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arXiv:2308.06543 · Reports on Progress in Physics

Unveiling correlated two-dimensional topological insulators through fermionic tensor network states—classification, edge theories and variational wavefunctions

Chao Xu, Yixin Ma, Shenghan Jiang

Published Aug 16, 2024• 5 citations
arXivHTMLPDF

Abstract

Abstract The study of topological band insulators has revealed fascinating phases characterized by band topology indices and anomalous boundary modes protected by global symmetries. In strongly correlated systems, where the traditional notion of electronic bands becomes obsolete, it has been established that topological insulator phases persist as stable phases, separate from the trivial insulators. However, due to the inability to express the ground states of such systems as Slater determinants, the formulation of generic variational wave functions for numerical simulations is highly desirable. In this paper, we tackle this challenge for two-dimensional topological insulators by developing a comprehensive framework for fermionic tensor network states. Starting from simple assumptions, we obtain possible sets of tensor equations for any given symmetry group, capturing consistent relations governing symmetry transformation rules on tensor legs. We then examine the connection between these tensor equations and non-chiral topological insulators by constructing edge theories and extracting quantum anomaly data from each set of tensor equations. By exhaustively exploring all possible sets of equations, we achieve a systematic classification of non-chiral topological insulator phases. Imposing the solutions of a given set of equations onto local tensors, we obtain generic variational wavefunctions for the corresponding topological insulator phases. Our methodology provides an important step toward simulating topological insulators in strongly correlated systems. We discuss the limitations and potential generalizations of our results, paving the way for further advancements in this field.

DOI
10.1088/1361-6633/ad7058

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The most general description of a quantum many-body system is given by a wave- function that lives in a Hilbert space with dimension exponential in the number of particles. This makes it extremely hard to study strongly correlated phenomena like the fractional quantum Hall effect and high-temperature superconductivity. Whenever interactions are sufficiently local and temperature is low, the system does not explore the full Hilbert space, but its ground state resides in the small corner of Hilbert space described by the area law. Containing little entanglement, the states can then be expressed as tensor networks, a family of wavefunctions with a polynomial number of parameters. On the one hand, tensor networks can be used as a variational manifold in nu- merical computations. On the other hand, they allow building model wavefunctions much like locality allows writing down physically realistic Hamiltonians. Besides allowing for an analytical treatment, these models grant access both to the physical and the entanglement degrees of freedom. This is particularly useful in classifying phases of matter. A large number of phases can be explained in terms of Landau’s symmetry-breaking paradigm. This framework, however, is not complete, as exemplified by the existence of phases with intrinsic topological order in two dimensions. It was a major conceptual advance when tensor networks could explain (non-chiral) topological phases as those where the symmetry resides in the entanglement degrees of freedom. The symmetries corresponding to those topological phases act as discrete, finite groups on the virtual degrees of freedom. The purpose of this Thesis is to generalize this program to include other symmetries. We investigate a class of tensor networks with continuous symmetries and find that they cannot describe gapped physics with a unique ground state. The abelian case is found to describe a non-Lorentz invariant phase transition point into a topologically ordered phase. The physics of the non- abelian case is that of a plaquette state that spontaneously breaks the translation symmetry of the lattice. The non-abelian PEPS arises as the ground state of a local parent Hamiltonian whose ground state manifold is completely characterized by the tensor network. In both cases, we find two types of corrections to the entanglement entropy: first there is a correction that is logarithmic in the size of the boundary and independent of the shape. A further correction depends only on the shape of the partition, imposing further restrictions on regions that are suffciently thin. Finally, we investigate symmetries that mix the virtual with the physical degrees of freedom and are furthermore anisotropic. Their physics is described by subsystem symmetry protected topological order. In particular, we focus on the entanglement entropy in the cluster phase and show that there is a universal constant correction to the entropy throughout the phase. This is important in the program of establishing the entanglement entropy as a detection mechanism for topologically ordered phases. We put forward a numerical algorithm to compute the correction and use it to discover a novel phase of matter in which the cluster phase is embedded.

