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arXiv:2404.02199 · Physical review. B./Physical review. B

Normal weak eigenstate thermalization

Patrycja Łydżba, Rafał Świętek, Marcin Mierzejewski, Marcos Rigol, Lev Vidmar

Published Sep 3, 2024• 17 citations
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Abstract

Eigenstate thermalization has been numerically shown to occur for few-body observables in a wide range of nonintegrable models. For intensive sums of few-body observables, a weaker version of eigenstate thermalization known as weak eigenstate thermalization has been proved to occur in general. Here, we unveil a stricter weak eigenstate thermalization phenomenon that occurs in quadratic models exhibiting quantum chaos in the single-particle sector (quantum-chaotic quadratic models) and in integrable interacting models. In such models, we argue that few-body observables that have a properly defined system-size independent norm are guaranteed to exhibit at least a polynomially vanishing variance (over the entire many-body energy spectrum) of the diagonal matrix elements, a phenomenon we dub normal weak eigenstate thermalization. We prove that normal weak eigenstate thermalization is a consequence of single-particle eigenstate thermalization, i.e., it can be viewed as a manifestation of quantum chaos at the single-particle level. We report numerical evidence of normal weak eigenstate thermalization for quantum-chaotic quadratic models such as the three-dimensional Anderson model in the delocalized regime and the power-law random banded matrix model, as well as for the integrable interacting spin-$\frac{1}{2}$ XYZ and XXZ models.

