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arXiv:2403.18007

Typical thermalization of low-entanglement states

Christian Bertoni, Clara Wassner, Giacomo Guarnieri, Jens Eisert

Published Mar 26, 2024• 0 citations
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Abstract

Proving thermalization from the unitary evolution of a closed quantum system is one of the oldest questions that is still nowadays only partially resolved. Several efforts have led to various formulations of what is called the eigenstate thermalization hypothesis, which leads to thermalization under certain conditions on the initial states. These conditions, however, are sensitive to the precise formulation of the hypothesis. In this work, we focus on the important case of low entanglement initial states, which are operationally accessible in many natural physical settings, including experimental schemes for testing thermalization and for quantum simulation. We prove thermalization of these states under precise conditions that have operational significance. More specifically, motivated by arguments of unavoidable finite resolution, we define a random energy smoothing on local Hamiltonians that leads to local thermalization when the initial state has low entanglement. Finally we show that such a transformation affects neither the Gibbs state locally nor, under generic smoothness conditions on the spectrum, the short-time dynamics.

DOI
10.48550/arxiv.2403.18007

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Proving thermalization from the unitary evolution of a closed quantum system is one of the oldest questions that is still nowadays only partially resolved. Several efforts have led to various formulations of what is called the eigenstate thermalization hypothesis, which leads to thermalization under certain conditions on the initial states. These conditions, however, are sensitive to the precise formulation of the hypothesis. In this work, we focus on the important case of low entanglement initial states, which are operationally accessible in many natural physical settings, including experimental schemes for testing thermalization and for quantum simulation. We prove thermalization of these states under precise conditions that have operational significance. More specifically, motivated by arguments of unavoidable finite resolution, we define a random energy smoothing on local Hamiltonians that leads to local thermalization when the initial state has low entanglement. Finally we show that such a transformation affects neither the Gibbs state locally nor, under generic smoothness conditions on the spectrum, the short-time dynamics.
Proving thermalization from the unitary evolution of closed quantum systems is one of the oldest questions that is still only partially resolved. Efforts led to various versions of the eigenstate thermalization hypothesis (ETH), which implies thermalization under certain conditions. Whether the ETH holds in specific systems is however difficult to verify from the microscopic description of the system. In this work, we focus on thermalization under local Hamiltonians of low-entanglement initial states, which are operationally accessible in many natural physical settings, including schemes for testing thermalization in experiments and quantum simulators. We prove thermalization of these states under precise conditions that have operational significance. More specifically, motivated by arguments of unavoidable finite resolution, we define a random energy smoothing on local Hamiltonians that leads to local thermalization when the initial state has low entanglement. Finally we show that this transformation affects neither the Gibbs state locally nor, under generic smoothness conditions on the spectrum, the short-time dynamics.
Quantum thermalization describes how closed quantum systems can effectively reach thermal equilibrium, resolving the apparent incongruity between the reversibility of Schrödinger's equation and the second law of thermodynamics. Despite its ubiquity and conceptual significance, the precise conditions that give rise to quantum thermalization are still not well understood. After nearly a century of efforts, we have yet to find a complete mathematical proof that an effective statistical description naturally emerges the underlying quantum dynamics in generic settings. Here, we prove that quantum thermalization must occur in any qubit system with local interactions under three conditions: (i) high effective temperature, (ii) translation invariance, and (iii) no perfect resonances in the energy spectrum. Specifically, we show that a typical, low-complexity pure state drawn from any ensemble with large entropy and well-defined effective temperature becomes locally indistinguishable from a Gibbs state upon unitary evolution. In this setting, our rigorous results prove the widely anticipated notion that statistical physics should be understood as an emergent phenomenon, explicitly derived from the first principles of quantum mechanics.
