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arXiv:2307.11324 · Physical review. B./Physical review. B

Stochastic pole expansion method for analytic continuation of the Green's function

Li Huang, Shuang Liang

Published Dec 13, 2023• 11 citations
arXivHTMLPDF

Abstract

In this paper, we propose an analytic continuation method to extract real-frequency spectral functions from imaginary-frequency Green's functions of quantum many-body systems. This method is based on the pole representation of Matsubara Green's function and a stochastic sampling procedure is utilized to optimize the amplitudes and locations of poles. In order to capture narrow peaks and sharp band edges in the spectral functions, a constrained sampling algorithm and a self-adaptive sampling algorithm are developed. To demonstrate the usefulness and performance of this method, we at first apply it to study the spectral functions of representative fermionic and bosonic correlators. Then we employ this method to tackle the analytic continuation problems of matrix-valued Green's functions. The synthetic Green's functions, as well as realistic correlation functions from finite-temperature quantum many-body calculations, are used as input. The benchmark results demonstrate that this method is capable of reproducing most of the key characteristics in the spectral functions. The sharp, smooth, and multipeak features in both low- and high-frequency regions of spectral functions could be accurately resolved, which overcomes one of the main limitations of the traditional maximum entropy method. More importantly, it exhibits excellent robustness with respect to noisy and incomplete input data. The causality of spectral function is always satisfied even in the presence of sizable noises. As a by-product, this method could derive a fitting formula for the Matsubara data, which provides a compact approximation to the many-body Green's functions. Hence, we expect that this method could become a pivotal workhorse for numerically analytic continuation and be broadly useful in many applications.