DOI
10.1103/physrevb.110.104202

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•May 31, 2019•1 citation
Eigenstate thermalization has been numerically shown to occur for few-body observables in a wide range of nonintegrable models. For intensive sums of few-body observables, a weaker version of eigenstate thermalization known as weak eigenstate thermalization has been proved to occur in general. Here, we unveil a stricter weak eigenstate thermalization phenomenon that occurs in quadratic models exhibiting quantum chaos in the single-particle sector (quantum-chaotic quadratic models) and in integrable interacting models. In such models, we argue that few-body observables that have a properly defined system-size independent norm are guaranteed to exhibit at least a polynomially vanishing variance (over the entire many-body energy spectrum) of the diagonal matrix elements, a phenomenon we dub normal weak eigenstate thermalization. We prove that normal weak eigenstate thermalization is a consequence of single-particle eigenstate thermalization, i.e., it can be viewed as a manifestation of quantum chaos at the single-particle level. We report numerical evidence of normal weak eigenstate thermalization for quantum-chaotic quadratic models such as the three-dimensional Anderson model in the delocalized regime and the power-law random banded matrix model, as well as for the integrable interacting spin-12\frac{1}{2}21​ XYZ and XXZ models.
We study the matrix elements of local and nonlocal operators in the single-particle eigenstates of two paradigmatic quantum-chaotic quadratic Hamiltonians; the quadratic Sachdev-Ye-Kitaev (SYK2) model and the three-dimensional Anderson model below the localization transition. We show that they display eigenstate thermalization for normalized observables. Specifically, we show that the diagonal matrix elements exhibit vanishing eigenstate-to-eigenstate fluctuations and that their variance is proportional to the inverse Hilbert space dimension. We also demonstrate that the ratio between the variance of the diagonal and the off-diagonal matrix elements is 2, as predicted by the random matrix theory. We study distributions of matrix elements of observables and establish that they need not be Gaussian. We identify the class of observables for which the distributions are Gaussian.
Quadratic Hamiltonians that exhibit single-particle quantum chaos are called quantum-chaotic quadratic Hamiltonians. One of their hallmarks is single-particle eigenstate thermalization introduced in Łydżba et al. [Phys. Rev. B 104, 214203 (2021)2469-995010.1103/PhysRevB.104.214203], which describes statistical properties of matrix elements of observables in single-particle eigenstates. However, the latter has been studied only in quantum-chaotic quadratic Hamiltonians that obey the U(1) symmetry. Here, we focus on quantum-chaotic quadratic Hamiltonians that break the U(1) symmetry and, hence, their "single-particle" eigenstates are actually single-quasiparticle excitations introduced on the top of a many-body state. We study their wave functions and matrix elements of one-body observables, for which we introduce the notion of single-quasiparticle eigenstate thermalization. Focusing on spinless fermion Hamiltonians in three dimensions with local hopping, pairing, and on-site disorder, we also study the properties of disorder-induced near zero modes, which give rise to a sharp peak in the density of states at zero energy. Finally, we numerically show equilibration of observables in many-body eigenstates after a quantum quench. We argue that the latter is a consequence of single-quasiparticle eigenstate thermalization, in analogy to the U(1) symmetric case from Łydżba et al. [Phys. Rev. Lett. 131, 060401 (2023)0031-900710.1103/PhysRevLett.131.060401].
Thermalization (generalized thermalization) in nonintegrable (integrable) quantum systems requires two ingredients: equilibration and agreement with the predictions of the Gibbs (generalized Gibbs) ensemble. We prove that observables that exhibit eigenstate thermalization in single-particle sector equilibrate in many-body sectors of quantum-chaotic quadratic models. Remarkably, the same observables do not exhibit eigenstate thermalization in many-body sectors (we establish that there are exponentially many outliers). Hence, the generalized Gibbs ensemble is generally needed to describe their expectation values after equilibration, and it is characterized by Lagrange multipliers that are smooth functions of single-particle energies.
We study the matrix elements of few-body observables, focusing on the off-diagonal ones, in the eigenstates of the two-dimensional transverse field Ising model. By resolving all symmetries, we relate the onset of quantum chaos to the structure of the matrix elements. In particular, we show that a general result of the theory of random matrices, namely, the value 2 of the ratio of variances (diagonal to off-diagonal) of the matrix elements of Hermitian operators, occurs in the quantum chaotic regime. Furthermore, we explore the behavior of the off-diagonal matrix elements of observables as a function of the eigenstate energy differences and show that it is in accordance with the eigenstate thermalization hypothesis ansatz.
We explore the role of the initial state on the onset of thermalization in isolated quantum many-body systems after a quench. The initial state is an eigenstate of an initial Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{I}$ and it evolves according to a different final Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$. If the initial state has a chaotic structure with respect to ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$, i.e., if it fills the energy shell ergodically, thermalization is certain to occur. This happens when ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{I}$ is a full random matrix, because its states projected onto ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$ are fully delocalized. The results for the observables then agree with those obtained with thermal states at infinite temperature. However, finite real systems with few-body interactions, as the ones considered here, are deprived of fully extended eigenstates, even when described by a nonintegrable Hamiltonian. We examine how the initial state delocalizes as it gets closer to the middle of the spectrum of ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$, causing the observables to approach thermal averages, be the models integrable or chaotic. Our numerical studies are based on initial states with energies that cover the entire lower half of the spectrum of one-dimensional Heisenberg spin-1/2 systems.
Quantum chaos and the eigenstate thermalization hypothesis are based on the assumption of the validity of random matrix theory description on the spectrum and eigenstates. They provide the foundation and descriptions for the typical dynamics and thermalization in generic closed quantum systems. In this thesis, we investigate situations where the systems show atypical dynamics or anomalous thermalization, conflicting with the usual expectations from quantum chaos and eigenstate thermalization hypothesis. We first examine weak thermalization in a nonintegrable spin chain. The system shows long-lived strong oscillations and relaxes to the thermal equilibrium weakly. We identify the dynamics describable by quasiparticles and recognize the oscillation frequency to be the quasiparticle mass gap. We also estimate the damping time for the oscillations. Next, we study prethermalization, a phenomenon where a system relaxes to an intermediate almost-equilibrium stage before reaching the true thermal equilibrium. We study a nonintegrable spin chain in the strong coupling limit, where an almost-conserved quantity emerges and gives rise to the prethermalization. We also study a newly proposed diagnostic for quantum chaos: out-of-time-ordered correlators. Contrasting to the chaotic systems, we inspect their behaviors in various noninteracting integrable models. Finally, we dig into the quantum many-body scar states in the PXP model which describes a Rydberg atom chain. These special states do not satisfy the random matrix theory description nor the eigenstate thermalization hypothesis, therefore defying quantum chaos.