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arXiv:2404.11360 · Physical review. E

Open-system eigenstate thermalization in a noninteracting integrable model

Krzysztof Ptaszyński, Massimiliano Esposito

Published Jan 14, 2025• 5 citations
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Abstract

Significant attention has been devoted to the problem of thermalization of observables in isolated quantum setups by individual eigenstates. Here, we address this issue from an open quantum system perspective, examining an isolated setup where a small system (specifically, a single fermionic level) is coupled to a macroscopic fermionic bath. We argue that in such a model, despite its full integrability, the system observables exhibit thermalization when the system-bath setup resides in a typical eigenstate of its Hamiltonian, a phenomenon known as weak eigenstate thermalization. This thermalization occurs unless it is suppressed by localization due to strong coupling. We further show that, following the quench of the system Hamiltonian, the system occupancy typically relaxes to the thermal value corresponding to the new Hamiltonian. Finally, we demonstrate that system thermalization also arises when the system is coupled to a bath that has been initialized in a typical eigenstate of its Hamiltonian. Our findings suggest that nonintegrability is not the sole driver of thermalization, highlighting the need for complementary approaches to fully understand the emergence of statistical mechanics.

DOI
10.1103/physreve.111.014129

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Significant attention has been devoted to the problem of thermalization of observables in isolated quantum setups by individual eigenstates. Here, we address this issue from an open quantum system perspective, examining an isolated setup where a small system (specifically, a single fermionic level) is coupled to a macroscopic fermionic bath. We argue that in such a model, despite its full integrability, the system observables exhibit thermalization when the system-bath setup resides in a typical eigenstate of its Hamiltonian, a phenomenon known as weak eigenstate thermalization. This thermalization occurs unless it is suppressed by localization due to strong coupling. We further show that, following the quench of the system Hamiltonian, the system occupancy typically relaxes to the thermal value corresponding to the new Hamiltonian. Finally, we demonstrate that system thermalization also arises when the system is coupled to a bath that has been initialized in a typical eigenstate of its Hamiltonian. Our findings suggest that nonintegrability is not the sole driver of thermalization, highlighting the need for complementary approaches to fully understand the emergence of statistical mechanics.
We explore the role of the initial state on the onset of thermalization in isolated quantum many-body systems after a quench. The initial state is an eigenstate of an initial Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{I}$ and it evolves according to a different final Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$. If the initial state has a chaotic structure with respect to ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$, i.e., if it fills the energy shell ergodically, thermalization is certain to occur. This happens when ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{I}$ is a full random matrix, because its states projected onto ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$ are fully delocalized. The results for the observables then agree with those obtained with thermal states at infinite temperature. However, finite real systems with few-body interactions, as the ones considered here, are deprived of fully extended eigenstates, even when described by a nonintegrable Hamiltonian. We examine how the initial state delocalizes as it gets closer to the middle of the spectrum of ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$, causing the observables to approach thermal averages, be the models integrable or chaotic. Our numerical studies are based on initial states with energies that cover the entire lower half of the spectrum of one-dimensional Heisenberg spin-1/2 systems.
The thermalization phenomenon and many-body quantum statistical properties are studied on the example of several observables in isolated spin-chain systems, both integrable and generic nonintegrable. While diagonal matrix elements for nonintegrable models comply with the eigenstate thermalization hypothesis, the integrable systems show evident deviations and similarity to properties of noninteracting many-fermion models. The finite-size scaling reveals that the crossover between the two regimes is given by a scale closely related to the scattering length. Low-frequency off-diagonal matrix elements related to dc transport quantities also follow in a generic system a behavior analogous to the eigenstate thermalization hypothesis, however, unrelated to one of the diagonal matrix elements.
Eigenstate thermalization is widely accepted as the mechanism behind thermalization in generic isolated quantum systems. Using the example of a single magnetic defect embedded in the integrable spin-1/2 XXZ chain, we show that locally perturbing an integrable system can give rise to eigenstate thermalization. Unique to such setups is the fact that thermodynamic and transport properties of the unperturbed integrable chain emerge in properties of the eigenstates of the perturbed (nonintegrable) one. Specifically, we show that the diagonal matrix elements of observables in the perturbed eigenstates follow the microcanonical predictions for the integrable model, and that the ballistic character of spin transport in the integrable model is manifest in the behavior of the off-diagonal matrix elements of the current operator in the perturbed eigenstates.
Identifying the general mechanics behind the equilibration of a complex isolated quantum system towards a state described by only a few parameters has been the focus of attention in non-equilibrium thermodynamics. And several experimentally unproven conjectures are proposed for the statistical description of quantum (non-)integrable models. The plausible eigenstate thermalization hypothesis (ETH), which suggests that each energy eigenstate itself is thermal, plays a crucial role in understanding the quantum thermalization in non-integrable systems; it is commonly believed that it does not exist in integrable systems. Nevertheless, integrable systems can still relax to the generalized Gibbs ensemble. From a microscopic perspective, understanding the origin of this generalized thermalization that occurs in an isolated integrable system is a fundamental open question lacking experimental investigations. Herein, we experimentally investigated the spin subsystem relaxation in an isolated spin-orbit coupling quantum system. By applying the quantum state engineering technique, we initialized the system with various distribution widths in the mutual eigenbasis of the conserved quantities. Then, we compared the steady state of the spin subsystem reached in a long-time coherent dynamics to the prediction of a generalized version of ETH and the underlying mechanism of the generalized thermalization is experimentally verified for the first time. Our results facilitate understanding the origin of quantum statistical mechanics.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.
Eigenstate thermalization has been numerically shown to occur for few-body observables in a wide range of nonintegrable models. For intensive sums of few-body observables, a weaker version of eigenstate thermalization known as weak eigenstate thermalization has been proved to occur in general. Here, we unveil a stricter weak eigenstate thermalization phenomenon that occurs in quadratic models exhibiting quantum chaos in the single-particle sector (quantum-chaotic quadratic models) and in integrable interacting models. In such models, we argue that few-body observables that have a properly defined system-size independent norm are guaranteed to exhibit at least a polynomially vanishing variance (over the entire many-body energy spectrum) of the diagonal matrix elements, a phenomenon we dub normal weak eigenstate thermalization. We prove that normal weak eigenstate thermalization is a consequence of single-particle eigenstate thermalization, i.e., it can be viewed as a manifestation of quantum chaos at the single-particle level. We report numerical evidence of normal weak eigenstate thermalization for quantum-chaotic quadratic models such as the three-dimensional Anderson model in the delocalized regime and the power-law random banded matrix model, as well as for the integrable interacting spin-12\frac{1}{2}21​ XYZ and XXZ models.