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arXiv:2403.09951

SO(n) AKLT Chains as Symmetry Protected Topological Quantum Ground States

Michael Ragone

Published Mar 15, 2024• 1 citation
arXivHTMLPDF

Abstract

This thesis studies a pair of symmetry protected topological (SPT) phases which arise when considering one-dimensional quantum spin systems possessing a natural orthogonal group symmetry. Particular attention is given to a family of exactly solvable models whose ground states admit a matrix product state description and generalize the AKLT chain. We call these models ``$SO(n)$ AKLT chains'' and the phase they occupy the ``$SO(n)$ Haldane phase''. We present new results describing their ground state structure and, when $n$ is even, their peculiar $O(n)$-to-$SO(n)$ symmetry breaking. We also prove that these states have arbitrarily large correlation and injectivity length by increasing $n$, but all have a 2-local parent Hamiltonian, in contrast to the natural expectation that the interaction range of a parent Hamiltonian should diverge as these quantities diverge. We extend Ogata's definition of an SPT index for a split state for a finite symmetry group $G$ to an SPT index for a compact Lie group $G$. We then compute this index, which takes values in the second Borel group cohomology $H^2(SO(n),U(1))$, at a single point in each of the SPT phases. The two points have different indices, confirming the two SPT phases are indeed distinct. Chapter 1 contains an introduction with a detailed overview of the contents of this thesis, which includes several chapters of background information before presenting new results in Chapter 7 and Chapter 8.

