This thesis focuses on the effects of strong electron-electron interactions on topological phase transitions.In very general terms, topological phase transitions are typically associated with the formation of gapless states at the boundary between two gapped phases.The opening of a gap is usually associated with a spontaneous symmetry breaking that can obliterate the topological nature of the system.In this work we highlight a completely different destiny for a topological transition in the presence of interaction and we develop a theoretical framework to address this physics identifying the physical origin for the unconventional scenario.In particular, we show that strong electronic correlation can lead to a gap opening at the topological transition without any symmetry breaking.This turns the topological transition discontinuous, thereby giving rise to a quantum critical point connecting the continuous region with the discontinuous one.This unconventional scenario establishes a surprising connection between a topological transition and quantum criticality.By solving a Bernevig-Hughes-Zhang model supplemented with a local symmetric interaction, we demonstrate that the crucial role of orbital polarization naturally emerges, already at the mean-field level.This local parameter effectively captures the essence of the topological transition, complementing the established evaluation of topological invariants and enabling a Landau-like description.Within this framework, we analyze the interplay between band topology and the dynamical effects of electronic correlations, achieved by developing a non-perturbative method for calculating the effective free energy, the Variational Gaussian Approximation, which is compared with both a simple static mean-field, which is not able to capture any critical behavior for the topological transition and with the accurate Dynamical Mean-Field Theory which provides an important benchmark for the accuracy of the approach.We show indeed that dynamical quantum fluctuations can lead to gap opening without any symmetry breaking.The growth of these quantum effects as the interaction is increased turns indeed the topological transition from continuous to discontinuous.This change of behavior is associated with the presence of massive Dirac fermion at the transition point showing a Gross-Neveu critical behaviour near the quantum critical endpoint.We identify the gap opening as a condensed matter analog of the Coleman-Weinberg mechanism of mass generation.The theory presented offers a broad scope for extension in various directions, ranging from changing the topological model and modifying the interactions, to incorporating non-local effects, or even applying it to entirely trivial strongly correlated models.
We investigate the nature of the topological quantum phase transition between the gapless and gapped Kitaev quantum spin liquid phases away from the exactly solvable point. The transition is driven by anisotropy of the Kitaev couplings. At the critical point, the two Dirac points of the gapless Majorana modes merge, resulting in the formation of a semi-Dirac point with quadratic and linear band touching directions. We derive an effective Gross-Neveu-Yukawa-type field theory that describes the topological phase transition in the presence of additional magnetic interactions. We obtain the infrared scaling form of the propagator of the dynamical Ising order parameter field and perform a renormalization-group analysis. The universality of the transition is found to be different from that of symmetry-breaking phase transitions of semi-Dirac electrons. However, as in the electronic case, the Majorana fermions acquire an anomalous dimension, indicative of the breakdown of the fractionalized quasiparticle description.
In this paper, we discuss strong coupling limits of topological quantum critical points (TQCPs) where quantum phase transitions between two topological distinct superconducting states take place. We illustrate that while superconducting phases on both sides of TQCPs spontaneously break the same symmetries, universality classes of critical states can be identified only when global symmetries in topological states are further specified. In dimensions
d=2and3, we find that continuous
(d+1)th-order transitions at weakly interacting TQCPs that were pointed out previously in the presence of the emergent Lorentz symmetry can be terminated by strongly interacting fixed points of Majorana fields. For
2d time reversal symmetry breaking TQCPs, termination points are supersymmetric with
N=4Nf=1 (where
Nf is the number of four-component Dirac fermions and
N is the number of two-component real fermions) beyond which transitions are discontinuous first-order ones. For
2d time reversal symmetric TQCPs without other global symmetries, termination points of
(d+1)th-order continuous transition lines are generically conformal invariant without supersymmetry. Beyond these strong coupling fixed points, there are first-order discontinuous transitions as far as the protecting symmetry is not spontaneously broken but no direct transitions if the protecting symmetry is spontaneously broken in the presence of strong interactions. In this case, termination points can become supersymmetric with
N=4Nf=2 only when interacting Majorana fermions further display an emergent global
U(1) symmetry. In
3d, strong coupling termination points can be further effectively represented by new emergent gapless real bosons weakly coupled with free gapless Majorana fermions. However, in
1d, time reversal symmetric
(d+1)th continuous transition lines of TQCPs are terminated by simple free Majorana fermion fixed points.
