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arXiv:2409.07676 · Physical Review A

Quantum thermodynamics as a gauge theory

Gabriel Fernandez Ferrari, Łukasz Rudnicki, Lucas C. Céleri

Published May 12, 2025• 4 citations
arXivHTMLPDF

Abstract

Thermodynamics is based on a coarse-grained approach, from which its fundamental variables emerge, effectively erasing the complicated details of the microscopic dynamics within a macroscopic system. The strength of thermodynamics lies in the universality provided by this paradigm. In contrast, quantum mechanics focuses on describing the dynamics of microscopic systems, aiming to make predictions about experiments we perform, a goal shared by all fundamental physical theories, which are often framed as gauge theories in modern physics. Recently, a gauge theory for quantum thermodynamics was introduced, defining gauge-invariant work and heat, and exploring their connections to quantum phenomena. In this work, we extend that theory in two significant ways. First, we incorporate energy spectrum degeneracies, which were previously overlooked. Additionally, we define gauge-invariant entropy, exploring its properties and connections to other physical and informational quantities. This results in a complete framework for quantum thermodynamics grounded in the principle of gauge invariance. To demonstrate some implications of this theory, we apply it to well-known critical systems.

DOI
10.1103/physreva.111.052209

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Thermodynamics is based on a coarse-grained approach, from which its fundamental variables emerge, effectively erasing the complicated details of the microscopic dynamics within a macroscopic system. The strength of thermodynamics lies in the universality provided by this paradigm. In contrast, quantum mechanics focuses on describing the dynamics of microscopic systems, aiming to make predictions about experiments we perform, a goal shared by all fundamental physical theories, which are often framed as gauge theories in modern physics. Recently, a gauge theory for quantum thermodynamics was introduced, defining gauge-invariant work and heat, and exploring their connections to quantum phenomena. In this work, we extend that theory in two significant ways. First, we incorporate energy spectrum degeneracies, which were previously overlooked. Additionally, we define gauge-invariant entropy, exploring its properties and connections to other physical and informational quantities. This results in a complete framework for quantum thermodynamics grounded in the principle of gauge invariance. To demonstrate some implications of this theory, we apply it to well-known critical systems.
The universality of classical thermodynamics rests on the central limit theorem, due to which, measurements of thermal fluctuations are unable to reveal detailed information regarding the microscopic structure of a macroscopic body. When small systems are considered and fluctuations become important, thermodynamic quantities can be understood in the context of classical stochastic mechanics. A fundamental assumption behind thermodynamics is therefore that of coarse graining, which stems from a substantial lack of control over all degrees of freedom. However, when quantum systems are concerned, one claims a high level of control. As a consequence, information theory plays a major role in the identification of thermodynamic functions. Here, drawing from the concept of gauge symmetry-essential in all modern physical theories-we put forward a new possible intermediate route. Working within the realm of quantum thermodynamics, we explicitly construct physically motivated gauge transformations which encode a gentle variant of coarse graining behind thermodynamics. As a first application of this new framework, we reinterpret quantum work and heat, as well as the role of quantum coherence.
Classical thermodynamics is a theory based on coarse-graining, meaning that the thermodynamic variables arise from discarding information related to the microscopic features of the system at hand. In quantum mechanics, however, where one has a high degree of control over microscopic systems, information theory plays an important role in describing the thermal properties of quantum systems. Recently, a new approach has been proposed in the form of a quantum thermodynamic gauge theory, where the notion of redundant information arises from a group of physically motivated gauge transformations called the thermodynamic group. In this work, we explore the geometrical structure of quantum thermodynamics. Particularly, we do so by explicitly constructing the relevant principal fibre bundle. We then show that there are two distinct (albeit related) geometric structures associated with the gauge theory of quantum thermodynamics. In this way, we express thermodynamics in the same mathematical (geometric) language as the fundamental theories of physics. Finally, we discuss how the geometric and topological properties of these structures may help explain fundamental properties of thermodynamics.
