Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2304.08180 · Physical review. B./Physical review. B

Unified role of Green's function poles and zeros in correlated topological insulators

Andrea Blason, Michele Fabrizio

Published Sep 11, 2023• 40 citations
arXivHTMLPDF

Abstract

Green's function zeros, which can emerge only if correlation is strong, have been for long overlooked and believed to be devoid of any physical meaning, unlike Green's function poles. Here, we prove that Green's function zeros instead contribute on the same footing as poles to determine the topological character of an insulator. The key to the proof, worked out explicitly in two dimensions but easily extendable in three dimensions, is to express the topological invariant in terms of a quasiparticlethermal Green's function matrix ${G}_{*}(i\ensuremath{\epsilon},\mathbf{k})=1/[i\ensuremath{\epsilon}\ensuremath{-}{H}_{*}(\ensuremath{\epsilon},\mathbf{k})]$, with Hermitian ${H}_{*}(\ensuremath{\epsilon},\mathbf{k})$, by filtering out the positive-definite quasiparticle residue. In that way, the topological invariant is easily found to reduce to the Thouless, Kohmoto, Nightingale, and den Nijs formula for quasiparticles described by the noninteracting Hamiltonian ${H}_{*}(0,\mathbf{k})$. Since the poles of the quasiparticle Green's function ${G}_{*}(\ensuremath{\epsilon},\mathbf{k})$ on the real frequency axis correspond to poles and zeros of the physical-particle Green's function $G(\ensuremath{\epsilon},\mathbf{k})$, both of them equally determine the topological character of an insulator.

DOI
10.1103/physrevb.108.125115

Related papers

Bulk-boundary correspondence of topological insulators from their respective Green’s functions

Andrew M. Essin, Victor Gurarie

Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green's functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green's functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.

arXiv:1104.1602•Physical Review B•Sep 28, 2011•291 citations

Electronic properties, correlated topology, and Green's function zeros

Chandan Setty, Fang Xie, Shouvik Sur +3 more

There is extensive current interest in electronic topology in correlated settings. In strongly correlated systems, contours of Green's function zeros may develop in frequency-momentum space, and their role in correlated topology has increasingly been recognized. However, whether and how the zeros contribute to electronic properties is a matter of uncertainty. Here we address the issue in an exactly solvable model for a Mott insulator. We show that the Green's function zeros contribute to several physically measurable correlation functions in a way that does not run into inconsistencies. In particular, the physical properties remain robust to chemical potential variations up to the Mott gap, as it should be based on general considerations. Our work sets the stage for further understandings of the rich interplay among topology, symmetry, and strong correlations. Published by the American Physical Society 2024

arXiv:2309.14340•Physical Review Research•Sep 3, 2024•26 citations

The Many Guises of Quasiparticles in Correlated Electron Systems

Ivan Pasqua

Many strongly correlated electron systems fall outside the conventional quasiparticle paradigm. Their low-energy fermionic excitations need not be adiabatically connected to the bare electrons or appear as poles of the physical electron single-particle Green's function. This thesis investigates to what extent an effective quasiparticle description can nevertheless survive, and which emergent degrees of freedom provide the appropriate low-energy structure. First, the interaction-driven evolution from a quantum spin Hall insulator to a Mott insulator is studied using the dynamical cluster approximation. Dispersive zeros of the single-particle Green's function emerge near the Mott transition and retain a nontrivial topological character. When symmetry breaking is allowed, a nontopological excitonic insulator is found to intrude between quantum spin Hall and Mott insulators. Encoding both poles and zeros within a low-energy quasiparticle Hamiltonian provides a continuous one-body description of the three phases. On the Mott side, its gap evolution supports interpreting the soft excitonic mode as a bound state of quasiparticle and quasihole excitations tied to the Green's function zeros, rather than to the widely separated Hubbard bands. Second, the intrinsic anomalous Hall conductivity of a topological metal is analyzed within a multiband extension of Landau Fermi-liquid theory. Residual interactions among quasiparticles at the Fermi surface dress the dynamic current vertex and generate corrections to the Berry-curvature contribution obtained from the quasiparticle bands alone. Our result supports recent claims that the correct expressions for topological observables include vertex corrections besides the topological invariants built just upon the Green's function. It also demonstrates that such corrections are naturally accounted for by Landau Fermi-liquid theory. Extracting the relevant ingredients for an effective description of material-relevant correlated systems requires computational tools that remain reliable at low temperatures. To this end, a deterministic strong-coupling impurity solver for dynamical mean-field theory is discussed. By providing static, dynamical, and thermodynamic observables without stochastic sampling, it offers a promising route toward multiorbital and spin-orbit coupled problems where conventional Monte Carlo methods currently struggle. Finally, the auxiliary quasiparticle framework underlying the ghost-Gutzwiller Ansatz is investigated. On a model for correlated quantum spin Hall insulators, we show that the topology of the interacting state is encoded in the auxiliary one-body Hamiltonian. The resulting band-structure reveals topological Hubbard bands whose topological character can be tuned through a finite magnetization. When applied to the single-band t-J model, the same framework yields a fractionalized Fermi liquid (FL*). In this phase, dispersive neutral spinons, with vanishing physical-electron spectral weight, coexist with conventional quasiparticles forming a small hole-like Fermi surface, thus violating Luttinger's theorem. The corresponding temperature--doping phase diagram contains a low-doping FL*, a d-wave superconducting dome, and an overdoped conventional Fermi liquid, thereby reproducing key qualitative features of cuprate phenomenology.

