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arXiv:2308.15442 · Physical Review A

Lower bounds on the number of rounds of the quantum approximate optimization algorithm required for guaranteed approximation ratios

Naphan Benchasattabuse, Andreas Bärtschi, Luis Pedro García-Pintos, John K. Golden, Nathan Lemons, Stephan Eidenbenz

Published Jun 9, 2025• 3 citations
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Abstract

The quantum approximate optimization algorithm, also known in its generalization as the quantum alternating operator ansatz, (QAOA) is a heuristic hybrid quantum-classical algorithm for finding high-quality approximate solutions to combinatorial optimization problems, such as maximum satisfiability. While the QAOA is well studied, theoretical results as to its runtime or approximation ratio guarantees are still relatively sparse. We provide some of the first lower bounds for the number of rounds (the dominant component of QAOA runtimes) required for the QAOA. For our main result, we (i) leverage a connection between quantum annealing times and the angles of the QAOA to derive a lower bound on the number of rounds of the QAOA with respect to the guaranteed approximation ratio. We apply and calculate this bound with Grover-style mixing unitaries and (ii) show that this type of QAOA requires at least a polynomial number of rounds to guarantee any constant approximation ratios for most problems. We also (iii) show that the bound depends only on the statistical values of the objective functions and, when the problem can be modeled as a $k$-local Hamiltonian, can be easily estimated from the coefficients of the Hamiltonians. For the conventional transverse-field mixer, (iv) our framework gives a trivial lower bound to all bounded-occurrence local cost problems and for all strictly $k$-local cost Hamiltonians matching known results that constant approximation ratio is obtainable with a constant-round QAOA for a few optimization problems from these classes. Using our proof framework, (v) we recover the Grover lower bound for unstructured search and, with small modification, show that our bound applies to any QAOA-style search protocol that starts in the ground state of the mixing unitaries.

