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arXiv:2409.01404 · Physical review. B./Physical review. B

Microcanonical free cumulants in lattice systems

Felix Fritzsch, Tomaž Prosen, Silvia Pappalardi

Published Feb 7, 2025• 11 citations
arXivHTMLPDF

Abstract

Recently, the full version of the eigenstate thermalization hypothesis (ETH) has been systematized using free probability. In this paper, we present a detailed discussion of the free-cumulants approach to many-body dynamics within the microcanonical ensemble. Differences between the latter and canonical averages are known to manifest in the time-dependent fluctuations of extensive operators. Thus, the microcanonical ensemble is essential to extend the application of free probability to the broad class of extensive observables. We numerically demonstrate the validity of our approach in a nonintegrable spin-chain Hamiltonian for extensive observables at finite-energy density. Our results confirm the full ETH properties, specifically the suppression of crossing contributions and the factorization of noncrossing ones, thus demonstrating that the microcanonical free cumulants encode ETH smooth correlations for both local and extensive observables.

DOI
10.1103/physrevb.111.054303

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Recently, the full version of the eigenstate thermalization hypothesis (ETH) has been systematized using free probability. In this paper, we present a detailed discussion of the free-cumulants approach to many-body dynamics within the microcanonical ensemble. Differences between the latter and canonical averages are known to manifest in the time-dependent fluctuations of extensive operators. Thus, the microcanonical ensemble is essential to extend the application of free probability to the broad class of extensive observables. We numerically demonstrate the validity of our approach in a nonintegrable spin-chain Hamiltonian for extensive observables at finite-energy density. Our results confirm the full ETH properties, specifically the suppression of crossing contributions and the factorization of noncrossing ones, thus demonstrating that the microcanonical free cumulants encode ETH smooth correlations for both local and extensive observables.
The eigenstate thermalization hypothesis (ETH) has been established as the general framework to understand quantum statistical mechanics. Only recently has the attention been paid to so-called full ETH, which accounts for higher-order correlations among matrix elements, and that can be rationalized theoretically using the language of free probability. In this work, we perform the first numerical investigation of the full ETH in physical many-body systems with local interactions by testing the decomposition of higher-order correlators into thermal free cumulants for local operators. We perform exact diagonalization on two classes of local nonintegrable (chaotic) quantum many-body systems: spin chain Hamiltonians and Floquet brickwork unitary circuits. We show that the dynamics of four-time correlation functions are encoded in fourth-order free cumulants, as predicted by ETH. Their dependence on frequency encodes the physical properties of local many-body systems and distinguishes them from structureless, rotationally invariant ensembles of random matrices.
The Eigenstate Thermalization Hypothesis (ETH) has been established as a cornerstone for understanding thermalization in quantum many-body systems. Recently, there has been growing interest in the full ETH, which extends the framework of the conventional ETH and postulates a smooth function to describe the multi-point correlations among matrix elements. Within this framework, free cumulants play a central role, and most previous studies have primarily focused on closed systems. In this paper, we extend the analysis to a system-bath setup, considering both an idealized case with a random-matrix bath and a more realistic scenario where the bath is modeled as a defect Ising chain. In both cases, we uncover a universal scaling of the microcanonical free cumulants of observables associated with the central system Hamiltonian with respect to the interaction strength. Furthermore we establish a connection between this scaling behavior and the thermalization dynamics of the thermal free cumulants of corresponding observables.
The Eigenstate Thermalization Hypothesis (ETH) is a standard tool to understand the thermalization properties of an isolated quantum system. Its generalization to higher order correlations of matrix elements of local operators, dubbed the full ETH, relates the ETH free cumulants to the corresponding thermal free cumulants in the thermodynamic limit. In this work, we numerically test the full ETH predictions using exact diagonalization of two integrable spin models: the Ising and the XXZ Heisenberg models. The differences from the behavior predicted by full ETH in chaotic systems are highlighted and contrasted along the way. We further study the out-of-time-ordered correlator (OTOC) through its approximate decomposition into contributions involving the second- and fourth-order ETH free cumulants. We find that, although the fourth-order contribution governs the late-time behavior of the OTOC in these integrable models, its dynamics differs significantly from that found in nonintegrable systems.
The thermalizing dynamics of many-body systems is often described through the lens of the eigenstate thermalization hypothesis (ETH). ETH postulates that the statistical properties of observables, when expressed in the energy eigenbasis, are described by smooth functions, which also describe correlations among the matrix elements. However, the form of these functions is usually left undetermined, constituting a key missing component of the ETH framework. In this Letter, we investigate the structure of such smooth functions by focusing on their Fourier transform, recently identified as free cumulants. Using nonlinear hydrodynamics, we provide a prediction for the universal scaling of the late-time behavior of time-ordered free cumulants in the thermodynamic limit. The prediction is further corroborated by large-scale numerical simulations of several nonintegrable one-dimensional spin models that exhibit diffusive transport behavior. Good agreement is observed in both infinite and finite-temperature regimes and for a collection of local observables. Our results indicate that the smooth multipoint correlation functions within the ETH framework admit a universal hydrodynamic description at low frequencies.
Despite the unitary evolution of closed quantum systems, long-time expectation of local observables are well described by thermal ensembles, providing the foundation of quantum statistical mechanics. A promising route to understanding this quantum thermalization is the eigenstate thermalization hypothesis (ETH), which posits that individual energy eigenstates already appear locally thermal. Subsequent studies have extended this concept to the full ETH, which captures higher-order correlations among matrix elements through nontrivial relations. In this work, we perform a detailed exact-diagonalization study of finite-size corrections to these relations in the canonical ensemble. We distinguish two distinct sources of corrections: those arising from energy fluctuations, which decay polynomially with system size, and those originating from fluctuations within each energy window, which decay exponentially with system size. In particular, our analysis resolves the puzzle that, for certain observables, finite-size corrections exhibit anomalous growth with increasing system size even in chaotic systems. Our results provide a systematic and practical methodology for validating the full ETH in quantum many-body systems.
The Eigenstate Thermalization Hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention towards the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.