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arXiv:2407.20260 · The Journal of Chemical Physics

Geometrical perspective on spin–lattice density-functional theory

Markus Penz, Robert van Leeuwen

Published Oct 15, 2024• 10 citations
arXivHTMLPDF

Abstract

A recently developed viewpoint on the fundamentals of density-functional theory for finite interacting spin-lattice systems that centers around the notion of degeneracy regions is presented. It allows for an entirely geometrical description of the Hohenberg-Kohn theorem and v-representability. The phenomena receive exemplification by an Anderson impurity model and other small-lattice examples. The case of adiabatic change and the time-dependent setting are examined as well.

DOI
10.1063/5.0230494

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A recently developed viewpoint on the fundamentals of density-functional theory for finite interacting spin-lattice systems that centers around the notion of degeneracy regions is presented. It allows for an entirely geometrical description of the Hohenberg-Kohn theorem and v-representability. The phenomena receive exemplification by an Anderson impurity model and other small-lattice examples. The case of adiabatic change and the time-dependent setting are examined as well.
The principles of density-functional theory are studied for finite lattice systems represented by graphs. Surprisingly, the fundamental Hohenberg-Kohn theorem is found void, in general, while many insights into the topological structure of the density-potential mapping can be won. We give precise conditions for a ground state to be uniquely v-representable and are able to prove that this property holds for almost all densities. A set of examples illustrates the theory and demonstrates the non-convexity of the pure-state constrained-search functional.
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It is shown that if n(r)n(r)n(r) is the discrete density on a lattice (enclosed in a finite box) associated with a nondegenerate ground state in an external potential v(r)v(r)v(r) (i.e., is "vvv-representable"), then the density $n(r)+\ensuremath{\mu}m(r)$, with m(r)m(r)m(r) arbitrary (apart from trivial constraints) and $\ensuremath{\mu}$ small enough, is also associated with a nondegenerate ground state in an external potential ${v}^{\ensuremath{'}}(r)$ near v(r)v(r)v(r); i.e., $n(r)+\ensuremath{\mu}m(r)$ is also vvv-representable. Implications for the Hohenberg-Kohn variational principle and the Kohn-Sham equations are discussed.
The Hohenberg-Kohn (HK) theorem is one of the most fundamental theorems of quantum mechanics, and constitutes the basis for the very successful density-functional approach to inhomogeneous interacting many-particle systems. Here we show that in formulations of density-functional theory (DFT) that employ more than one density variable, applied to systems with a degenerate ground state, there is a subtle loophole in the HK theorem, as all mappings between densities, wave functions, and potentials can break down. Two weaker theorems which we prove here, the joint-degeneracy theorem and the internal-energy theorem, restore the internal, total, and exchange-correlation energy functionals to the extent needed in applications of DFT to atoms, molecules, and solids. The joint-degeneracy theorem constrains the nature of possible degeneracies in general many-body systems.
The advent of the Hohenberg-Kohn theorem in 1964, its extension to finite- T , Kohn-Sham theory, and relativistic extensions provide the well-established formalism of density-functional theory (DFT). This theory enables the calculation of all static properties of quantum systems without the need for an n -body wavefunction ψ. DFT uses the one-body density distribution instead of ψ. The more recent time-dependent formulations of DFT attempt to describe the time evolution of quantum systems without using the time-dependent wavefunction. Although DFT has become the standard tool of condensed-matter computational quantum mechanics, its foundational implications have remained largely unexplored. While all systems require quantum mechanics (QM) at T =0, the pair-distribution functions (PDFs) of such quantum systems have been accurately mapped into classical models at effective finite- T , and using suitable non-local quantum potentials (e.g., to mimic Pauli exclusion effects). These approaches shed light on the quantum → hybrid → classical models, and provide a new way of looking at the existence of non- local correlations without appealing to Bell's theorem. They also provide insights regarding Bohmian mechanics. Furthermore, macroscopic systems even at 1 Kelvin have de Broglie wavelengths in the micro-femtometer range, thereby eliminating macroscopic cat states, and avoiding the need for ad hoc decoherence models.
Lattice density functional theory (LDFT) is used to investigate spin excitations in the single-impurity Anderson model. In this method, the single-particle density matrix ${\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}$ with respect to the lattice sites replaces the wave function as the basic variable of the many-body problem. A recently developed two-level approximation (TLA) to the interaction-energy functional $W[\ensuremath{\gamma}]$ is extended to systems having spin-polarized density distributions and bond orders. This allows us to investigate the effect of external magnetic fields and, in particular, the important singlet-triplet gap $\ensuremath{\Delta}E$, which determines the Kondo temperature. Applications to finite Anderson rings and square lattices show that the gap $\ensuremath{\Delta}E$ as well as other ground-state and excited-state properties are very accurately reproduced. One concludes that the spin-polarized TLA is reliable in all interaction regimes, from weak to strong correlations, for different hybridization strengths and for all considered impurity valence states. In this way the efficiency of LDFT to account for challenging electron-correlation effects is demonstrated.