DOI
10.1103/physreva.111.062411

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The quantum approximate optimization algorithm, also known in its generalization as the quantum alternating operator ansatz, (QAOA) is a heuristic hybrid quantum-classical algorithm for finding high-quality approximate solutions to combinatorial optimization problems, such as maximum satisfiability. While the QAOA is well studied, theoretical results as to its runtime or approximation ratio guarantees are still relatively sparse. We provide some of the first lower bounds for the number of rounds (the dominant component of QAOA runtimes) required for the QAOA. For our main result, we (i) leverage a connection between quantum annealing times and the angles of the QAOA to derive a lower bound on the number of rounds of the QAOA with respect to the guaranteed approximation ratio. We apply and calculate this bound with Grover-style mixing unitaries and (ii) show that this type of QAOA requires at least a polynomial number of rounds to guarantee any constant approximation ratios for most problems. We also (iii) show that the bound depends only on the statistical values of the objective functions and, when the problem can be modeled as a kkk-local Hamiltonian, can be easily estimated from the coefficients of the Hamiltonians. For the conventional transverse-field mixer, (iv) our framework gives a trivial lower bound to all bounded-occurrence local cost problems and for all strictly kkk-local cost Hamiltonians matching known results that constant approximation ratio is obtainable with a constant-round QAOA for a few optimization problems from these classes. Using our proof framework, (v) we recover the Grover lower bound for unstructured search and, with small modification, show that our bound applies to any QAOA-style search protocol that starts in the ground state of the mixing unitaries.
Despite much recent work, the true promise and limitations of the Quantum Alternating Operator Ansatz (QAOA) [30] are unclear. A critical question regarding QAOA is to what extent its performance scales with the input size of the problem instance, in particular the necessary growth in the number of QAOA rounds to reach a high approximation ratio. We present numerical evidence for an exponential speed-up of QAOA over Grover-style unstructured search [28] in finding approximate solutions to constrained optimization problems. Our result provides a strong hint that QAOA is able to exploit the structure of an optimization problem and thus overcome the lower bound for unstructured search [11]. To this end, we conduct a comprehensive numerical study on several Hamming-weight constrained optimization problems for which we include combinations of all standardly studied mixer and phase separator Hamiltonians [18] (Ring mixer, Clique mixer, Objective Value phase separator) as well as quantum minimum-finding [20] inspired Hamiltonians [16], [27] (Grover mixer, Threshold-based phase separator). We identify Clique-Obj-QAOA with an exponential speed-up over Grover-Th-QAOA and tie the latter's scaling to that of unstructured search, with all other QAOA combinations coming in at a distant third. Our result suggests that maximizing QAOA performance requires a judicious choice of mixer and phase separator, and should trigger further research into other QAOA variations.
We propose and study Th-QAOA (pronounced Threshold QAOA), a variation of the Quantum Alternating Operator Ansatz (QAOA) that replaces the standard phase separator operator, which encodes the objective function, with a threshold function that returns a value 1 for solutions with an objective value above the threshold and a 0 otherwise. We vary the threshold value to arrive at a quantum optimization algorithm. We focus on a combination with the Grover Mixer operator; the resulting GM-Th-QAOA can be viewed as a generalization of Grover’s quantum search algorithm and its minimum/maximum finding cousin to approximate optimization.Our main findings include: (i) we provide intuitive arguments and show empirically that the optimum parameter values of GM-Th-QAOA (angles and threshold value) can be found with O(log(p) × log M) iterations of the classical outer loop, where p is the number of QAOA rounds and M is an upper bound on the solution value (often the number of vertices or edges in an input graph), thus eliminating the notorious outer-loop parameter finding issue of other QAOA algorithms; (ii) GM-Th-QAOA can be simulated classically with little effort up to 100 qubits through a set of tricks that cut down memory requirements; (iii) somewhat surprisingly, GM-Th-QAOA outperforms non-thresholded GM-QAOA in terms of approximation ratios achieved. This third result holds across a range of optimization problems (MaxCut, Max k-VertexCover, Max k-DensestSubgraph, MaxBisection) and various experimental design parameters, such as different input edge densities and constraint sizes.
The quantum alternating operator ansatz (QAOA) is a generalized approach for solving challenging optimization problems that builds on the alternating structure of the quantum approximate optimization algorithm. Finding high-quality parameters efficiently for QAOA remains a major challenge in practice. In this work, we introduce a classical strategy for parameter setting, suitable for cases in which the number of distinct cost values grows only polynomially with the problem size, such as is common for constraint-satisfaction problems. The crux of our strategy is that we replace the cost function expectation value step of QAOA with a classical model that can be efficiently evaluated classically and has parameters which play an analogous role to the QAOA parameters. This model is based on empirical observations that, in some QAOA states, variable configurations with the same cost have the same amplitudes from step to step. We define this class of states as homogeneous states. For problems with particular symmetries, QAOA states are guaranteed to be homogeneous. More generally, high overlaps between QAOA states and homogeneous states have been empirically observed in a number of settings. Building on this idea, we define a classical homogeneous proxy for QAOA in which this property holds exactly and which yields information describing both states and expectation values. We then classically determine high-quality parameters for this proxy and then use these parameters in QAOA, an approach we label the homogeneous heuristic for parameter setting. We numerically examine this heuristic for MaxCut on unweighted Erdős-Rényi random graphs. For up to three QAOA levels we demonstrate that the heuristic is easily able to find parameters that match approximation ratios corresponding to previously found globally optimized approaches. For levels up to 20 we obtain parameters using our heuristic with approximation ratios monotonically increasing with depth, while a strategy that uses parameter transfer instead fails to converge with comparable classical resources. These results suggest that our heuristic may find good parameters in regimes that are intractable with noisy intermediate-scale quantum devices. Finally, we outline how our heuristic may be applied to wider classes of problems. Published by the American Physical Society 2024
Abstract Quantum annealing (QA) is a computational framework where a quantum system’s continuous evolution is used to find the global minimum of an objective function over an unstructured search space. It can be seen as a general metaheuristic for optimization problems, including NP-hard ones if we allow an exponentially large running time. While QA is widely studied from a heuristic point of view, little is known about theoretical guarantees on the quality of the solutions obtained in polynomial time. In this paper, we use a technique borrowed from theoretical physics, the Lieb–Robinson (LR) bound, and develop new tools proving that short, constant-time QA guarantees constant factor approximations ratios for some optimization problems when restricted to bounded degree graphs. Informally, on bounded degree graphs the LR bound allows us to retrieve a (relaxed) locality argument, through which the approximation ratio can be deduced by studying subgraphs of bounded radius. We illustrate our tools on problems MaxCut and maximum independent set for cubic graphs, providing explicit approximation ratios and the runtimes needed to obtain them. Our results are of similar flavor to the well-known ones obtained in the different but related QAOA (quantum optimization algorithms) framework.
Abstract We develop a framework for analyzing layered quantum algorithms such as quantum alternating operator ansätze (QAOA). In the context of combinatorial optimization, our framework relates quantum cost gradient operators, derived from the cost and mixing Hamiltonians, to classical cost difference functions that reflect cost function neighborhood structure. By considering QAOA circuits from the Heisenberg picture, we derive exact general expressions for expectation values as series expansions in the algorithm parameters, cost gradient operators, and cost difference functions. This enables novel interpretability and insight into QAOA behavior in various parameter regimes. For single-level QAOA1 we show the leading-order changes in the output probabilities and cost expectation value explicitly in terms of classical cost differences, for arbitrary cost functions. This demonstrates that, for sufficiently small positive parameters, probability flows from lower to higher cost states on average. By selecting signs of the parameters, we can control the direction of flow. We use these results to derive a classical random algorithm emulating QAOA1 in the small-parameter regime, i.e. that produces bitstring samples with the same probabilities as QAOA1 up to small error. For deeper QAOA p circuits we apply our framework to derive analogous and additional results in several settings. In particular we show QAOA always beats random guessing. We describe how our framework incorporates cost Hamiltonian locality for specific problem classes, including causal cone approaches, and applies to QAOA performance analysis with arbitrary parameters. We illuminate our results with a number of examples including applications to QUBO problems, MaxCut, and variants of MaxSAT. We illustrate the generalization of our framework to QAOA circuits using mixing unitaries beyond the transverse-field mixer through two examples of constrained optimization problems, Max Independent Set and Graph Coloring. We conclude by outlining some of the further applications we envision for the framework.
Quantum Approximate Optimization Algorithm, further generalized as Quantum Alternating Operator Ansatz (QAOA), is a family of algorithms for combinatorial optimization problems. It is a leading candidate to run on emerging universal quantum computers to gain insight into quantum heuristics. In constrained optimization, penalties are often introduced so that the ground state of the cost Hamiltonian encodes the solution (a standard practice in quantum annealing). An alternative is to choose a mixing Hamiltonian such that the constraint corresponds to a constant of motion and the quantum evolution stays in the feasible subspace. Better performance of the algorithm is speculated due to a much smaller search space. We consider problems with a constant Hamming weight as the constraint. We also compare different methods of generating the generalized W-state, which serves as a natural initial state for the Hamming-weight constraint. Using graph-coloring as an example, we compare the performance of using XY model as a mixer that preserves the Hamming weight with the performance of adding a penalty term in the cost Hamiltonian.