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Abstract The study of topological band insulators has revealed fascinating phases characterized by band topology indices and anomalous boundary modes protected by global symmetries. In strongly correlated systems, where the traditional notion of electronic bands becomes obsolete, it has been established that topological insulator phases persist as stable phases, separate from the trivial insulators. However, due to the inability to express the ground states of such systems as Slater determinants, the formulation of generic variational wave functions for numerical simulations is highly desirable. In this paper, we tackle this challenge for two-dimensional topological insulators by developing a comprehensive framework for fermionic tensor network states. Starting from simple assumptions, we obtain possible sets of tensor equations for any given symmetry group, capturing consistent relations governing symmetry transformation rules on tensor legs. We then examine the connection between these tensor equations and non-chiral topological insulators by constructing edge theories and extracting quantum anomaly data from each set of tensor equations. By exhaustively exploring all possible sets of equations, we achieve a systematic classification of non-chiral topological insulator phases. Imposing the solutions of a given set of equations onto local tensors, we obtain generic variational wavefunctions for the corresponding topological insulator phases. Our methodology provides an important step toward simulating topological insulators in strongly correlated systems. We discuss the limitations and potential generalizations of our results, paving the way for further advancements in this field.
The quantum spin hall (QSH) phase, also known as the 2D topological insulator, is characterized by protected helical edge modes arising from time reversal symmetry. While initially proposed as band insulators, this phase can also manifest in strongly correlated systems where conventional band theory fails. To overcome the challenge of simulating this phase in realistic correlated models, we propose a novel framework utilizing fermionic tensor network states. Our approach involves constructing a tensor representation of the fixed-point wave function based on an exact solvable model, enabling us to derive a set of tensor equations governing the transformation rules of local tensors under symmetry operations. These tensor equations lead to the anomalous edge theory, which provides a comprehensive description of the QSH phase. By solving these tensor equations, we obtain variational ansatz for the QSH phase, which we subsequently verify its topological properties through numerical calculations. This method serves as an initial step toward employing tensor algorithms to simulate the QSH phase in strongly correlated systems, opening new avenues for investigating and understanding topological phenomena in complex materials.
Topology is routinely used to understand the physics of electronic insulators. However, for strongly interacting electronic matter, such as Mott insulators, a comprehensive topological characterization is still lacking. When their ground state only contains short-range entanglement and does not break symmetries spontaneously, they generically realize crystalline fermionic symmetry-protected topological phases (cFSPTs), supporting gapless modes at the boundaries or at the lattice defects. Here, we provide an exhaustive classification of cFSPTs in two dimensions with charge-conservation and spinful time-reversal symmetries, namely, those generically present in spin-orbit coupled insulators, for any of the 17 wallpaper groups. It has been shown that the classification of cFSPTs can be understood from appropriate real-space decorations of lower-dimensional subspaces, and we expose how these relate to the Wyckoff positions of the lattice. We find that all nontrivial one-dimensional decorations require electronic interactions. Furthermore, we provide model Hamiltonians for various decorations, and discuss the signatures of cFSPTs. This classification paves the way to further explore topological interacting insulators, providing the backbone information in generic model systems and ultimately in experiments.
Topology is routinely used to understand the physics of electronic insulators. However, for strongly interacting electronic matter, such as Mott insulators, a comprehensive topological characterization is still lacking. When their ground state only contains short-range entanglement and does not break symmetries spontaneously, they generically realize crystalline fermionic symmetry-protected topological phases (cFSPTs), supporting gapless modes at the boundaries or at the lattice defects. Here, we provide an exhaustive classification of cFSPTs in two dimensions with U ( 1 ) charge-conservation and spinful time-reversal symmetries, namely, those generically present in spin-orbit coupled insulators, for any of the 17 wallpaper groups. It has been shown that the classification of cFSPTs can be understood from appropriate real-space decorations of lower-dimensional subspaces, and we expose how these relate to the Wyckoff positions of the lattice. We find that all nontrivial one-dimensional decorations require electronic interactions. Furthermore, we provide model Hamiltonians for various decorations, and discuss the signatures of cFSPTs. This classification paves the way to further explore topological interacting insulators, providing the backbone information in generic model systems and ultimately in experiments. Published by the American Physical Society 2024
Topological phases are quantum phases of matter that appear close to absolute zero temperature. In contrast to commonly known condensed phases of matter, such as a magnet or a superconductor, distinct topological phases may have the same symmetry. Instead, these phases are distinguished by the topology of the electronic wavefunction. Already the single-particle excitations described by band theory in an insulator or a metal or by Bogoliubov-de Gennes theory in a superconductor may have novel anomalous properties associated to their topology. This topological band theory is the subject of this thesis. We aim towards identifying the anomalous boundary and defect states associated to the topology of the band structure in crystalline insulators and superconductors. Furthermore, we determine criteria to easily identify the topological phases from the band structure of a given insulator or superconductor. In Chapter 2 we show that crystalline topological insulators and superconductors may host anomalous gapless or in-gap excitations on corners of a two-dimensional crystal or hinges of a three-dimensional crystal. These topological phases are called "second-order" according to the codimension "2" of their anomalous boundary states. We discuss the precise conditions for their appearance and when they can be linked to the bulk topology. Our discussion includes mirror, twofold-rotation and inversion as crystalline symmetries. In Chapter 3 we discuss the appearance of anomalous gapless or ingap states at defects in a crystalline insulator or superconductor. In particular, we link the existence of anomalous states at disclinations -- lattice defects that violate a rotation symmetry only locally -- to second-order topological crystalline phases. As a side product, we identify the possible contributions of other topological phases to the disclination anomaly. The results of this chapter allow to determine precisely how the disclination anomaly is linked to the bulk topology. In Chapter 4 we present how to construct "symmetry-based indicators" for topological superconductors that admit a description within the Bogoliubov-de Gennes framework. Symmetry-based indicators are necessary criteria for a given Bogoliubov-de Gennes Hamiltonian to realize a topological crystalline phase with anomalous boundary exitations. These criteria are formulated in terms of data from a small set of high-symmetry momenta only. Our approach guarantees to extract the maximal information on the anomalous boundary exitations that can be extracted from a point-wise evaluation of the Bogoliubov-de Gennes Hamiltonian. In the limit of weak superconducting pairing, our criteria can be formulated in terms of data from the normal-state band structure alone.
