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arXiv:2402.10784 · Quantum

Simultaneous symmetry breaking in spontaneous Floquet states: temporal Floquet-Nambu-Goldstone modes, Floquet thermodynamics, and the time operator

Juan Ramón Muñoz de Nova, Fernando Sols

Published Sep 5, 2025• 4 citations
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Abstract

We study simultaneous symmetry breaking in spontaneous Floquet states, focusing on the specific case of an atomic condensate. We first describe the quantization of the Nambu-Goldstone (NG) modes for a stationary state simultaneously breaking several symmetries of the Hamiltonian by invoking the generalized Gibbs ensemble, which enables a thermodynamical description of the problem. The quantization procedure involves a Berry-Gibbs connection, which depends on the macroscopic conserved charges associated to each broken symmetry and whose curvature is not invariant under generalized gauge transformations. We extend the formalism to Floquet states, where Goldstone theorem translates into the emergence of Floquet-Nambu-Goldstone (FNG) modes with zero quasi-energy. In the case of a spontaneous Floquet state, there is a genuine temporal FNG mode arising from the continuous time-translation symmetry breaking, whose quantum amplitude provides a rare realization of a time operator in Quantum Mechanics. Furthermore, since they conserve energy, spontaneous Floquet states can be shown to possess a conserved Floquet charge. Conventional Floquet systems also admit a thermodynamic description in terms of the Floquet enthalpy, the Legendre transform of the energy with respect to the Floquet charge, as these operate at fixed frequency. We apply our formalism to a particular realization of spontaneous Floquet state, the CES state, which breaks U(1) and time-translation symmetries, representing a time supersolid. We numerically compute its density-density correlations, predicted to be dominated by the temporal FNG mode at long times, observing a remarkable agreement between simulation and theory. Based on these results, we propose a feasible experimental scheme to observe the temporal FNG mode of the CES state.

DOI
10.22331/q-2025-09-05-1850

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We study simultaneous symmetry breaking in spontaneous Floquet states, focusing on the specific case of an atomic condensate. We first describe the quantization of the Nambu-Goldstone (NG) modes for a stationary state simultaneously breaking several symmetries of the Hamiltonian by invoking the generalized Gibbs ensemble, which enables a thermodynamical description of the problem. The quantization procedure involves a Berry-Gibbs connection, which depends on the macroscopic conserved charges associated to each broken symmetry and whose curvature is not invariant under generalized gauge transformations. We extend the formalism to Floquet states, where Goldstone theorem translates into the emergence of Floquet-Nambu-Goldstone (FNG) modes with zero quasi-energy. In the case of a spontaneous Floquet state, there is a genuine temporal FNG mode arising from the continuous time-translation symmetry breaking, whose quantum amplitude provides a rare realization of a time operator in Quantum Mechanics. Furthermore, since they conserve energy, spontaneous Floquet states can be shown to possess a conserved Floquet charge. Conventional Floquet systems also admit a thermodynamic description in terms of the Floquet enthalpy, the Legendre transform of the energy with respect to the Floquet charge, as these operate at fixed frequency. We apply our formalism to a particular realization of spontaneous Floquet state, the CES state, which breaks U(1) and time-translation symmetries, representing a time supersolid. We numerically compute its density-density correlations, predicted to be dominated by the temporal FNG mode at long times, observing a remarkable agreement between simulation and theory. Based on these results, we propose a feasible experimental scheme to observe the temporal FNG mode of the CES state.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
We study the Nambu-Goldstone (NG) modes associated with spontaneous breaking of the continuous time-translation symmetry. To discuss a quantum time-crystal with the spontaneously-broken continuous time-translation symmetry, we introduce the van der Pol type nonlinear-friction to open quantum systems. By considering small fluctuations around a time-periodic mean-field solution, we show that a gapless collective mode necessarily appears; this is nothing but the NG mode associated with a time crystal. We show that its dispersion relation becomes ω=−iCp2ω=-iC\bm p^2ω=−iCp2. We also show that noncommutative breaking of the time-translation and U(1) symmetries results in mixing of the NG modes, and the (typically) propagating NG mode appears, whose dispersion relation becomes ω=(±C1−iC2)p2ω=(\pm C_1-iC_2)\bm p^2ω=(±C1​−iC2​)p2.
We propose the concept of a spontaneous many-body Floquet state. This is a state that, in the absence of external periodic driving, self-oscillates like in the presence of a periodic Hamiltonian, this behavior being spontaneously induced by many-body interactions. In addition, its quantum fluctuations are described by regular Floquet theory. Furthermore, it is also a time crystal, presenting long-range time-periodic order. However, this crystalline behavior is very different to that of conventional Floquet discrete time crystals: here, there is no external periodic driving, energy is conserved, and the nature of the spontaneous symmetry breaking is continuous instead of discrete. We demonstrate that spontaneous many-body Floquet states can emerge in a variety of canonical many-body problems, ranging from interacting fermions to Bose-Hubbard models. We specifically show that a spontaneous many-body Floquet state is a universal intrinsic state of a one-dimensional flowing atom condensate, both subsonic and supersonic, resulting from a dynamical phase transition and robust against external perturbations and quantum fluctuations, proposing also realistic experimental scenarios for its observation. A spontaneous many-body Floquet state not only represents a realization of a continuous time crystal, but also another paradigm in Floquet physics.
Abstract We discuss spontaneous symmetry breaking of open classical and quantum systems. When a continuous symmetry is spontaneously broken in an open system, a gapless excitation mode appears corresponding to the Nambu–Goldstone mode. Unlike isolated systems, the gapless mode is not always a propagation mode, but it is a diffusion one. Using the Ward–Takahashi identity and the effective action formalism, we establish the Nambu–Goldstone theorem in open systems, and derive the low-energy coefficients that determine the dispersion relation of Nambu–Goldstone modes. Using these coefficients, we classify the Nambu–Goldstone modes into four types: type-A propagation, type-A diffusion, type-B propagation, and type-B diffusion modes.
Abstract Supersolid is an exotic state of matter characterized by both superfluid properties and periodic particle density modulation, due to spontaneous breaking of U(1) gauge symmetry and spatial translation symmetry, respectively. For conventional supersolids, continuous translation symmetry breaking is accompanied by one gapless Goldstone mode in the excitation spectra. An interesting question naturally arises: what is the consequence of breaking discrete translation symmetry for supersolids? In this work, we study the consequence of discrete symmetry breaking in a Z n supersolid resulting from spontaneous breaking of a discrete Z n symmetry, or equivalently, a discrete translation symmetry. This Z n supersolid is realized in the stripe phase of spin–orbit-coupled Bose–Einstein condensate under an external periodic potential with period 1 / n of intrinsic stripe period. For n ⩾ 2 , there are n degenerate ground states with spontaneously broken lattice translation symmetry. The low-energy excitations of Z n supersolid include a pseudo-Goldstone mode, whose excitation gap at long wavelength limit is found to decrease rapidly with n. We further numerically show that, when confined in a harmonic trap, a spin-dependent perturbation can result in the transition between degenerate ground states of Z n supersolid. With the integer n tunable using the experimental technique of generating subwavelength optical lattice, the Z n supersolid proposed here offers a cold atom platform to simulate physics related with generic Z n symmetry breaking in a highly controllable setting.