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arXiv:1104.1602 · Physical Review B

Bulk-boundary correspondence of topological insulators from their respective Green’s functions

Andrew M. Essin, Victor Gurarie

Published Sep 28, 2011• 291 citations
arXivHTMLPDF

Abstract

Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green's functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green's functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.

DOI
10.1103/physrevb.84.125132

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Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green's functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green's functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.
We study one-dimensional, interacting, gapped fermionic systems described by variants of the Peierls-Hubbard model, and we characterize their phases via a topological invariant constructed out of their Green's functions. We demonstrate that the existence of topologically protected, zero-energy states at the boundaries of these systems can be tied to the value of the topological invariant, just like when working with the conventional, noninteracting topological insulators. We use a combination of analytical methods and the numerical density matrix renormalization group method to calculate the values of the topological invariant throughout the phase diagrams of these systems, thus deducing when topologically protected boundary states are present. We are also able to study topological states in spin systems because, deep in the Mott insulating regime, these fermionic systems reduce to spin chains. In this way, we associate the zero-energy states at the end of an antiferromagnetic spin-1 Heisenberg chain with a topological invariant equal to 2.
We present a Green's function formalism to investigate the topological properties of weakly interacting one-dimensional topological insulators, including the bulk-edge correspondence and the quantum criticality near topological phase transitions, and using the interacting Su-Schrieffer-Heeger model as an example. From the many-body spectral function, we find that closing of the bulk gap remains a defining feature even if the topological phase transition is driven by interactions. The existence of edge state in the presence of interactions can be captured by means of a TTT-matrix formalism combined with Dyson's equation, and the bulk-edge correspondence is shown to be satisfied even in the presence of interactions. The critical exponent of the edge state decay length is shown to be affiliated with the same universality class as the noninteracting limit.
Topological phase transitions in free fermion systems can be characterized by the closing of single-particle gap and the change in topological invariants. However, in the presence of electronic interactions, topological phase transitions can be more complicated. In paper I of this series [Phys. Rev. B 93, 195163 (2016)], we have proposed an efficient scheme to evaluate the topological invariants based on the single-particle Green's function formalism. Here, in paper II, we demonstrate several interaction-driven topological phase transitions (TPTs) in two-dimensional (2D) interacting topological insulators (TIs) via large-scale quantum Monte Carlo (QMC) simulations, based on the scheme of evaluating topological invariants presented in paper I. Across these transitions, the defining symmetries of the TIs have been neither explicitly nor spontaneously broken. In the first two models, the topological invariants calculated from the Green's function formalism succeed in characterizing the topologically distinct phases and identifying interaction-driven TPTs. However, in the other two models, we find that the single-particle gap does not close and the topological invariants constructed from the single-particle Green's function acquire no change across the TPTs. Unexpected breakdown of the Green's function formalism in constructing the topological invariants is thus discovered. We thence classify the topological phase transitions in interacting TIs into two categories in practical computation: Those that have noninteracting correspondence can be characterized successfully by the topological invariants constructed from the Green's functions, while for the others that do not have noninteracting correspondence, the Green's function formalism experiences a breakdown, but more interesting and exciting phenomena, such as emergent collective critical modes at the transition, arise. Discussion on the success and breakdown of topological invariants constructed from the Green's function formalism in the context of symmetry protected topological (SPT) states is presented.
We investigate properties of a topological Mott insulator in one dimension by examining the bulk topological invariant and the entanglement spectrum of a correlated electron model. We clarify how gapless edge states in a noninteracting topological band insulator evolve into spinon edge states in a topological Mott insulator. Furthermore, we propose a topological Mott transition, which is a new type of topological phase transition which has never been observed in free fermion systems. This unconventional transition occurs in spin liquid phases in the Mott insulator and is accompanied by zeros of the single-electron Green's function and a gap closing in the spin excitation spectrum.
We use a real-space slave-rotor theory of the physics of topological Mott insulators, using the Kane-Mele-Hubbard model as an example, and show that a topological gap in the Green function zeros corresponds to a gap in the bulk spinon spectrum and implies a gapless band of edge zeros and a spinon edge mode. We then consider an interface between a topological Mott insulator and a conventional topological insulator showing how the spinon edge mode of the topological Mott insulator combines with the spin part of the conventional electron topological edge state, leaving a non-Fermi liquid edge mode described by a gapless propagating holon and gapped spinon state. Our work demonstrates the physical meaning of Green function zeros and shows that interfaces between conventional and Mott topological insulators are a rich source of new physics.
The topological classification of electronic band structures is based on symmetry properties of Bloch eigenstates of single-particle Hamiltonians. In parallel, topological field theory has opened the doors to the formulation and characterization of non-trivial phases of matter driven by strong electron-electron interaction. Even though important examples of topological Mott insulators have been constructed, the relevance of the underlying non-interacting band topology to the physics of the Mott phase has remained unexplored. Here, we show that the momentum structure of the Green's function zeros defining the "Luttinger surface" provides a topological characterization of the Mott phase related, in the simplest description, to the one of the single-particle electronic dispersion. Considerations on the zeros lead to the prediction of new phenomena: a topological Mott insulator with an inverted gap for the bulk zeros must possess gapless zeros at the boundary, which behave as a form of "topological antimatter" annihilating conventional edge states. Placing band and Mott topological insulators in contact produces distinctive observable signatures at the interface, revealing the otherwise spectroscopically elusive Green's function zeros.