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arXiv:2401.15533 · Physical Review Letters

Generalized Quantum Fluctuation Theorem for Energy Exchange

Wei Wu, Jun‐Hong An

Published Jul 30, 2024• 10 citations
arXivHTMLPDF

Abstract

The nonequilibrium fluctuation relation is a cornerstone of quantum thermodynamics. It is widely believed that the system-bath heat exchange obeys the famous Jarzynski-Wójcik fluctuation theorem. However, this theorem is established in the Born-Markovian approximation under the weak-coupling condition. Via studying the energy exchange between a harmonic oscillator and its coupled bath in the non-Markovian dynamics, we establish a generalized quantum fluctuation theorem for energy exchange being valid for arbitrary coupling strength. The Jarzynski-Wójcik fluctuation theorem is recovered in the weak-coupling limit. We also find the average energy exchange exhibits rich nonequilibrium characteristics when different numbers of system-bath bound states are formed, which suggests a useful way to control the quantum heat. Deepening our understanding of the fluctuation relation in quantum thermodynamics, our result lays the foundation to design high-efficiency quantum heat engines.

DOI
10.1103/physrevlett.133.050401

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The nonequilibrium fluctuation relation is a cornerstone of quantum thermodynamics. It is widely believed that the system-bath heat exchange obeys the famous Jarzynski-Wójcik fluctuation theorem. However, this theorem is established in the Born-Markovian approximation under the weak-coupling condition. Via studying the energy exchange between a harmonic oscillator and its coupled bath in the non-Markovian dynamics, we establish a generalized quantum fluctuation theorem for energy exchange being valid for arbitrary coupling strength. The Jarzynski-Wójcik fluctuation theorem is recovered in the weak-coupling limit. We also find the average energy exchange exhibits rich nonequilibrium characteristics when different numbers of system-bath bound states are formed, which suggests a useful way to control the quantum heat. Deepening our understanding of the fluctuation relation in quantum thermodynamics, our result lays the foundation to design high-efficiency quantum heat engines.
Nonequilibrium fluctuation relation lies at the heart of the quantum thermodynamics. Many previous studies have demonstrated that the heat exchange between a quantum system and a thermal bath initially prepared in their own Gibbs states at different temperatures obeys the famous Jarzynski-Wójcik fluctuation theorem. However, this conclusion is obtained under the assumption of Born-Markovian approximation. In this paper, going beyond the Born-Markovian limitation, we investigate the statistics of quantum heat in an exactly non-Markovian relaxation process described by the well-known Caldeira-Leggett model. It is revealed that the Jarzynski-Wójcik fluctuation theorem breaks down in the strongly non-Markovian regime. Moreover, we find the steady-state quantum heat within the non-Markovian framework can be widely tunable by using the quantum reservoir-engineering technique. These results are sharply contrary to the common Born-Markovian predictions. Our results presented in this paper may update the understanding of the quantum thermodynamics in strongly coupled and low-temperature systems. Moreover, the controllable heat may have some potential applications in improving the performance of a quantum heat engine.
The quantum exchange fluctuation theorem relates the probabilities of observing heat transfer along and against the temperature gradient between thermal baths at different temperatures. We investigate how this relation generalizes when the baths exhibit non-Markovian dynamics. Using a microscopic collisional model, bath memory is generated through interactions between successive bath auxiliaries before each heat-exchange collision. We derive exchange fluctuation theorems for both direct bath-bath interactions and probe-mediated heat exchange in the steady-state regime. As an illustrative example, we consider heat baths with qubit auxiliaries and show that non-Markovian memory enhances the probability of heat-transfer events against the temperature gradient, modifying the predictions made by the conventional Jarzynski-Wójcik exchange fluctuation theorem. Our results establish a microscopic connection between environmental memory and non-equilibrium heat-exchange statistics.
We study the heat transfer between two finite quantum systems initially at different temperatures. We find that a recently proposed fluctuation theorem for heat exchange, namely the exchange fluctuation theorem [C. Jarzynski and D. K. Wójcik, Phys. Rev. Lett. 92 (2004), 230602], does not generally hold in the presence of a finite heat transfer as in the original form proved for weak coupling. As the coupling is weakened, the deviation from the theorem and the heat transfer vanish in the same order of the coupling. We then discover a condition for the exchange fluctuation theorem to hold in the presence of a finite heat transfer, namely the commutable-coupling condition. We explicitly calculate the deviation from the exchange fluctuation theorem as well as the heat transfer for simple models. We confirm for the models that the deviation indeed has a finite value as far as the coupling between the two systems is finite except for the special point of the commutable-coupling condition. We also confirm analytically that the commutable-coupling condition indeed lets the exchange fluctuation theorem hold exactly under a finite heat transfer.
We study the heat transfer between two finite quantum systems initially at different temperatures. We find that a recently proposed fluctuation theorem for heat exchange, namely the exchange fluctuation theorem [C. Jarzynski and D. K. Wójcik, Phys. Rev. Lett. 92, 230602 (2004)], does not generally hold in the presence of a finite heat transfer as in the original form proved for weak coupling. As the coupling is weakened, the deviation from the theorem and the heat transfer vanish in the same order of the coupling. We then discover a condition for the exchange fluctuation theorem to hold in the presence of a finite heat transfer, namely the commutable-coupling condition. We explicitly calculate the deviation from the exchange fluctuation theorem as well as the heat transfer for simple models. We confirm for the models that the deviation indeed has a finite value as far as the coupling between the two systems is finite except for the special point of the commutable-coupling condition. We also confirm analytically that the commutable-coupling condition indeed lets the exchange fluctuation theorem hold exactly under a finite heat transfer.
Energy exchange statistics between two bodies at different thermal equilibria obey the Jarzynski-Wójcik fluctuation theorem. The corresponding energy scale factor is the difference of the inverse temperatures associated to the bodies at equilibrium. In this work, we consider a dissipative quantum dynamics leading the quantum system towards a possibly nonthermal, asymptotic state. To generalize the Jarzynski-Wójcik theorem to nonthermal states, we identify a sufficient condition I for the existence of an energy scale factor η^{*} that is unique, finite, and time independent, such that the characteristic function of the energy exchange distribution becomes identically equal to 1 for any time. This η^{*} plays the role of the difference of inverse temperatures. We discuss the physical interpretation of the condition I, showing that it amounts to an almost complete memory loss of the initial state. The robustness of our results against quantifiable deviations from the validity of I is evaluated by experimental studies on a single nitrogen-vacancy center subjected to a sequence of laser pulses and dissipation.
Abstract The celebrated exchange fluctuation theorem—proposed by Jarzynski and Wójcik (2004 Phys. Rev. Lett. 92 230602) for heat exchange between two systems in thermal equilibrium at different temperatures—is explored here for quantum Gaussian states in thermal equilibrium. We employ the Wigner distribution function formalism for quantum states, which exhibits a close resemblance to the classical phase-space trajectory description, to arrive at a formal Jarzynski–Wójcik result. For two Gaussian states in thermal equilibrium at two different temperatures kept in contact with each other for a fixed duration of time, we show that the Jarzynski–Wójcik- like relation reduces to the corresponding classical result in the limit ℏ → 0.