DOI
10.1103/physrevb.108.235143

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In this paper, we propose an analytic continuation method to extract real-frequency spectral functions from imaginary-frequency Green's functions of quantum many-body systems. This method is based on the pole representation of Matsubara Green's function and a stochastic sampling procedure is utilized to optimize the amplitudes and locations of poles. In order to capture narrow peaks and sharp band edges in the spectral functions, a constrained sampling algorithm and a self-adaptive sampling algorithm are developed. To demonstrate the usefulness and performance of this method, we at first apply it to study the spectral functions of representative fermionic and bosonic correlators. Then we employ this method to tackle the analytic continuation problems of matrix-valued Green's functions. The synthetic Green's functions, as well as realistic correlation functions from finite-temperature quantum many-body calculations, are used as input. The benchmark results demonstrate that this method is capable of reproducing most of the key characteristics in the spectral functions. The sharp, smooth, and multipeak features in both low- and high-frequency regions of spectral functions could be accurately resolved, which overcomes one of the main limitations of the traditional maximum entropy method. More importantly, it exhibits excellent robustness with respect to noisy and incomplete input data. The causality of spectral function is always satisfied even in the presence of sizable noises. As a by-product, this method could derive a fitting formula for the Matsubara data, which provides a compact approximation to the many-body Green's functions. Hence, we expect that this method could become a pivotal workhorse for numerically analytic continuation and be broadly useful in many applications.
We report multipronged progress on the stochastic averaging approach to numerical analytic continuation of imaginary-time correlation functions computed by quantum Monte Carlo simulations. After reviewing the conventional maximum-entropy approach and established stochastic analytic continuation methods, we present several new developments in which the configurational entropy of the sampled spectrum plays a key role. Parametrizing the spectrum as a large number of δ-functions in continuous frequency space, an exact calculation of the entropy lends support to a simple goodness-of-fit criterion for the optimal sampling temperature. We also compare spectra sampled in continuous frequency with those from amplitudes sampled on a fixed frequency grid. Insights into the functional form of the entropy in different cases allow us to demonstrate equivalence in a generalized thermodynamic limit (large number of degrees of freedom) of the average spectrum and the maximum-entropy solution, with different parametrizations corresponding to different forms of the entropy in the prior probability. These results revise prevailing notions of the maximum-entropy method and its relationship to stochastic analytic continuation. In further developments of the sampling approach, we explore various adjustable (optimized) constraints that allow sharp low-temperature spectral features to be resolved, in particular at the lower frequency edge. The constraints, e.g., the location of the edge or the spectral weight of a quasi-particle peak, are optimized using a statistical criterion based on entropy minimization under the condition of optimal fit. We show with several examples that this method can correctly reproduce both narrow and broad quasi-particle peaks. We next introduce a parametrization for more intricate spectral functions with sharp edges, e.g., power-law singularities. We present tests with synthetic data as well as with real simulation data for the spin-1/2 Heisenberg chain, where a divergent edge of the dynamic structure factor is due to deconfined spinon excitations. Our results demonstrate that distortions of sharp edges or quasi-particle peaks, which arise with other analytic continuation methods, propagate and cause artificial spectral features also at higher energies. The constrained sampling methods overcome this problem and allow analytic continuation of spectra with sharp edge features at unprecedented fidelity. We present results for S=1/2 Heisenberg 2-leg and 3-leg ladders to illustrate the ability of the methods to resolve spectral features arising from both elementary and composite excitations. Finally, we also propose how the methods developed here could be used as “pre processors” for analytic continuation by machine learning. Edge singularities and narrow quasi-particle peaks being ubiquitous in quantum many-body systems, we expect the new methods to be broadly useful and take numerical analytic continuation to a new quantitative level in many applications.
Analytic continuation is a critical step in quantum many-body computations, connecting imaginary-time or Matsubara Green's functions with real-frequency spectral functions, which can be directly compared to experimental results. However, because of the ill-posed nature of the analytic continuation problems, they have not been completely solved so far. In this paper, we suggest a simple, yet highly efficient method for analytic continuations of Matsubara Green's functions. This method takes advantage of barycentric rational functions to directly interpolate Matsubara Green's functions. At first, the nodes and weights of the barycentric rational functions are determined by the adaptive Antoulas-Anderson algorithm, avoiding reliance on nonconvex optimization. Next, the retarded Green's functions and the related spectral functions are evaluated by the resulting interpolants. We systematically explore the performance of this method through a series of toy models and realistic examples, comparing its accuracy and efficiency with other popular methods, such as the maximum entropy method. The benchmark results demonstrate that the new method can accurately reproduce not only continuous but also discrete spectral functions, irrespective of their positive definiteness. It works well even in the presence of intermediate noise, and outperforms traditional analytic continuation methods in computational speed. We believe that this method should stand out for its robustness against noise, broad applicability, high precision, and ultra-efficiency, offering a promising alternative to the maximum entropy method.
A new algorithm for analytic continuation of noisy quantum Monte Carlo (QMC) data from the Matsubara domain to real frequencies is proposed. Unlike the widely used maximum-entropy (MaxEnt) procedure, our method is linear with respect to input data and can therefore be applied to off-diagonal components of a thermal Green's function, or to a self-energy function. The latter possibility is used to analyze QMC results for the half-filled single-band Hubbard model on a Bethe lattice at a low temperature. Our method qualitatively resolves peaks near the inner edges of the Hubbard bands in the vicinity of a Mott transition, whereas a MaxEnt procedure does not. An existence of such structures has been clearly established before in a high-precision D-DMRG calculation by Karski et al. We also analyze a stability of the new method subject to changes of adjustable parameters.
Simulations of finite temperature quantum systems provide imaginary frequency Green's functions that correspond one to one to experimentally measurable real-frequency spectral functions. However, due to the bad conditioning of the continuation transform from imaginary to real frequencies, established methods tend to either wash out spectral features at high frequencies or produce spectral functions with unphysical negative parts. Here, we show that explicitly respecting the analytic "Nevanlinna" structure of the Green's function leads to intrinsically positive and normalized spectral functions, and we present a continued fraction expansion that yields all possible functions consistent with the analytic structure. Application to synthetic trial data shows that sharp, smooth, and multipeak data is resolved accurately. Application to the band structure of silicon demonstrates that high energy features are resolved precisely. Continuations in a realistic correlated setup reveal additional features that were previously unresolved. By substantially increasing the resolution of real frequency calculations our work overcomes one of the main limitations of finite-temperature quantum simulations.
We present a new algorithm to analytically continue the self-energy of quantum many-body systems from Matsubara frequencies to the real axis. The method allows straightforward, unambiguous computation of electronic spectra for lattice models of strongly correlated systems from self-energy data that has been collected with state-of-the-art continuous time solvers within dynamical mean-field simulations. Using well-known analytical properties of the self-energy, the analytic continuation is cast into a constrained minimization problem that can be formulated as a quadratic programmable optimization with linear constraints. The algorithm is validated against exactly solvable finite-size problems, showing that all features of the spectral function near the Fermi level are very well reproduced and coarse features are reproduced for all energies. The method is applied to two well-known lattice problems, the two-dimensional Hubbard model at half filling, where the momentum dependence of the gap formation is studied, as well as a multiband model of NiO, for which the spectral function can be directly compared to experiment. Agreement with published results is very good.
Analytic continuation is a central step in the simulation of finite-temperature field theories in which numerically obtained Matsubara data are continued to the real frequency axis for a physical interpretation. Numerical analytic continuation is considered to be an ill-posed problem where uncertainties on the Matsubara axis are amplified exponentially. Here, we present a systematic and controlled procedure that approximates any Matsubara function by a minimal pole representation to within a predefined precision. We then show a systematic convergence to the exact spectral function on the real axis as a function of our control parameter for a range of physically relevant setups. Our methodology is robust to noise and paves the way towards reliable analytic continuation in many-body theory and, by providing access to the analytic structure of the functions, a direct theoretical interpretation of physical properties.