•Sep 14, 2026•0 citations

Manifestation of topological behaviors in interacting Weyl systems: One-body versus two-body correlations

Min-Fong Yang

Understanding correlation effects in topological phases of matter is at the forefront of current research in condensed matter physics. Here we try to clarify some subtleties in studying topological behaviors of interacting Weyl semimetals. It is well known that there exist two topological invariants defined to identify their topological character. One is the many-body Chern number, which can be directly linked to the Hall conductivity and thus to the two-particle correlations. The other is the topological index constructed from the single-particle Green's functions. Because the information on Green's functions is achieved more easily than the many-body wave functions, usually only the topological index is employed in the literature. However, the approach based on the single-particle Green's function can break down in the strongly correlated phase. For illustration, an exactly solvable two-orbital model with momentum-local two-body interactions is discussed, in which both topological invariants can be calculated analytically. We find that the topological index calculated from the Green's function formalism can be nonzero even for a nontopological strongly correlated phase with a vanishing many-body Chern number. In addition, we stress that the physical surface states implied by nonzero many-body Chern numbers should be the edge modes of particle-hole collective excitations, rather than those of a quasiparticle nature derived from the Green's function formalism. Our observations thus demonstrate the limitation of the validity of the Green's function formalism in the investigations of interacting topological materials.

arXiv:1909.10335•Physical review. B./Physical review. B•Dec 23, 2019•14 citations

Symmetry constraints and spectral crossing in a Mott insulator with Green's function zeros

Chandan Setty, Shouvik Sur, Lei Chen +5 more

Lattice symmetries are central to the characterization of electronic topology. Recently, it was shown that Green's function eigenvectors form a representation of the space group. This formulation has allowed the identification of gapless topological states even when quasiparticles are absent. Here we demonstrate the profundity of the framework in the extreme case, when interactions lead to a Mott insulator, through a solvable model with long-range interactions. We find that both Mott poles and zeros are subject to the symmetry constraints, and relate the symmetry-enforced spectral crossings to degeneracies of the original noninteracting eigenstates. Our results lead to new understandings of topological quantum materials and highlight the utility of interacting Green's functions toward their symmetry-based design. Published by the American Physical Society 2024

arXiv:2301.13870•Physical Review Research•Jul 26, 2024•23 citations

Topological invariants for interacting topological insulators. II. Breakdown of single-particle Green's function formalism

Yuan-Yao He, Han-Qing Wu, Zi Yang Meng +1 more

Topological phase transitions in free fermion systems can be characterized by the closing of single-particle gap and the change in topological invariants. However, in the presence of electronic interactions, topological phase transitions can be more complicated. In paper I of this series [Phys. Rev. B 93, 195163 (2016)], we have proposed an efficient scheme to evaluate the topological invariants based on the single-particle Green's function formalism. Here, in paper II, we demonstrate several interaction-driven topological phase transitions (TPTs) in two-dimensional (2D) interacting topological insulators (TIs) via large-scale quantum Monte Carlo (QMC) simulations, based on the scheme of evaluating topological invariants presented in paper I. Across these transitions, the defining symmetries of the TIs have been neither explicitly nor spontaneously broken. In the first two models, the topological invariants calculated from the Green's function formalism succeed in characterizing the topologically distinct phases and identifying interaction-driven TPTs. However, in the other two models, we find that the single-particle gap does not close and the topological invariants constructed from the single-particle Green's function acquire no change across the TPTs. Unexpected breakdown of the Green's function formalism in constructing the topological invariants is thus discovered. We thence classify the topological phase transitions in interacting TIs into two categories in practical computation: Those that have noninteracting correspondence can be characterized successfully by the topological invariants constructed from the Green's functions, while for the others that do not have noninteracting correspondence, the Green's function formalism experiences a breakdown, but more interesting and exciting phenomena, such as emergent collective critical modes at the transition, arise. Discussion on the success and breakdown of topological invariants constructed from the Green's function formalism in the context of symmetry protected topological (SPT) states is presented.

