Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2308.01166 · Journal of Statistical Mechanics Theory and Experiment

Jordan decomposition of non-Hermitian fermionic quadratic forms

Shunta Kitahama, Hironobu Yoshida, Ryo Toyota, Hosho Katsura

Published Jan 1, 2024• 1 citation
arXivHTMLPDF

Abstract

Abstract We give a rigorous proof of conjecture 3.1 by Prosen (2010 J. Stat. Mech. 2010 P07020) on the nilpotent part of the Jordan decomposition of a quadratic fermionic Liouvillian. We also show that the number of Jordan blocks of each size can be expressed in terms of the coefficients of a polynomial called the q-binomial coefficient, and describe the procedure for obtaining the Jordan canonical form of the nilpotent part.

DOI
10.1088/1742-5468/ad0f98

Related papers

Spectral theorem for the Lindblad equation for quadratic open fermionic systems

Tomaž Prosen

The spectral theorem is proven for the quantum dynamics of quadratic open systems of n fermions described by the Lindblad equation. Invariant eigenspaces of the many-body Liouvillian dynamics and their largest Jordan blocks are explicitly constructed for all eigenvalues. For eigenvalue zero we describe an algebraic procedure for constructing (possibly higher dimensional) spaces of (degenerate) non-equilibrium steady states.

arXiv:1005.0763•Journal of Statistical Mechanics Theory and Experiment•Jul 23, 2010•160 citations

On the Bogoliubov-Valatin transformation for fermionic Hamiltonians without a linear part

Davide Bonaretti

A self-contained treatment of the Bogoliubov-Valatin transformation for homogeneous fermionic Hamiltonians is presented. The aim is to provide a quick reference that may also serve as supplementary material for a graduate-level course, and that can be understood with quantum mechanics knowledge up to the level of the second quantization's rules. The objective of the transformation is to cast a quadratic Hamiltonian into a diagonal form that resembles the Hamiltonian of a system of non-interacting particles. To obtain this, the first step consists in putting its coefficient matrix into its canonical form; the transformation can always be performed on fermionic Hamiltonians, only some care must be taken when this form is singular. Having explained how to cast a general matrix into its standard form, a complete description of the transformation is provided; a novel procedure is proposed here for the singular matrix case.

cond-mat.otherCross-listedarXiv:2512.12100•American Journal of Physics•Dec 16, 2025•0 citations

Quantum Eigenvalue Transformations for Arbitrary Matrices

Xabier Gutiérrez, Lorenzo Laneve, Mikel Sanz

Quantum Signal Processing (QSP) and Quantum Singular Value Transformation (QSVT) provide an efficient framework for implementing polynomials of block-encoded matrices, and thus offer a systematic approach to quantum algorithm design. However, despite a number of recent advances, important limitations remain. In particular, QSP can only transform unitary matrices, by applying a polynomial to their eigenvalues, while QSVT is a singular-value transformation and thus one can only obtain the polynomial of Hermitian matrices. As a consequence, these techniques do not directly apply to an arbitrary non-Hermitian matrix that is not diagonalizable. In this work, we propose a simple yet powerful method to extend these ideas to arbitrary square matrices by acting on their eigenvalues. To this end, we introduce the notion of an $n$-regular block encoding, namely, a block encoding whose $k$-th power reproduces the $k$-th power of the encoded matrix for every $0 < k < n$. We show that applying QSP to any unitary with this property is equivalent to applying a polynomial of degree at most $n$ to the block-encoded matrix, independently of its internal structure. Moreover, we provide a simple construction that transforms any block encoding into an $n$-regular one using only $O(\log n)$ ancillary qubits and operations. Finally, we show that this construction induces the desired transformation on the eigenvalues associated with the Jordan normal form of the matrix; for non-diagonalizable matrices this yields the full matrix function $P(A)$, whose action on each Jordan block involves the derivatives of $P$, and not merely the map $λ\mapsto P(λ)$.

quant-pharXiv:2604.19688•Apr 22, 2026•0 citations

Hypergeometric Functions of Nilpotent Operators: Functional Collapse and Structural Depth at Exceptional Points

