functions in the closed system, which establishes a connection between the Lindblad approach and linear response theory at finite times. In this way, we provide a particular example where closed and open approaches to quantum transport agree strictly. We demonstrate this fact numerically for the spin-1/2 XXZ chain at the isotropic point and in the easy-axis regime, where superdiffusive and diffusive scaling is observed, respectively.
State-of-the-art approaches to extract transport coefficients of many-body quantum systems broadly fall into two categories: (i) they target the linear-response regime in terms of equilibrium correlation functions of the closed system; or (ii) they consider an open-system situation typically modeled by a Lindblad equation, where a nonequilibrium steady state emerges from driving the system at its boundaries. While quantitative agreement between (i) and (ii) has been found for selected model and parameter choices, also disagreement has been pointed out in the literature. Studying magnetization transport in the spin-1/21/21/2 XXZ chain, we here demonstrate that at weak driving, the nonequilibrium steady state in an open system, including its buildup in time, can remarkably be constructed just on the basis of correlation functions in the closed system. We numerically illustrate this direct correspondence of closed-system and open-system dynamics, and show that it allows the treatment of comparatively large open systems, usually only accessible to matrix product state simulations. We also point out potential pitfalls when extracting transport coefficients from nonequilibrium steady states in finite systems.
We investigate the Lindblad equation in the context of boundary-driven magnetization transport in spin- 1 / 2 chains. Our central question is whether the nonequilibrium steady state of the open system, including its buildup in time, can be described on the basis of the dynamics in the closed system. To this end, we rely on a previous study [Heitmann , ], in which a description in terms of spatio-temporal correlation functions was suggested in the case of weak driving and small system-bath coupling. Because this work focused on integrable systems and periodic boundary conditions, we here extend the analysis in three directions: (1) We consider nonintegrable systems, (2) we take into account open boundary conditions and other bath-coupling geometries, and (3) we provide a comparison to time-evolving block decimation. While we find that nonintegrability plays a minor role, the choice of the specific boundary conditions can be crucial due to potentially nondecaying edge modes. Our large-scale numerical simulations suggest that a description based on closed-system correlation functions is a useful alternative to already existing state-of-the-art approaches. Published by the American Physical Society 2024
In the thesis we present an analytic approach towards exact description for steady state density operators of nonequilibrium quantum dynamics in the framework of open systems. We employ the so-called quantum Markovian semi-group evolution, i.e. a general form of time-autonomous positivity and trace-preserving dynamical equation for reduced density operators, by only allowing unitarity-breaking dissipative terms acting at the boundaries of a system. Such setup enables to simulate macroscopic reservoirs for different values of effective thermodynamic potentials, causing incoherent transitions between quantum states which are modeled with aid of the Lindblad operators. This serves as a simple minimalistic model for studying quantum transport properties, either in the linear response domain or in more general regimes far from canonical equilibrium. We are mainly exploring possibilities of identifying nonequilibrium situations which are amenable to exact description within matrix product state representation, by exclusively focusing on steady states, i.e. fixed points of the Lindblad equation, of certain prototypic interacting integrable spin chains driven by incoherent polarizing processes. Finally, we define a concept of pseudo-local extensive almost-conserved quantities by allowing a violation of time-invariance up to boundary-localized terms. We elucidate the role of such quantities on non-ergodic behaviour of temporal correlation functions rendering anomalous transport properties. It turns out that such conservation laws can be generated by means of boundary universal quantum transfer operators of the fundamental integrable models.