arXiv:1512.02080•Physical review. B./Physical review. B•May 31, 2016•33 citations
Green's function zeros, which can emerge only if correlation is strong, have been for long overlooked and believed to be devoid of any physical meaning, unlike Green's function poles. Here, we prove that Green's function zeros instead contribute on the same footing as poles to determine the topological character of an insulator. The key to the proof, worked out explicitly in two dimensions but easily extendable in three dimensions, is to express the topological invariant in terms of a quasiparticlethermal Green's function matrix G∗(i\ensuremathϵ,k)=1/[i\ensuremathϵ\ensuremath−H∗(\ensuremathϵ,k)]{G}_{*}(i\ensuremath{\epsilon},\mathbf{k})=1/[i\ensuremath{\epsilon}\ensuremath{-}{H}_{*}(\ensuremath{\epsilon},\mathbf{k})]G∗​(i\ensuremathϵ,k)=1/[i\ensuremathϵ\ensuremath−H∗​(\ensuremathϵ,k)], with Hermitian H∗(\ensuremathϵ,k){H}_{*}(\ensuremath{\epsilon},\mathbf{k})H∗​(\ensuremathϵ,k), by filtering out the positive-definite quasiparticle residue. In that way, the topological invariant is easily found to reduce to the Thouless, Kohmoto, Nightingale, and den Nijs formula for quasiparticles described by the noninteracting Hamiltonian H∗(0,k){H}_{*}(0,\mathbf{k})H∗​(0,k). Since the poles of the quasiparticle Green's function G∗(\ensuremathϵ,k){G}_{*}(\ensuremath{\epsilon},\mathbf{k})G∗​(\ensuremathϵ,k) on the real frequency axis correspond to poles and zeros of the physical-particle Green's function G(\ensuremathϵ,k)G(\ensuremath{\epsilon},\mathbf{k})G(\ensuremathϵ,k), both of them equally determine the topological character of an insulator.
Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green's functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green's functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.
There is extensive current interest in electronic topology in correlated settings. In strongly correlated systems, contours of Green's function zeros may develop in frequency-momentum space, and their role in correlated topology has increasingly been recognized. However, whether and how the zeros contribute to electronic properties is a matter of uncertainty. Here we address the issue in an exactly solvable model for a Mott insulator. We show that the Green's function zeros contribute to several physically measurable correlation functions in a way that does not run into inconsistencies. In particular, the physical properties remain robust to chemical potential variations up to the Mott gap, as it should be based on general considerations. Our work sets the stage for further understandings of the rich interplay among topology, symmetry, and strong correlations. Published by the American Physical Society 2024
Many strongly correlated electron systems fall outside the conventional quasiparticle paradigm. Their low-energy fermionic excitations need not be adiabatically connected to the bare electrons or appear as poles of the physical electron single-particle Green's function. This thesis investigates to what extent an effective quasiparticle description can nevertheless survive, and which emergent degrees of freedom provide the appropriate low-energy structure. First, the interaction-driven evolution from a quantum spin Hall insulator to a Mott insulator is studied using the dynamical cluster approximation. Dispersive zeros of the single-particle Green's function emerge near the Mott transition and retain a nontrivial topological character. When symmetry breaking is allowed, a nontopological excitonic insulator is found to intrude between quantum spin Hall and Mott insulators. Encoding both poles and zeros within a low-energy quasiparticle Hamiltonian provides a continuous one-body description of the three phases. On the Mott side, its gap evolution supports interpreting the soft excitonic mode as a bound state of quasiparticle and quasihole excitations tied to the Green's function zeros, rather than to the widely separated Hubbard bands. Second, the intrinsic anomalous Hall conductivity of a topological metal is analyzed within a multiband extension of Landau Fermi-liquid theory. Residual interactions among quasiparticles at the Fermi surface dress the dynamic current vertex and generate corrections to the Berry-curvature contribution obtained from the quasiparticle bands alone. Our result supports recent claims that the correct expressions for topological observables include vertex corrections besides the topological invariants built just upon the Green's function. It also demonstrates that such corrections are naturally accounted for by Landau Fermi-liquid theory. Extracting the relevant ingredients for an effective description of material-relevant correlated systems requires computational tools that remain reliable at low temperatures. To this end, a deterministic strong-coupling impurity solver for dynamical mean-field theory is discussed. By providing static, dynamical, and thermodynamic observables without stochastic sampling, it offers a promising route toward multiorbital and spin-orbit coupled problems where conventional Monte Carlo methods currently struggle. Finally, the auxiliary quasiparticle framework underlying the ghost-Gutzwiller Ansatz is investigated. On a model for correlated quantum spin Hall insulators, we show that the topology of the interacting state is encoded in the auxiliary one-body Hamiltonian. The resulting band-structure reveals topological Hubbard bands whose topological character can be tuned through a finite magnetization. When applied to the single-band t-J model, the same framework yields a fractionalized Fermi liquid (FL*). In this phase, dispersive neutral spinons, with vanishing physical-electron spectral weight, coexist with conventional quasiparticles forming a small hole-like Fermi surface, thus violating Luttinger's theorem. The corresponding temperature--doping phase diagram contains a low-doping FL*, a d-wave superconducting dome, and an overdoped conventional Fermi liquid, thereby reproducing key qualitative features of cuprate phenomenology.
