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arXiv:2312.16227 · Physical review. E

Work fluctuation theorems with initial quantum coherence

Gianluca Francica, Luca Dell’Anna

Published Jun 17, 2024• 2 citations
arXivHTMLPDF

Abstract

Fluctuation theorems are fundamental results in nonequilibrium thermodynamics beyond the linear response regime. Among these, the paradigmatic Tasaki-Crooks fluctuation theorem relates the statistics of the works done in a forward out-of-equilibrium quantum process and in a corresponding backward one. In particular, the initial states of the two processes are thermal states and thus incoherent in the energy basis. Here we aim to investigate the role of initial quantum coherence in work fluctuation theorems, by considering a quasiprobability distribution of work. To do this, we formulate and examine the implications of a detailed fluctuation theorem, which reproduces the Tasaki-Crooks fluctuation theorem in the absence of initial quantum coherence.

DOI
10.1103/physreve.109.064138

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Fluctuation theorems are fundamental results in nonequilibrium thermodynamics beyond the linear response regime. Among these, the paradigmatic Tasaki-Crooks fluctuation theorem relates the statistics of the works done in a forward out-of-equilibrium quantum process and in a corresponding backward one. In particular, the initial states of the two processes are thermal states and thus incoherent in the energy basis. Here we aim to investigate the role of initial quantum coherence in work fluctuation theorems, by considering a quasiprobability distribution of work. To do this, we formulate and examine the implications of a detailed fluctuation theorem, which reproduces the Tasaki-Crooks fluctuation theorem in the absence of initial quantum coherence.
The work is a concept of fundamental importance in thermodynamics. An open question is how to describe the work fluctuation for quantum coherent processes in the presence of initial quantum coherence in the energy basis. With the aim of giving a unified description, here we introduce and study a class of quasiprobability distributions of work, which give an average work equal to the average energy change of the system and reduce to the two-projective-measurement scheme for an initial incoherent state. Moreover, we characterize the work with the help of fluctuation relations. In particular, by considering the joint distribution of work and initial quantum coherence, we find a fluctuation theorem involving quantum coherence, from which follows a second law of thermodynamics in the case of initial thermal populations.
The work is a concept of fundamental importance in thermodynamics. An open question is how to describe the work fluctuation for quantum coherent processes in the presence of initial quantum coherence in the energy basis. With the aim of giving a unified description, here we introduce and study a class of quasiprobability distributions of work, which give an average work equal to the average energy change of the system and reduce to the two-projective measurement scheme for an initial incoherent state. Moreover, we characterize the work with the help of fluctuation relations. In particular, by considering the joint distribution of work and initial quantum coherence, we find a fluctuation theorem involving quantum coherence, from which follows a second law of thermodynamics in the case of initial thermal populations. Furthermore, we propose a way to measure the characteristic function of work and we discuss the negativity of the quasiprobability. The effects of coherence are also investigated for a simple system of a qubit.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.
We derive the fluctuation theorem for quantum-state statistics that can be obtained when we initially measure the total energy of a quantum system at thermal equilibrium, let the system evolve unitarily, and record the quantum-state data reconstructed at the end of the process. The obtained theorem shows that the quantum-state statistics for the forward and backward processes is related to the equilibrium free-energy difference through an infinite series of independent relations, which gives the quantum work fluctuation theorem as a special case, and reproduces the out-of-time-order fluctuation-dissipation theorem near thermal equilibrium. The quantum-state statistics exhibits a system-size scaling behavior that differs between integrable and non-integrable (quantum chaotic) systems as demonstrated numerically for one-dimensional quantum lattice models.
Abstract Quantum thermodynamics allows for the interconversion of quantum coherence and mechanical work. Quantum coherence is thus a potential physical resource for quantum machines. However, formulating a general nonequilibrium thermodynamics of quantum coherence has turned out to be challenging. In particular, precise conditions under which coherence is beneficial to or, on the contrary, detrimental for work extraction from a system have remained elusive. We here develop a generic dynamic-Bayesian-network approach to the far-from-equilibrium thermodynamics of coherence. We concretely derive generalized fluctuation relations and a maximum-work theorem that fully account for quantum coherence at all times, for both closed and open dynamics. We obtain criteria for successful coherence-to-work conversion, and identify a nonequilibrium regime where maximum work extraction is increased by quantum coherence for fast processes beyond linear response.
How to give a statistical description of the thermodynamics in quantum systems is an open fundamental question. Concerning the work, the presence of initial quantum coherence in the energy basis can give rise to a quasiprobability of work, which can take negative values. Our aim is to identify the most general quasiprobability of work satisfying some fundamental conditions. By doing so, we introduce a general notion of quasiprobability in analogy to Gleason's theorem. Then, we use these quasiprobabilities to define the quasiprobability of work, and finally we discuss the contextuality of the protocol.