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arXiv:2409.02559 · Physical Review A

Thermal-density-functional-theory approach to quantum thermodynamics

Antonio Palamara, Francesco Plastina, A. Sindona, Irene D’Amico

Published Dec 2, 2024• 4 citations
arXivHTMLPDF

Abstract

Understanding the thermodynamic properties of many-body quantum systems and their emergence from microscopic laws is a topic of great significance due to its profound fundamental implications and extensive practical applications. Recent advances in experimental techniques for controlling and preparing these systems have increased interest in this area, as they have the potential to drive the development of quantum technologies. In this study, we present a density-functional-theory approach to extract detailed information about the statistics of work and the irreversible entropy associated with quantum quenches at finite temperature. Specifically, we demonstrate that these quantities can be expressed as functionals of thermal and out-of-equilibrium densities, which may serve as fundamental variables for understanding finite-temperature many-body processes. We, then, apply our method to the case of the inhomogeneous Hubbard model, showing that our density-functional-theory-based approach can be usefully employed to unveil the distinctive roles of interaction and external potential on the thermodynamic properties of such a system. Published by the American Physical Society 2024

DOI
10.1103/physreva.110.062203

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Understanding the thermodynamic properties of many-body quantum systems and their emergence from microscopic laws is a topic of great significance due to its profound fundamental implications and extensive practical applications. Recent advances in experimental techniques for controlling and preparing these systems have increased interest in this area, as they have the potential to drive the development of quantum technologies. In this study, we present a density-functional-theory approach to extract detailed information about the statistics of work and the irreversible entropy associated with quantum quenches at finite temperature. Specifically, we demonstrate that these quantities can be expressed as functionals of thermal and out-of-equilibrium densities, which may serve as fundamental variables for understanding finite-temperature many-body processes. We, then, apply our method to the case of the inhomogeneous Hubbard model, showing that our density-functional-theory-based approach can be usefully employed to unveil the distinctive roles of interaction and external potential on the thermodynamic properties of such a system. Published by the American Physical Society 2024
The nonequilibrium thermodynamics of interacting quantum many-body systems is investigated within the framework of thermal time-dependent density functional theory using a generalized linear-response formulation for the full quantum work statistics. A first-principles route is established to reconstruct the relaxation function that underlies linear-response theory, thereby moving beyond phenomenological descriptions and enabling a consistent evaluation of all moments of the dissipated-work distribution in interacting systems. The predictive power of the approach is demonstrated for the Hubbard model subject to a staggered external potential, where the evolution of the relaxation dynamics during the Mott-to-band-insulator crossover reveals how distinct many-body phases shape the out-of-equilibrium thermodynamic response. These results provide a microscopic and transferable framework for quantum thermodynamics in correlated systems, bridging thermal density functional theory and nonequilibrium work statistics.
Technological and scientific advances have given rise to an era in which coherent quantum-mechanical phenomena can be probed and experimentally-realised over unprecedented timescales in condensed matter physics. In turn, scientific interest in non-equilibrium dynamics and irreversibility signatures of thermodynamics has taken place in recent decades, particularly in relation to cold-atom platforms and thermoelectric devices. In this PhD thesis I summarise some of the most important results obtained over the duration of my PhD, on the topic of thermodynamics involving interacting many-body quantum systems. The topics of discussion encompass three main themes: spin/particle transport in non-integrable systems, explorations in eigenstate thermalisation and finite-temperature transport in autonomous thermal machines. By questioning the effect of local integrability-breaking perturbations, I describe the subtle effects that may rise from conservation laws and their connection to linear response transport using microscopic models. Then, I describe thermalisation in the context of the eigenstate thermalisation hypothesis and its consequence to multipartite entanglement and high-order correlation functions. Finally, motivated by the necessity of describing quantum thermal machines in the finite-temperature regime, I introduce a novel tensor-network based method to investigate thermodynamic properties of autonomous machines that employ interacting many-body systems as working media.