Deriving conditions under which a macroscopic system thermalizes directly from the underlying quantum many-body dynamics of its microscopic constituents is a long-standing challenge in theoretical physics. The well-known eigenstate thermalization hypothesis (ETH) is presumed to be a key mechanism, but has defied rigorous verification for generic systems thus far. A weaker variant (weak ETH), by contrast, is provably true for a large variety of systems, including even many integrable models, but its implications with respect to the problem of thermalization are still largely unexplored. Here we analytically demonstrate that systems satisfying the weak ETH exhibit thermalization for two very natural classes of far-from-equilibrium initial conditions: the overwhelming majority of all pure states with a preset nonequilibrium expectation value of some given local observable, and the Gibbs states of a Hamiltonian which subsequently is subject to a quantum quench in the form of a sudden change of some local system properties.
The eigenstate thermalization hypothesis conjectures that for a thermodynamically large system in one of its energy eigenstates, the reduced density matrix describing any finite subsystem is determined solely by a set of relevant conserved quantities. In a chaotic quantum system, only the energy is expected to play that role and hence eigenstates appear locally thermal. Integrable systems, on the other hand, possess an extensive number of such conserved quantities and therefore the reduced density matrix requires specification of all the corresponding parameters (generalized Gibbs ensemble). However, here we show by unbiased statistical sampling of the individual eigenstates with a given finite energy density that the local description of an overwhelming majority of these states of even such an integrable system is actually Gibbs-like, i.e., requires only the energy density of the eigenstate. Rare eigenstates that cannot be represented by the Gibbs ensemble can also be sampled efficiently by our method and their local properties are then shown to be described by appropriately truncated generalized Gibbs ensembles. We further show that the presence of these rare eigenstates differentiates the model from the chaotic case and leads to the system being described by a generalized Gibbs ensemble at long time under a unitary dynamics following a sudden quench, even when the initial state is a typical (Gibbs-like) eigenstate of the prequench Hamiltonian.
Eigenstate thermalization has played a prominent role as a determiner of the validity of quantum statistical mechanics since von Neumann’s early works on quantum ergodicity. However, its connection to the dynamical process of quantum thermalization relies sensitively on nondegeneracy properties of the energy spectrum, as well as detailed features of individual eigenstates that are effective only over correspondingly large timescales, rendering it generically inaccessible given practical timescales and finite experimental resources. Here, we introduce the notion of energy-band thermalization to address these limitations, by coarse-graining over energy level spacings with a finite energy resolution. We show that energy-band thermalization implies the thermalization of an observable in almost all states (in any orthonormal basis) over accessible timescales without relying on microscopic properties of the energy eigenvalues or eigenstates, and conversely, can be efficiently accessed in experiments via the dynamics of a single mixed state (for a given observable) with only polynomially many resources in the system size. This allows us to directly determine thermalization, including in the presence of conserved charges, from this state: Most strikingly, if an observable thermalizes in this initial state over a finite range of times, then it must thermalize in almost all physical initial states over all longer timescales. As applications, we derive a finite-time Mazur-Suzuki inequality for quantum transport with approximately conserved charges, and establish the thermalization of local observables over finite timescales in almost all accessible states in (generally inhomogeneous) dual-unitary quantum circuits. We also propose measurement protocols for general many-qubit systems. This work initiates a rigorous treatment of quantum thermalization in terms of experimentally accessible quantities.
One of the outstanding problems in nonequilibrium physics is to precisely understand when and how physically relevant observables in many-body systems equilibrate under unitary time evolution. General equilibration results show that equilibration is generic provided that the initial state has overlap with sufficiently many energy levels. But results not referring to typicality which show that natural initial states actually fulfill this condition are lacking. In this work, we present stringent results for equilibration for systems in which Rényi entanglement entropies in energy eigenstates with finite energy density are extensive for at least some, not necessarily connected, subsystems. Our results reverse the logic of common arguments, in that we derive equilibration from a weak condition akin to the eigenstate thermalization hypothesis, which is usually attributed to thermalization in systems that are assumed to equilibrate in the first place. We put the findings into the context of studies of many-body localization and many-body scars.