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arXiv:2404.15039 · Forum of Mathematics Sigma

Scattering and pairing by exchange interactions

J.-B. Bru, W. de Siqueira Pedra, Alan Ramer dos Santos

Published Jan 1, 2025• 0 citations
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Abstract

Abstract Quantum interactions exchanging different types of particles play a pivotal rôle in quantum many-body theory, but they are not sufficiently investigated from a mathematical perspective. Here, we consider a system made of two fermions and one boson, in order to study the effect of such an off-diagonal interaction term, having in mind the physics of cuprate superconductors. Additionally, our model also includes a generalized Hubbard interaction (i.e., a general local repulsion term for the fermions). Regarding pairing, exponentially localized dressed bound fermion pairs are shown to exist, and their effective dispersion relation is studied in detail. Scattering properties of the system are derived for two channels: the unbound and bound pair channels. We give particular attention to the regime of very large on-site (Hubbard) repulsions because this situation is relevant for cuprate superconductors.

DOI
10.1017/fms.2025.10083

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Abstract Quantum interactions exchanging different types of particles play a pivotal rôle in quantum many-body theory, but they are not sufficiently investigated from a mathematical perspective. Here, we consider a system made of two fermions and one boson, in order to study the effect of such an off-diagonal interaction term, having in mind the physics of cuprate superconductors. Additionally, our model also includes a generalized Hubbard interaction (i.e., a general local repulsion term for the fermions). Regarding pairing, exponentially localized dressed bound fermion pairs are shown to exist, and their effective dispersion relation is studied in detail. Scattering properties of the system are derived for two channels: the unbound and bound pair channels. We give particular attention to the regime of very large on-site (Hubbard) repulsions because this situation is relevant for cuprate superconductors.
Lattice Hamiltonians with on-site interaction WWW have W=0 solutions, that is, many-body {\em singlet} eigenstates without double occupation. In particular, W=0 pairs give a clue to understand the pairing force in repulsive Hubbard models. These eigenstates are found in systems with high enough symmetry, like the square, hexagonal or triangular lattices. By a general theorem, we propose a systematic way to construct all the W=0 pairs of a given Hamiltonian. We also introduce a canonical transformation to calculate the effective interaction between the particles of such pairs. In geometries appropriate for the CuO2_{2}2​ planes of cuprate superconductors, armchair Carbon nanotubes or Cobalt Oxides planes, the dressed pair becomes a bound state in a physically relevant range of parameters. We also show that W=0 pairs quantize the magnetic flux like superconducting pairs do. The pairing mechanism breaks down in the presence of strong distortions. The W=0 pairs are also the building blocks for the antiferromagnetic ground state of the half-filled Hubbard model at weak coupling. Our analytical results for the 4×44\times 44×4 Hubbard square lattice, compared to available numerical data, demonstrate that the method, besides providing intuitive grasp on pairing, also has quantitative predictive power. We also consider including phonon effects in this scenario. Preliminary calculations with small clusters indicate that vector phonons hinder pairing while half-breathing modes are synergic with the W=0 pairing mechanism both at weak coupling and in the polaronic regime.
The boson-fermion model, describing a mixture of itinerant electrons hybridizing with tightly bound electron pairs represented as hardcore bosons, is here generalized with the inclusion of a term describing on-site Coulomb repulsion between fermions with opposite spins. Within the general framework of the dynamical mean-field theory, it is shown that around the symmetric limit of the model this interaction strongly competes with the local boson-fermion exchange mechanism, smoothly driving the system from a pseudogap phase with poor conducting properties to a metallic regime characterized by a substantial reduction of the fermionic density. On the other hand, if one starts from correlated fermions described in terms of the one-band Hubbard model, the introduction in the half-filled insulating phase of a coupling with hardcore bosons leads to the disappearance of the correlation gap, with a consequent smooth crossover to a metallic state.
This Ph.D. thesis in mathematical physics concerns systems of interacting fermions with strong correlations. For these systems the physical properties can only be described in terms of the collective behavior of the fermions. Moreover, they are often characterized by a close competition between fermion localization versus delocalization, which can result in complex and exotic physical phenomena. Strongly correlated fermion systems are usually modelled by many-body Hamiltonians for which the kinetic- and interaction energy have the same order of magnitude. This makes them challenging to study as the application of conventional computational methods, like mean field- or perturbation theory, often gives unreliable results. Of particular interest are Hubbard-type models, which provide minimal descriptions of strongly correlated fermions. The research of this thesis focuses on such models defined on two-dimensional square lattices. One motivation for this is the so-called high-Tc problem of the cuprate superconductors. A main hypothesis is that there exists an underlying Fermi surface with nearly flat parts, i.e. regions where the surface is straight. It is shown that a particular continuum limit of the lattice system leads to an effective model amenable to computations. This limit is partial in that it only involves fermion degrees of freedom near the flat parts. The result is an effective quantum field theory that is analyzed using constructive bosonization methods. Various exactly solvable models of interacting fermions in two spatial dimensions are also derived and studied.
Despite its apparent simplicity, the two-dimensional Hubbard model for locally interacting fermions on a square lattice is widely considered as a promising approach for the understanding of Cooper pair formation in the quasi two-dimensional high-Tc cuprate materials. In the present work this model is investigated by means of the functional renormalization group, based on an exact flow equation for the effective average action. In addition to the fermionic degrees of freedom of the Hubbard Hamiltonian, bosonic fields are introduced which correspond to the different possible collective orders of the system, for example magnetism and superconductivity. The interactions between bosons and fermions are determined by means of the method of “rebosonization” (or “flowing bosonization”), which can be described as a continuous, scale-dependent Hubbard-Stratonovich transformation. This method allows an efficient parameterization of the momentumdependent effective two-particle interaction between fermions (four-point vertex), and it makes it possible to follow the flow of the running couplings into the regimes exhibiting spontaneous symmetry breaking, where bosonic fluctuations determine the types of order which are present on large length scales. Numerical results for the phase diagram are presented, which include the mutual influence of different, competing types of order.
We investigate the influence of nonlocal interactions on superconducting correlations within the extended Hubbard model. In addition to the on-site Coulomb interaction and nearest-neighbor hopping, we include next-nearest-neighbor hopping together with several physically relevant nonlocal terms, namely nearest-neighbor Coulomb interaction, correlated hopping, exchange interaction, and pair hopping. Using Lanczos exact diagonalization on a 4×44\times44×4 cluster, supported by projector quantum Monte Carlo simulations for selected parameter regimes, we analyze pairing correlations in both the s- and d-wave channels. We demonstrate that nonlocal interactions exert a highly nontrivial and symmetry-dependent influence on superconducting correlations. While the on-site repulsion in cooperation with next-nearest-neighbor hopping enhances d-wave pairing tendencies, correlated hopping and nearest-neighbor Coulomb interaction strongly promote s-wave correlations, whereas exchange and pair-hopping interactions can efficiently suppress superconductivity beyond relatively small critical strengths. When all nonlocal interactions are considered simultaneously, the resulting phase diagrams reveal a complex interplay and competition between different pairing symmetries. Our results highlight the crucial role of extended interactions in shaping the pairing landscape of strongly correlated systems and demonstrate that a comprehensive treatment beyond the minimal Hubbard model is essential for a realistic description of unconventional superconductivity.