To understand in detail the relation between unitary quantum theory that describes our world at the microscopic scale and thermodynamics, which was long believed only to apply to macroscopic objects, is one of the most interesting and long-standing problems in physics. Recently, this problem has received renewed attention, in particular from the community of quantum information theory, but also from the field of statistical mechanics, inspired from stochastic thermodynamics. These results suggest that thermodynamics is also relevant for individual quantum systems, provided that they can be brought into contact with thermal baths. In this thesis, I use recently developed tools to provide new results both on fundamental questions, but also on questions which are of practical relevance for potential miniaturized thermal machines. In terms of fundamental questions, the results in this thesis contribute to understanding how the basic laws of thermodynamics and statistical mechanics can be understood directly from unitary quantum mechanics. In particular, I discuss and answer the following questions: i) How can we quantify the third law of thermodynamics using information theoretic methods? ii) How can we quantify the "thermodynamic value" of a state-transition in quantum systems? iii) How can we axiomatically characterize the non-equilibrium free energy and relative entropy? iv) How can we justify statistical ensembles from an operational perspective, without having to introduce either some probability measures or an information theoretic entropy measure? v) How can we understand the equilibration of closed quantum systems, how long does it take and how difficult is it to avoid? In the second part of the thesis I discuss in detail how experimental restrictions, which become important at the quantum scale, influence the ultimate thermodynamic bounds for thermal machines. In particular, the results in this thesis provide thermodynamic bounds on work-extraction and efficiencies of thermal machines in situations where 1.) an experimenter only has limited field strengths available, 2.) an experimenter cannot control the interactions between particles, but external fields arbitrarily well, and 3.) situations in which a small quantum system can only be strongly coupled to heat baths. These bounds are tight and I provide explicit examples illustrating the different behaviours. Finally, I come back to a classic problem in statistical physics: The emergence of spontaneous symmetry breaking. Here, I provide general and rigorous new results that show how symmetry-breaking stationary states emerge from fluctuations in order parameters in dissipative lattice models.
Relatively small many-body quantum systems are often used as hardware for quantum devices. Most of these devices will operate below the thermal limit where thermodynamics must be treated differently to account for quantum behaviours. It is therefore imperative that the thermodynamic properties of these systems are well understood, especially as they can limit the technologies but also help the fabrication and running of efficient quantum devices. \n \nIn this thesis we study quantum work and entropy production in closed many-body quantum systems out-of-equilibrium. We find that, for the systems studied, the largest average quantum work can be extracted in adiabatic weakly correlated regimes. These regimes are also seen to minimise the entropy produced, making them efficient regimes in which to operate devices based on these systems. \n \nAdiabatic evolutions are important for many quantum devices, and so it is important that they can be accurately characterised. The validity of current methods has been questioned recently, so in this thesis we propose the use of metrics as a good quantitative measure to characterise adiabaticity. We found that the density distance (a more accessible quantity than the wavefunction and its distance measures) alone can determine adiabaticity in a range of quantum systems, even at finite temperature. \n \nHowever, when calculating properties of many-body systems, there are many challenges often resulting in the need to approximate. In this thesis we propose a new style of approximation for quantum thermodynamic properties, taking inspiration from density functional theory (DFT). This new style uses the exact initial state of the system but approximates the dynamics and is seen to be computationally cheap but largely accurate. We test this with non-interacting and DFT approximated dynamics, finding that, surprisingly, the non-interacting dynamics give the most accurate results in most regimes, with the cheapest cost.
Density functional theory (DFT) has met great success in solid state physics, quantum chemistry and in computational material sciences. In this work we show that DFT could shed light on phase transitions and entanglement at finite temperatures. Specifically, we show that the equilibrium state of an interacting quantum many-body system which is in thermal equilibrium with a heat bath at a fixed temperature is a universal functional of the first derivatives of the free energy with respect to temperature and other control parameters respectively. This insight from DFT enables us to express the average value of any physical observable and any entanglement measure as a universal functional of the first derivatives of the free energy with respect to temperature and other control parameters. Since phase transitions are marked by the nonanalytic behavior of free energy with respect to control parameters, the physical quantities and entanglement measures may present nonanalytic behavior at critical point inherited from their dependence on the first derivative of free energy. We use two solvable models to demonstrate these ideas. These results give new insights for phase transitions and provide new profound connections between entanglement and phase transitions in interacting quantum many-body physics.
The fabrication, utilisation, and efficiency of quantum technology devices rely on a good understanding of quantum thermodynamic properties. Many-body systems are often used as hardware for these quantum devices, but interactions between particles make the complexity of related calculations grow exponentially with the system size. Here we explore and systematically compare 'simple' and 'hybrid' approximations to the average work and entropy variation built on static density functional theory concepts. These approximations are computationally cheap and could be applied to large systems. We exemplify them considering driven one-dimensional Hubbard chains and show that, for 'simple' approximations and low to medium temperatures, it pays to consider a good estimate of the Kohn-Sham Hamiltonian to approximate the driving Hamiltonian. Our results confirm that a 'hybrid' approach, requiring a very good approximation of the initial and, for the entropy, final states of the system, provides great improvements. This approach should be particularly efficient when many-body effects are not increased by the driving Hamiltonian.