DOI
10.48550/arxiv.2403.09951

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This thesis studies a pair of symmetry protected topological (SPT) phases which arise when considering one-dimensional quantum spin systems possessing a natural orthogonal group symmetry. Particular attention is given to a family of exactly solvable models whose ground states admit a matrix product state description and generalize the AKLT chain. We call these models $SO(n)$ AKLT chains'' and the phase they occupy the SO(n)SO(n)SO(n) Haldane phase''. We present new results describing their ground state structure and, when nnn is even, their peculiar O(n)O(n)O(n)-to-SO(n)SO(n)SO(n) symmetry breaking. We also prove that these states have arbitrarily large correlation and injectivity length by increasing nnn, but all have a 2-local parent Hamiltonian, in contrast to the natural expectation that the interaction range of a parent Hamiltonian should diverge as these quantities diverge. We extend Ogata's definition of an SPT index for a split state for a finite symmetry group GGG to an SPT index for a compact Lie group GGG. We then compute this index, which takes values in the second Borel group cohomology H2(SO(n),U(1))H^2(SO(n),U(1))H2(SO(n),U(1)), at a single point in each of the SPT phases. The two points have different indices, confirming the two SPT phases are indeed distinct. Chapter 1 contains an introduction with a detailed overview of the contents of this thesis, which includes several chapters of background information before presenting new results in Chapter 7 and Chapter 8.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phase which is protected by SO(3) spin rotation symmetry. The topological insulator is another exam- ple of SPT phase which is protected by U(1) and time reversal symmetries. It has been shown that free fermion SPT phases can be systematically described by the K-theory. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: distinct d-dimensional bosonic SPT phases with on-site symmetry G (which may contain anti-unitary time reversal symmetry) can be labeled by the elements in H^{1+d}[G, U_T(1)] - the Borel (1 + d)-group-cohomology classes of G over the G-module U_T(1). The boundary excitations of the non-trivial SPT phases are gapless or degenerate. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: (G_H, G_{\Psi}, H^{1+d}[G_{\Psi}, U_T(1)], where G_H is the symmetry group of the Hamiltonian and G_{\Psi} the symmetry group of the ground states.
We generalize the hidden symmetry-breaking picture of symmetry-protected topological (SPT) order developed by Kennedy and Tasaki in the context of the Haldane phase. Our generalization applies to a wide class of SPT phases in one-dimensional spin chains, protected by an on-site representation of a finite Abelian group. This generalization takes the form of a nonlocal unitary map that relates local symmetry-respecting Hamiltonians in an SPT phase to local Hamiltonians in a symmetry-broken phase. Using this unitary, we establish a relation between the two-point correlation functions that characterize fully symmetry-broken phases with the string-order correlation functions that characterize the SPT phases, therefore establishing the perspective in these systems that SPT phases are characterized by hidden symmetry breaking. Our generalization is also applied to systems with continuous symmetries, including SO(2k+1)\mathrm{SO}(2k+1)SO(2k+1) and SU(k)\mathrm{SU}(k)SU(k).
The equivalence of topological indices for U(1)⋊Z2\mathrm{U}(1)\rtimes\mathbb{Z}_2U(1)⋊Z2​-symmetric quantum spin chains
Symmetry-protected topological (SPT) phases in quantum spin chains are distinguished by topological indices. Ogata's operator-algebraic indices apply to a broad range of symmetry classes without requiring continuous symmetry, whereas the elementary twist index of Tasaki requires U(1)\mathrm{U}(1)U(1) symmetry. We prove their equivalence in the common setting of integer-spin chains with on-site U(1)⋊Z2\mathrm{U}(1)\rtimes\mathbb{Z}_2U(1)⋊Z2​ symmetry and a symmetric locally-unique gapped ground state, without assuming translation invariance or a matrix product representation. A charge-fluctuation estimate yields a strong-limit construction of half-chain rotations with their phases fixed. An exact group commutator identity then identifies the Ogata index with the limit of local twist expectations and gives an explicit error bound. This provides a computable formula for the index when a lower bound on the gap and the relevant ground-state expectations are available. Combining the equivalence with a recent boundary-field gap theorem of OpenAI and our earlier twist-index calculation, we obtain a spin-rotation-invariant locally-unique gapped ground state of the infinite S=1S=1S=1 antiferromagnetic Heisenberg chain with both indices equal to −1-1−1, without assuming infinite-volume uniqueness. The author formulated the problem and proposed the basic strategy, while ChatGPT Astra made substantial contributions to the development of the proof.
We present a comprehensive study of topological phases in the SO(nnn) spin chains using a combination of analytical parton construction and numerical techniques. For even n=2ln=2ln=2l, we identify a novel SPT2^22 phase characterized by two distinct topological sectors, exhibiting exact degeneracy at the matrix product state (MPS) exactly solvable point. Through Gutzwiller-projected mean-field theory and density matrix renormalization group (DMRG) calculations, we demonstrate that these sectors remain topologically degenerate in close chains throughout the SPT2^22 phase, with energy gaps decaying exponentially with system size. For odd n=2l+1n=2l+1n=2l+1, we show that the ground state remains unique in close chains. We precisely characterize critical states using entanglement entropy scaling, confirming the central charges predicted by conformal field theories. Our results reveal fundamental differences between even and odd nnn cases, provide numerical verification of topological protection, and establish reliable methods for studying high-symmetry quantum systems. The Gutzwiller-guided DMRG is demonstrated to be notably efficient in targeting specific topological sectors.
We study Z3{\mathbb{Z}}_{3}Z3​ symmetry-protected topological (SPT) phases in one-dimensional spin systems with ${Z}_{3}\ifmmode\times\else\texttimes\fi{}{Z}_{3}$ symmetry. We construct ground-state wave functions of the matrix product form for nontrivial Z3{\mathbb{Z}}_{3}Z3​ phases and their parent Hamiltonian from a cocycle of the group cohomology ${H}^{2}({Z}_{3}\ifmmode\times\else\texttimes\fi{}{Z}_{3},U(1))$. The Hamiltonian is an SU(3) version of the Affleck-Kennedy-Lieb-Tasaki (AKLT) model, consisting of bilinear and biquadratic terms of su(3) generators in the adjoint representation. A generalization to the SU(N)\mathrm{SU}(N)SU(N) case, the SU(N)\mathrm{SU}(N)SU(N) AKLT Hamiltonian, is also presented, which realizes nontrivial ZN{\mathbb{Z}}_{N}ZN​ SPT phases. We use the infinite-size variant of the density matrix renormalization group (iDMRG) method to determine the ground-state phase diagram of the SU(3) bilinear-biquadratic model as a function of the parameter $\ensuremath{\theta}$ controlling the ratio of the bilinear and biquadratic coupling constants. The nontrivial Z3{\mathbb{Z}}_{3}Z3​ SPT phase is found for a range of the parameter $\ensuremath{\theta}$ including the point of vanishing biquadratic term $(\ensuremath{\theta}=0)$ as well as the SU(3) AKLT point [$\ensuremath{\theta}=arctan(2/9)$]. A continuous phase transition to the SU(3) dimer phase takes place at $\ensuremath{\theta}\ensuremath{\approx}\ensuremath{-}0.027\ensuremath{\pi}$, with a central charge $c\ensuremath{\approx}3.2$. For SU(3) symmetric cases, we define string order parameters for the Z3{\mathbb{Z}}_{3}Z3​ SPT phases in a similar way to the conventional Haldane phase. We propose simple spin models that effectively realize the SU(3) and SU(4) AKLT models.