We investigate fundamental connections between thermodynamics and quantum information theory. First, we show that the operational framework of thermal operations is nonequivalent to the framework of Gibbs-preserving maps, and we comment on this gap. We then introduce a fully information-theoretic framework generalizing the above by making further abstraction of physical quantities such as energy. It is technically convenient to work with and reproduces known results for finite-size quantum thermodynamics. With our framework we may determine the minimal work cost of implementing any logical process. In the case of information processing on memory registers with a degenerate Hamiltonian, the answer is given by the max-entropy, a measure of information known from quantum information theory. In the general case, we obtain a new information measure, the "coherent relative entropy", which generalizes both the conditional entropy and the relative entropy. It satisfies a collection of properties which justifies its interpretation as an entropy measure and which connects it to known quantities. We then present how, from our framework, macroscopic thermodynamics emerges by typicality, after singling out an appropriate class of thermodynamic states possessing some suitable reversibility property. A natural thermodynamic potential emerges, dictating possible state transformations, and whose differential describes the physics of the system. The textbook thermodynamics of a gas is recovered as well as the form of the second law relating thermodynamic entropy and heat exchange. Finally, noting that quantum states are relative to the observer, we see that the procedure above gives rise to a natural form of coarse-graining in quantum mechanics: Each observer can consistently apply the formalism of quantum information according to their own fundamental unit of information.
We formulate a geometric framework in which physical laws emerge from restricted access to microscopic information. Measurement constraints are modeled as a gauge symmetry acting on density operators, inducing a gauge-reduced space of physically distinguishable states. In the case of quantum thermodynamics, this construction leads to a gauge-invariant formulation in which the invariant entropy admits a stochastic description and satisfies a general detailed fluctuation theorem. From this result, we derive an integrated fluctuation theorem and a Clausius-like inequality that unifies the first and second laws in terms of invariant work and coherent heat. Entropy production is identified with the relative entropy between forward and backward probability measures on the gauge-reduced space of thermodynamic trajectories, revealing irreversibility as a geometric consequence of limited observability. The third law emerges as a singular zero-temperature limit in which thermodynamic orbits collapse and entropy production vanishes. Since the framework applies to arbitrary information constraints, it encompasses energy-based thermodynamics as a particular case of more general measurement scenarios.
Abstract Underlying the classical thermodynamic principles are analogous microscopic laws, arising from the fundamental axioms of quantum mechanics. These define quantum thermodynamic variables such as quantum work and heat and characterize the possible transformations of open quantum systems. The foremost quantum thermodynamic law is a simple statement concerning the conservation of energy. Nevertheless, there exist ambiguity and disagreement regarding the precise partition of a quantum system’s energy change to work and heat. By treating quantum mechanics as a comprehensive theory, applicable to both the micro and macroscopic domains, and employing dynamical symmetries, we bridge the gaps between five popular thermodynamic approaches to the first law. These include both autonomous and semi-classical formulations, which define work in terms of an ensemble average, as well as the single shot paradigm, where work is defined as a deterministic quantity.
We build a framework for the thermodynamics of macroscopic quantum systems. In contrast with approaches requiring access to the full density matrix, our framework relies on a coarse-grained description, based on measurement statistics of a few observables. When these observables commute, the outcomes define classical macrostates whose entropy is quantified by observational entropy, accounting for uncertainty about both the macrostate and the microstate within it. We extend this notion to non-commuting observables forming a subalgebra of the operator space, and use Jaynes' principle to define an algebra-dependent entropy interpolating between von Neumann and observational entropies. Given initial and final measurement sets, connected by internal and/or environment-induced dynamics, we derive a second law for the coarse-grained dynamics. Unlike formulations based on von Neumann entropy, our inequality captures irreversibility from both non-unitary environment-induced dynamics and internal equilibration. It takes the usual form of a positive entropy production when the system is initially at internal equilibrium, while correction terms capture nonequilibrium resources ignored by the coarse-graining. We also derive fluctuation theorems for coarse-grained thermodynamic quantities. Along a quasi-static path of measurement schemes, we identify quantum macroscopic notions of work and heat fulfilling the first and second laws, including an additional work contribution from manipulating the algebra to which the system is confined, through external constraints or quantum measurement backaction. Finally, we apply our framework to examples illustrating the impact of varying the coarse-graining scheme. Our approach unifies macroscopic and stochastic thermodynamics in a genuinely quantum framework, laying the basis for a versatile, experimentally friendly toolbox to analyze complex quantum dynamics.