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arXiv:2310.01610 · Entropy

Security of the Decoy-State BB84 Protocol with Imperfect State Preparation

Aleksei Reutov, A. Tayduganov, Vladimir Mayboroda, Oleg V. Fat’yanov

Published Nov 17, 2023• 12 citations
arXivHTMLPDF

Abstract

The quantum key distribution (QKD) allows two remote users to share a common information-theoretic secure secret key. In order to guarantee the security of a practical QKD implementation, the physical system has to be fully characterized and all deviations from the ideal protocol due to various imperfections of realistic devices have to be taken into account in the security proof. In this work, we study the security of the efficient decoy-state BB84 QKD protocol in the presence of the source flaws, caused by imperfect intensity and polarization modulation. We investigate the non-Poissonian photon-number statistics due to coherent-state intensity fluctuations and the basis-dependence of the source due to non-ideal polarization state preparation. The analysis is supported by the experimental characterization of intensity and phase distributions.

DOI
10.3390/e25111556

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The quantum key distribution (QKD) allows two remote users to share a common information-theoretic secure secret key. In order to guarantee the security of a practical QKD implementation, the physical system has to be fully characterized and all deviations from the ideal protocol due to various imperfections of realistic devices have to be taken into account in the security proof. In this work, we study the security of the efficient decoy-state BB84 QKD protocol in the presence of the source flaws, caused by imperfect intensity and polarization modulation. We investigate the non-Poissonian photon-number statistics due to coherent-state intensity fluctuations and the basis-dependence of the source due to non-ideal polarization state preparation. The analysis is supported by the experimental characterization of intensity and phase distributions.
Abstract Most security proofs of quantum key distribution (QKD) assume that there is no unwanted information leakage about the state preparation process. However, this assumption is impossible to guarantee in practice, as QKD systems can leak information to the channel due to device imperfections or the active action of an eavesdropper. Here, we solve this pressing issue by introducing a security proof in the presence of information leakage from all state preparation settings for arguably the most popular QKD scheme, namely the decoy-state BB84 protocol. The proof requires minimal experimental characterization, as only a single parameter related to the isolation of the source needs to be determined, thus providing a clear path for bridging the gap between theory and practice. Moreover, if information about the state of the side channels is available, this can be readily incorporated into the analysis to further improve the resulting performance.
Decoy-state quantum key distribution (QKD) is the most widely adopted approach for overcoming the limitations of imperfect single-photon sources. However, existing security proofs typically either neglect important device imperfections or rely on assumptions that are difficult to justify in realistic high-speed implementations, such as the independent and identically distributed nature of the emitted signals. In this work, we combine and extend several recent theoretical advances to provide a comprehensive analytical finite-key security proof for decoy-state QKD that simultaneously incorporates multiple practically relevant transmitter and receiver imperfections, including state-preparation flaws, bit and basis side-channel leakage and correlations, setting-independent intensity fluctuations, and detection-efficiency mismatches.
Quantum key distribution (QKD) allows for provably secure key distribution between two trusted parties. Because the security and performance of QKD protocols rely on devices that behave according to specific assumptions, idealized or inaccurate assumptions about device behavior can introduce security loopholes. Real devices can never be perfectly characterized, and their performance metrics are always subject to certain error margins, which must be accounted for in a rigorous theoretical analysis. Only recently have rigorous finite-size results allowed for imperfect characterizations of devices (where device parameter have uncertainty margins) - an advance yet to be considered in experimental implementations of the BB84 protocol. In this work, we prove the security and analyze the performance of an implementation of the BB84 protocol using single photons generated by a semiconductor quantum dot light source in combination with dynamic polarization-state encoding. We consider the presence of incompletely characterized devices by accounting for imperfections in the single-photon source (in terms of finite g(2)(0)) as well as the receiver (non-ideal beam-splitters, finite detector efficiencies, and dark counts), all with error margins. The resulting protocol implementation shows competitive performance, paving the way towards practical and loop-hole free implementations of QKD.
Practical quantum key distribution (QKD) modulators inevitably introduce correlations, causing the state emitted in a given round to depend on the setting choices made in previous rounds. These correlations break the round-by-round independence structure on which many widely used security proof techniques rely, leaving a significant gap between available theoretical guarantees and the reality of practical implementations. In this work, we develop a fully analytical finite-key security proof for decoy-state BB84 against general coherent attacks that rigorously incorporates correlations introduced by Alice's bit-and-basis encoder, while requiring only partial characterization of such correlations. Crucially, it does so without requiring the round partitioning of the data used for phase-error estimation introduced in previous works, showing that this technique is not indispensable for dealing with correlated encoders, and resulting in improved finite-key performance. Moreover, we also analyze the case of ideal single-photon sources, and our results reveal a counterintuitive effect: in the presence of strong encoding correlations, decoy-state BB84 can outperform single-photon implementations.
Quantum key distribution (QKD) theoretically offers unconditional security. Unfortunately, the gap between theory and practice threatens side-channel attacks on practical QKD systems. Many well-known QKD protocols use weak coherent laser pulses to encode the quantum information. These sources differ from ideal single photon sources and follow Poisson statistics. Many protocols, such as decoy state and coincidence detection protocols, rely on monitoring the photon statistics to detect any information leakage. The accurate measurement and characterization of photon statistics enable the detection of adversarial attacks and the estimation of secure key rates, strengthening the overall security of the QKD system. We have rigorously characterized our source to estimate the mean photon number employing multiple detectors for comparison against measurements made with a single detector. Furthermore, we have also studied intensity fluctuations to help identify and mitigate any potential information leakage due to state preparation flaws. We aim to bridge the gap between theory and practice to achieve information-theoretic security.
The Bennett-Brassard 1984 (BB84) protocol is the most widely implemented quantum key distribution (QKD) scheme. However, despite enormous theoretical and experimental efforts in the past decades, the security of this protocol with imperfect sources has not yet been rigorously established. In this paper, we address this shortcoming and prove the security of the BB84 protocol in the presence of multiple source imperfections, including state preparation flaws and side channels, such as Trojan-horse attacks, mode dependencies and classical correlations between the emitted pulses. To do so, we consider a modified BB84 protocol that exploits the basis mismatched events, which are often discarded in standard security analyses of this scheme; and employ the reference technique, a powerful mathematical tool to accommodate source imperfections in the security analysis of QKD. Moreover, we compare the achievable secret-key rate of the modified BB84 protocol with that of the three-state loss-tolerant protocol, and show that the addition of a fourth state, while redundant in ideal conditions, significantly improves the estimation of the leaked information in the presence of source imperfections, resulting in a better performance. This paper demonstrates the relevance of the BB84 protocol in guaranteeing implementation security, taking us a step further towards closing the existing gap between theory and practice of QKD.