Ramon Moya

We study hypergeometric functions of nilpotent operators in finite-dimensional settings, motivated by the algebraic structure of exceptional points in non-Hermitian quantum mechanics. Our starting point is the following exact result: if N is a nilpotent operator of index m+1 in an associative algebra over C, then every generalized hypergeometric function pFq evaluated at N reduces to a finite polynomial in N of degree at most m, without any analytic convergence requirement. This "functional collapse" is distinct from the classical parameter-termination mechanism and arises purely from the nilpotent structure of the argument. The main result is a "nilpotent depth criterion" (Theorem 2): if the first non-constant coefficient of a formal series F appears in degree r >= 1, then the nilpotent part F(N) - F(0)I has nilpotency index bounded above by ceil((m+1)/r). We apply this criterion to Hamiltonians at exceptional points, where H = lambda I + N with N^{m+1} = 0. Theorem 3 establishes that a function F analytic at lambda reduces the Jordan depth of the exceptional point from m+1 to at most ceil((m+1)/r), where r is the contact order of F at lambda. As consequences: the time evolution operator e^{tH} preserves the full Jordan depth for all t != 0; a function with a zero of order m+1 at lambda annihilates the entire Jordan structure; and the order of the pole of the modified resolvent is reduced from m+1 to at most m+1-r. Results are illustrated with explicit 3x3 Jordan block computations for 1F1, 2F1, and the time evolution operator, confirming sharpness of the bounds.

math-phCross-listedarXiv:2604.27834•May 1, 2026

Non-Hermitian quantum mechanics of non-diagonalizable Hamiltonians: puzzles with self-orthogonal states

А. В. Соколов, Alexander A. Andrianov, F. Cannata

We consider quantum mechanics with non-Hermitian quasi-diagonalizable Hamiltonians, i.e. the Hamiltonians having a number of Jordan cells, in particular, biorthogonal bases. The 'self-orthogonality' phenomenon is clarified in terms of a correct spectral decomposition and it is shown that 'self-orthogonal' states never jeopardize a resolution of identity and thereby quantum averages of observables. The example of a complex potential leading to one Jordan cell in the Hamiltonian is constructed and its origin from level coalescence is elucidated. Some puzzles with zero-binorm bound states in a continuous spectrum are unravelled with the help of a correct resolution of identity.

arXiv:quant-ph/0602207•Journal of Physics A Mathematical and General•Jul 26, 2006•48 citations

Solving quasi-free and quadratic Lindblad master equations for open fermionic and bosonic systems

Thomas Barthel, Yikang Zhang

Abstract The dynamics of Markovian open quantum systems are described by Lindblad master equations. For fermionic and bosonic systems that are quasi-free, i.e. with Hamiltonians that are quadratic in the ladder operators and Lindblad operators that are linear in the ladder operators, we derive the equation of motion for the covariance matrix. This determines the evolution of Gaussian initial states and the steady states, which are also Gaussian. Using ladder super-operators (a.k.a. third quantization), we show how the Liouvillian can be transformed to a many-body Jordan normal form which also reveals the full many-body spectrum. Extending previous work by Prosen and Seligman, we treat fermionic and bosonic systems on equal footing with Majorana operators, shorten and complete some derivations, also address the odd-parity sector for fermions, give a criterion for the existence of bosonic steady states, cover non-diagonalizable Liouvillians also for bosons, and include quadratic systems. In extension of the quasi-free open systems, quadratic open systems comprise additional Hermitian Lindblad operators that are quadratic in the ladder operators. While Gaussian states may then evolve into non-Gaussian states, the Liouvillian can still be transformed to a useful block-triangular form, and the equations of motion for k -point Green’s functions form a closed hierarchy. Based on this formalism, results on criticality and dissipative phase transitions in such models are discussed in a companion paper.

