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arXiv:2302.10165 · Communications in Mathematical Physics

Quantum Entropy Thermalization

Yichen Huang, Aram W. Harrow

Published May 21, 2025• 1 citation
arXivHTMLPDF
DOI
10.1007/s00220-025-05268-8

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Statistical mechanics relies on the maximization of entropy in a system at thermal equilibrium. However, an isolated quantum many-body system initialized in a pure state remains pure during Schrödinger evolution, and in this sense it has static, zero entropy. We experimentally studied the emergence of statistical mechanics in a quantum state and observed the fundamental role of quantum entanglement in facilitating this emergence. Microscopy of an evolving quantum system indicates that the full quantum state remains pure, whereas thermalization occurs on a local scale. We directly measured entanglement entropy, which assumes the role of the thermal entropy in thermalization. The entanglement creates local entropy that validates the use of statistical physics for local observables. Our measurements are consistent with the eigenstate thermalization hypothesis.
The paper analyzes the entropy of a system composed by non-interacting and indistinguishable particles whose quantum state numbers are modelled as independent and identically distributed classical random variables. The crucial observation is that, under this assumption, whichever is the number of particles that constitute the system, the occupancy numbers of system's quantum (micro)states are multinomially distributed. This observation leads to an entropy formula for the physical system, which is nothing else than the entropy formula of the multinomial distribution, for which we claim novelty, in the sense that it is proposed here for the first time that the entropy of the multinomial distribution is the entropy of the physical system. The entropy formula of the multinomial distribution unveils yet unexplored connections between information theory and statistical mechanics, among which we mention the connection between conditional entropy of the random microstate given the random occupancy numbers and the Boltzmann-Planck entropy log⁡(W)\log(W)log(W) and between these two and the Gibbs correction term log⁡(N!)\log(N!)log(N!), thermalization and communication-theoretic preparation of a thermal state, accessible information of the thermal state and physical entropy of the thermalized system. A noticeable specific result that descends from our approach is the exact quantum correction to the textbook Sackur-Tetrode formula for the entropy of an ideal gas at the thermal equilibrium in a container.
The asymmetry between heating and cooling in open quantum systems is a hallmark of nonequilibrium dynamics, yet its thermodynamic origin has remained unclear. Here, we investigate the thermalization of a quantum system weakly coupled to a thermal bath, focusing on the entropy production rate and the quantum thermokinetic uncertainty relation (TKUR). We derive an analytical expression for the entropy production rate, showing that heating begins with a higher entropy production, which drives faster thermalization than cooling. The quantum TKUR links this asymmetry to heat-current fluctuations, demonstrating that larger entropy production suppresses fluctuations, making heating more stable than cooling. Our results reveal the thermodynamic basis of asymmetric thermalization and highlight uncertainty relations as key to nonequilibrium quantum dynamics.