Understanding correlation effects in topological phases of matter is at the forefront of current research in condensed matter physics. Here we try to clarify some subtleties in studying topological behaviors of interacting Weyl semimetals. It is well known that there exist two topological invariants defined to identify their topological character. One is the many-body Chern number, which can be directly linked to the Hall conductivity and thus to the two-particle correlations. The other is the topological index constructed from the single-particle Green's functions. Because the information on Green's functions is achieved more easily than the many-body wave functions, usually only the topological index is employed in the literature. However, the approach based on the single-particle Green's function can break down in the strongly correlated phase. For illustration, an exactly solvable two-orbital model with momentum-local two-body interactions is discussed, in which both topological invariants can be calculated analytically. We find that the topological index calculated from the Green's function formalism can be nonzero even for a nontopological strongly correlated phase with a vanishing many-body Chern number. In addition, we stress that the physical surface states implied by nonzero many-body Chern numbers should be the edge modes of particle-hole collective excitations, rather than those of a quasiparticle nature derived from the Green's function formalism. Our observations thus demonstrate the limitation of the validity of the Green's function formalism in the investigations of interacting topological materials.
Lattice symmetries are central to the characterization of electronic topology. Recently, it was shown that Green's function eigenvectors form a representation of the space group. This formulation has allowed the identification of gapless topological states even when quasiparticles are absent. Here we demonstrate the profundity of the framework in the extreme case, when interactions lead to a Mott insulator, through a solvable model with long-range interactions. We find that both Mott poles and zeros are subject to the symmetry constraints, and relate the symmetry-enforced spectral crossings to degeneracies of the original noninteracting eigenstates. Our results lead to new understandings of topological quantum materials and highlight the utility of interacting Green's functions toward their symmetry-based design. Published by the American Physical Society 2024
Topological phase transitions in free fermion systems can be characterized by the closing of single-particle gap and the change in topological invariants. However, in the presence of electronic interactions, topological phase transitions can be more complicated. In paper I of this series [Phys. Rev. B 93, 195163 (2016)], we have proposed an efficient scheme to evaluate the topological invariants based on the single-particle Green's function formalism. Here, in paper II, we demonstrate several interaction-driven topological phase transitions (TPTs) in two-dimensional (2D) interacting topological insulators (TIs) via large-scale quantum Monte Carlo (QMC) simulations, based on the scheme of evaluating topological invariants presented in paper I. Across these transitions, the defining symmetries of the TIs have been neither explicitly nor spontaneously broken. In the first two models, the topological invariants calculated from the Green's function formalism succeed in characterizing the topologically distinct phases and identifying interaction-driven TPTs. However, in the other two models, we find that the single-particle gap does not close and the topological invariants constructed from the single-particle Green's function acquire no change across the TPTs. Unexpected breakdown of the Green's function formalism in constructing the topological invariants is thus discovered. We thence classify the topological phase transitions in interacting TIs into two categories in practical computation: Those that have noninteracting correspondence can be characterized successfully by the topological invariants constructed from the Green's functions, while for the others that do not have noninteracting correspondence, the Green's function formalism experiences a breakdown, but more interesting and exciting phenomena, such as emergent collective critical modes at the transition, arise. Discussion on the success and breakdown of topological invariants constructed from the Green's function formalism in the context of symmetry protected topological (SPT) states is presented.