The most general description of a quantum many-body system is given by a wave- function that lives in a Hilbert space with dimension exponential in the number of particles. This makes it extremely hard to study strongly correlated phenomena like the fractional quantum Hall effect and high-temperature superconductivity. Whenever interactions are sufficiently local and temperature is low, the system does not explore the full Hilbert space, but its ground state resides in the small corner of Hilbert space described by the area law. Containing little entanglement, the states can then be expressed as tensor networks, a family of wavefunctions with a polynomial number of parameters. On the one hand, tensor networks can be used as a variational manifold in nu- merical computations. On the other hand, they allow building model wavefunctions much like locality allows writing down physically realistic Hamiltonians. Besides allowing for an analytical treatment, these models grant access both to the physical and the entanglement degrees of freedom. This is particularly useful in classifying phases of matter. A large number of phases can be explained in terms of Landau’s symmetry-breaking paradigm. This framework, however, is not complete, as exemplified by the existence of phases with intrinsic topological order in two dimensions. It was a major conceptual advance when tensor networks could explain (non-chiral) topological phases as those where the symmetry resides in the entanglement degrees of freedom. The symmetries corresponding to those topological phases act as discrete, finite groups on the virtual degrees of freedom. The purpose of this Thesis is to generalize this program to include other symmetries. We investigate a class of tensor networks with continuous symmetries and find that they cannot describe gapped physics with a unique ground state. The abelian case is found to describe a non-Lorentz invariant phase transition point into a topologically ordered phase. The physics of the non- abelian case is that of a plaquette state that spontaneously breaks the translation symmetry of the lattice. The non-abelian PEPS arises as the ground state of a local parent Hamiltonian whose ground state manifold is completely characterized by the tensor network. In both cases, we find two types of corrections to the entanglement entropy: first there is a correction that is logarithmic in the size of the boundary and independent of the shape. A further correction depends only on the shape of the partition, imposing further restrictions on regions that are suffciently thin. Finally, we investigate symmetries that mix the virtual with the physical degrees of freedom and are furthermore anisotropic. Their physics is described by subsystem symmetry protected topological order. In particular, we focus on the entanglement entropy in the cluster phase and show that there is a universal constant correction to the entropy throughout the phase. This is important in the program of establishing the entanglement entropy as a detection mechanism for topologically ordered phases. We put forward a numerical algorithm to compute the correction and use it to discover a novel phase of matter in which the cluster phase is embedded.
Topological phases of matter describe systems beyond the paradigm of spontaneous symmetry breaking, giving rise to unconventional phenomena with possible applications in topological quantum computing. Almost 40 years after their discovery, topological phases remain among the most active research fields of condensed matter physics. As evidenced by the recent discovery of higher order topological insulators (HOTIs), novel physics can emerge even in non-interacting systems. Theoretical investigations of strongly correlated systems are extremely difficult due to the exponential growth of the quantum-mechanical Hilbert space and frequently require the application of approximative methods such as model wave functions. Tensor network states (TNS) are a class of variational wave functions which allow an efficient encoding of relevant quantum many body states and which form the basis for very successful numerical algorithms. Projected entangled pair states (PEPS), a class of TNS in two and higher dimensions, permit the exact representation of many interacting topological phases with time reversal symmetry. However, the description of experimentally relevant chiral topological phases like the integer and fractional quantum Hall effects is much more subtle using the TNS framework. The first part of this thesis focuses on the description of chiral topological phases using PEPS. Firstly, we study a previously proposed chiral PEPS that was conjectured to possess anyonic excitations. By a careful analysis of its symmetries we are able to align important entanglement observables more closely with the expected universal behavior. This highlights that efficient PEPS can possess characteristic properties of chiral topological phases. Secondly, we focus on the issue that all known chiral PEPS have algebraic bulk correlation functions and therefore cannot be the ground states of gapped local Hamiltonians. Since this problem arises already for non-interacting chiral topological phases, we focus on two examples of such systems and show that their ground states can be represented exactly by efficient PEPS in a hybrid lattice with one momentum-space direction. After an inverse Fourier transform, the PEPS with only real-space coordinates requires an exponentially growing number of parameters for an exact representation. This provides a concrete illustration of the impossibility to encode gapped chiral phases exactly with efficient PEPS. Finally, we analyze a model wave function for a three-dimensional (3D) HOTI with strong intrinsic correlations using large-scale variational Monte Carlo simulations. This wave function is obtained by projection of two copies of a non-interacting HOTI with chiral hinge states. We characterize the gapless hinge states of the interacting system and show that they are of the same nature as the edge states of the 1/21/21/2 Laughlin state. Surprisingly, the gapped surfaces host a two-dimensional (2D) phase whose topological entanglement entropy is half of that of the 1/21/21/2 Laughlin state. Such a value cannot be obtained by any of the known 2D topological orders, showing a clear departure not only from the Laughlin 1/21/21/2 physics but from conventional 2D topological order. This demonstrates that 3D topological phases can host rich phenomena that are not yet fully understood.