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arXiv:2306.02772 · Advances in Mathematics

Low energy spectrum of the XXZ model coupled to a magnetic field

Simone Del Vecchio, Jürg Martin Fröhlich, Alessandro Pizzo, Alessio Ranallo

Published May 18, 2026• 1 citation
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Abstract

For a class of Hamiltonians of XXZ spin chains in a uniform external magnetic field that are small quantum perturbations of an Ising Hamiltonian, it is shown that the spectral gap above the ground-state energy remains strictly positive when the perturbation is turned on, uniformly in the length of the chain. This result is proven for rather generic perturbations of both the ferromagnetic and the antiferromagnetic Ising Hamiltonian. In the antiferromagnetic case, the external magnetic field is required to be small. For a chain of an even number of sites, the two-fold degenerate ground-state energy of the unperturbed antiferromagnetic Hamiltonian may split into two energy levels separated by a very small gap. These results are proven by using a new, quite subtle refinement of a method developed in earlier work and used to iteratively block-diagonalize Hamiltonians of systems confined to ever larger subsets of a lattice by using strictly local unitary conjugations. The new method developed in this paper provides complete control of boundary effects on the low-energy spectrum of perturbed Ising chains uniformly in their length.

DOI
10.1016/j.aim.2026.111012

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For a class of Hamiltonians of XXZ spin chains in a uniform external magnetic field that are small quantum perturbations of an Ising Hamiltonian, it is shown that the spectral gap above the ground-state energy remains strictly positive when the perturbation is turned on, uniformly in the length of the chain. This result is proven for rather generic perturbations of both the ferromagnetic and the antiferromagnetic Ising Hamiltonian. In the antiferromagnetic case, the external magnetic field is required to be small. For a chain of an even number of sites, the two-fold degenerate ground-state energy of the unperturbed antiferromagnetic Hamiltonian may split into two energy levels separated by a very small gap. These results are proven by using a new, quite subtle refinement of a method developed in earlier work and used to iteratively block-diagonalize Hamiltonians of systems confined to ever larger subsets of a lattice by using strictly local unitary conjugations. The new method developed in this paper provides complete control of boundary effects on the low-energy spectrum of perturbed Ising chains uniformly in their length.
We study quantum chains whose Hamiltonians are perturbations by bounded interactions of short range of a Hamiltonian that does not couple the degrees of freedom located at different sites of the chain and has a strictly positive energy gap above its ground-state energy. We prove that, for small values of a coupling constant, the spectral gap of the perturbed Hamiltonian above its ground-state energy is bounded from below by a positive constant uniformly in the length of the chain. In our proof we use a novel method based on local Lie-Schwinger conjugations of the Hamiltonians associated with connected subsets of the chain.
We study the open XXZ spin chain in the anti-ferromagnetic regime and for generic longitudinal magnetic fields at the two boundaries. We discuss the ground state via the Bethe ansatz and we show that, for a chain of even length L and in a regime where both boundary magnetic fields are equal and bounded by a critical field, the spectrum is gapped and the ground state is doubly degenerate up to exponentially small corrections in L. We connect this degeneracy to the presence of a boundary root, namely an excitation localized at one of the two boundaries. We compute the local magnetization at the left edge of the chain and we show that, due to the existence of a boundary root, this depends also on the value of the field at the opposite edge, even in the half-infinite chain limit. Moreover we give an exact expression for the large time limit of the spin autocorrelation at the boundary, which we explicitly compute in terms of the form factor between the two quasi-degenerate ground states. This, as we show, turns out to be equal to the contribution of the boundary root to the local magnetization. We finally discuss the case of chains of odd length.
In this paper we study the low-lying spectrum of the AKLT model perturbed by small, finite-range potentials and with open boundary conditions imposed at the edges of the chain. Our analysis is based on the local, iterative Lie Schwinger block-diagonalization method which allows us to control small interaction terms localized near the boundary of the chain that are responsible for the possible splitting of the ground-state energy of the AKLT Hamiltonian into energy levels separated by small gaps, for which we provide an explicit formula. This improves earlier results concerning the persistence of the so-called bulk gap in these models, besides illustrating the power of our general methods in a non-trivial application.
In this paper we study the low-lying spectrum of the AKLT model perturbed by small, finite-range potentials and with open boundary conditions imposed at the edges of the chain. Our analysis is based on the \emph{local, iterative Lie Schwinger block-diagonalization method} which allows us to control small interaction terms localized near the boundary of the chain that are responsible for the possible splitting of the ground-state energy of the AKLT Hamiltonian into energy levels separated by small gaps. This improves earlier results concerning the persistence of the so called \emph{bulk} gap in these models, besides illustrating the power of our general methods in a non-trivial application.
In this paper, the local iterative Lie–Schwinger block-diagonalization method, introduced and developed in our previous work for quantum chains, is extended to higher-dimensional quantum lattice systems with Hamiltonians that can be written as the sum of an unperturbed gapped operator, consisting of a sum of on-site terms, and a perturbation, consisting of bounded interaction potentials of short range multiplied by a real coupling constant t. Our goal is to prove that the spectral gap above the ground-state energy of such Hamiltonians persists for sufficiently small values of |t|, independently of the size of the lattice. New ideas and concepts are necessary to extend our method to systems in dimension d > 1: As in our earlier work, a sequence of local block-diagonalization steps based on judiciously chosen unitary conjugations of the original Hamiltonian is introduced. The supports of effective interaction potentials generated in the course of these block-diagonalization steps can be identified with what we call minimal rectangles contained in the lattice, a concept that serves to tackle combinatorial problems that arise in the course of iterating the block-diagonalization steps. For a given minimal rectangle, control of the effective interaction potentials generated in each block-diagonalization step with support in the given rectangle is achieved by exploiting a variety of rather subtle mechanisms, which include, for example, the use of weighted sums of paths consisting of overlapping rectangles and of large denominators, expressed in terms of sums of orthogonal projections, which serve to control analogous sums of projections in the numerators resulting from the unitary conjugations of the interaction potential terms involved in the local block-diagonalization step.
We investigate the low-lying excited states of the spin J ferromagnetic XXZ chain with Ising anisotropy Δ and kink boundary conditions. Since the third component of the total magnetization, M , is conserved, it is meaningful to study the spectrum for each fixed value of M . We prove that for J ≥3/2 the lowest excited eigenvalues are separated by a gap from the rest of the spectrum, uniformly in the length of the chain. In the thermodynamic limit, this means that there are a positive number of excitations above the ground state and below the essential spectrum.