By means of exact diagonalizations, the Bernevig-Hughes-Zhang model at quarter-filling in the limit of strong Hubbard on-site repulsion is investigated. We find that the noninteracting metallic state will be turned into a Chern insulator with saturated magnetization under strong correlations. That is, at such a metal-insulator transition, both the topological and the magnetic properties of the system are changed due to spontaneous breaking of time-reversal symmetry in the ground states. According to our findings, this topological phase transition seems to be of first order. Our results illustrate the interesting physics in topological Mott transitions and provide guidance to the search of more interaction-induced topological phases in similar systems.
Superfluids and superconductors can be either fully gapped or gapless with nodal structures in momentum space. Both the gapped and nodal phases can be topologically protected and possess nontrivial topological invariants. Topological quantum phase transitions exist at zero temperature between different gapped phases or between gapped and nodal phases. These phase transitions can be driven by chemical potential and/or spin exchange fields. The two phases separated by the phase transition can have the same local order but differ in global topology. Thus, these topological quantum phase transitions cannot be described by the Landau paradigm of symmetry breaking. Although some aspects of these transitions, such as the change of topological invariants and gapless boundary states, have been discussed before, a complete theory of these transitions has yet to be developed. In this dissertation, we construct effective field theories to study the universality and thermodynamic signatures of these transitions. We find four different universality classes in superfluids and superconductors. Certain thermodynamic quantities, such as compressibility or spin susceptibility, change non-analytically across the transitions. For certain time-reversal symmetry breaking fields that lead to bulk phase transitions, there also exist topological phase transitions on the surface. All the topological phase transitions studied in this dissertation only exist at zero temperature. At finite temperature, different states are connected by smooth crossovers. There exists a quantum critical region at finite temperature near the quantum critical point (QCP). In this quantum critical region, thermodynamic quantities have universal scaling dependence on temperature dictated by the universality class of the QCP. We argue that these scaling properties can be used to probe and differentiate these QCPs. These bulk and surface topological quantum phase transitions are discussed in various concrete models, such as chiral and time-reversal invariant p-wave superfluids, topological superconductors of emergent Dirac fermions, and topological superconducting model of CuₓBi₂Se₃.
Since the discovery of phase transitions driven by topological defects, the classification of phases of matter has been significantly extended beyond Ginzburg and Landau's paradigm of spontaneous symmetry breaking (SSB). In particular, intrinsic and symmetry-protected topological (SPT) orders have been discovered in (mostly gapped) quantum many-body ground states. However, these are commonly viewed as zero-temperature phenomena, and their robustness in a gapless ground state or against thermal fluctuations remains challenging to tackle. Here we introduce an explicit construction for SPT-type states with hidden order associated with SSB: They feature (quasi-)long-range correlations along appropriate edges but short-range order in the bulk, ground state degeneracy associated with SSB, and nonlocal string order in the bulk. We apply our construction to predict two types of finite-temperature SPT transitions protected by 1-form symmetries in the Ising and BKT class, respectively, where the usual signs of criticality appear despite the absence of a diverging correlation length in the bulk. While the state featuring hidden Ising order is gapped, the other SPT state associated with the BKT-SPT transition has hidden U ( 1 ) or XY order and constitutes an intrinsically gapless SPT state, associated with a gapless Goldstone mode. Specifically, in this work we discuss spins with global Z 2 or U ( 1 ) symmetry coupled to link variables constituting a loop gas model with a 1-form symmetry. By mapping this system to an Ising-gauge theory, we demonstrate that one of the SPT phases we construct corresponds to the Higgs-SPT phase at T = 0 – which we show here to remain stable at finite temperature. Our work paves the way for a more systematic search for hidden order SPT phases, including in gapless systems, and raises the question if a natural (finite- T ) spin liquid candidate exists that realizes hidden order in the Higgs-SPT class.