arXiv:2112.08344•Journal of Statistical Mechanics Theory and Experiment•Nov 1, 2022•81 citations
Abstract We give a rigorous proof of conjecture 3.1 by Prosen (2010 J. Stat. Mech. 2010 P07020) on the nilpotent part of the Jordan decomposition of a quadratic fermionic Liouvillian. We also show that the number of Jordan blocks of each size can be expressed in terms of the coefficients of a polynomial called the q-binomial coefficient, and describe the procedure for obtaining the Jordan canonical form of the nilpotent part.
A self-contained treatment of the Bogoliubov-Valatin transformation for homogeneous fermionic Hamiltonians is presented. The aim is to provide a quick reference that may also serve as supplementary material for a graduate-level course, and that can be understood with quantum mechanics knowledge up to the level of the second quantization's rules. The objective of the transformation is to cast a quadratic Hamiltonian into a diagonal form that resembles the Hamiltonian of a system of non-interacting particles. To obtain this, the first step consists in putting its coefficient matrix into its canonical form; the transformation can always be performed on fermionic Hamiltonians, only some care must be taken when this form is singular. Having explained how to cast a general matrix into its standard form, a complete description of the transformation is provided; a novel procedure is proposed here for the singular matrix case.
Quantum Signal Processing (QSP) and Quantum Singular Value Transformation (QSVT) provide an efficient framework for implementing polynomials of block-encoded matrices, and thus offer a systematic approach to quantum algorithm design. However, despite a number of recent advances, important limitations remain. In particular, QSP can only transform unitary matrices, by applying a polynomial to their eigenvalues, while QSVT is a singular-value transformation and thus one can only obtain the polynomial of Hermitian matrices. As a consequence, these techniques do not directly apply to an arbitrary non-Hermitian matrix that is not diagonalizable. In this work, we propose a simple yet powerful method to extend these ideas to arbitrary square matrices by acting on their eigenvalues. To this end, we introduce the notion of an nnn-regular block encoding, namely, a block encoding whose kkk-th power reproduces the kkk-th power of the encoded matrix for every 0<k<n0 < k < n0<k<n. We show that applying QSP to any unitary with this property is equivalent to applying a polynomial of degree at most nnn to the block-encoded matrix, independently of its internal structure. Moreover, we provide a simple construction that transforms any block encoding into an nnn-regular one using only O(log⁡n)O(\log n)O(logn) ancillary qubits and operations. Finally, we show that this construction induces the desired transformation on the eigenvalues associated with the Jordan normal form of the matrix; for non-diagonalizable matrices this yields the full matrix function P(A)P(A)P(A), whose action on each Jordan block involves the derivatives of PPP, and not merely the map λ↦P(λ)λ\mapsto P(λ)λ↦P(λ).
We study hypergeometric functions of nilpotent operators in finite-dimensional settings, motivated by the algebraic structure of exceptional points in non-Hermitian quantum mechanics. Our starting point is the following exact result: if N is a nilpotent operator of index m+1 in an associative algebra over C, then every generalized hypergeometric function pFq evaluated at N reduces to a finite polynomial in N of degree at most m, without any analytic convergence requirement. This "functional collapse" is distinct from the classical parameter-termination mechanism and arises purely from the nilpotent structure of the argument. The main result is a "nilpotent depth criterion" (Theorem 2): if the first non-constant coefficient of a formal series F appears in degree r >= 1, then the nilpotent part F(N) - F(0)I has nilpotency index bounded above by ceil((m+1)/r). We apply this criterion to Hamiltonians at exceptional points, where H = lambda I + N with N^{m+1} = 0. Theorem 3 establishes that a function F analytic at lambda reduces the Jordan depth of the exceptional point from m+1 to at most ceil((m+1)/r), where r is the contact order of F at lambda. As consequences: the time evolution operator e^{tH} preserves the full Jordan depth for all t != 0; a function with a zero of order m+1 at lambda annihilates the entire Jordan structure; and the order of the pole of the modified resolvent is reduced from m+1 to at most m+1-r. Results are illustrated with explicit 3x3 Jordan block computations for 1F1, 2F1, and the time evolution operator, confirming sharpness of the bounds.
We consider quantum mechanics with non-Hermitian quasi-diagonalizable Hamiltonians, i.e. the Hamiltonians having a number of Jordan cells, in particular, biorthogonal bases. The 'self-orthogonality' phenomenon is clarified in terms of a correct spectral decomposition and it is shown that 'self-orthogonal' states never jeopardize a resolution of identity and thereby quantum averages of observables. The example of a complex potential leading to one Jordan cell in the Hamiltonian is constructed and its origin from level coalescence is elucidated. Some puzzles with zero-binorm bound states in a continuous spectrum are unravelled with the help of a correct resolution of identity.
Abstract The dynamics of Markovian open quantum systems are described by Lindblad master equations. For fermionic and bosonic systems that are quasi-free, i.e. with Hamiltonians that are quadratic in the ladder operators and Lindblad operators that are linear in the ladder operators, we derive the equation of motion for the covariance matrix. This determines the evolution of Gaussian initial states and the steady states, which are also Gaussian. Using ladder super-operators (a.k.a. third quantization), we show how the Liouvillian can be transformed to a many-body Jordan normal form which also reveals the full many-body spectrum. Extending previous work by Prosen and Seligman, we treat fermionic and bosonic systems on equal footing with Majorana operators, shorten and complete some derivations, also address the odd-parity sector for fermions, give a criterion for the existence of bosonic steady states, cover non-diagonalizable Liouvillians also for bosons, and include quadratic systems. In extension of the quasi-free open systems, quadratic open systems comprise additional Hermitian Lindblad operators that are quadratic in the ladder operators. While Gaussian states may then evolve into non-Gaussian states, the Liouvillian can still be transformed to a useful block-triangular form, and the equations of motion for k -point Green’s functions form a closed hierarchy. Based on this formalism, results on criticality and dissipative phase transitions in such models are discussed in a companion paper.