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arXiv:2510.05072

The role of entropy production and thermodynamic uncertainty relations in the asymmetric thermalization of open quantum systems

A. Tejero

Published Oct 6, 2025• 0 citations
arXivHTMLPDF

Abstract

The asymmetry between heating and cooling in open quantum systems is a hallmark of nonequilibrium dynamics, yet its thermodynamic origin has remained unclear. Here, we investigate the thermalization of a quantum system weakly coupled to a thermal bath, focusing on the entropy production rate and the quantum thermokinetic uncertainty relation (TKUR). We derive an analytical expression for the entropy production rate, showing that heating begins with a higher entropy production, which drives faster thermalization than cooling. The quantum TKUR links this asymmetry to heat-current fluctuations, demonstrating that larger entropy production suppresses fluctuations, making heating more stable than cooling. Our results reveal the thermodynamic basis of asymmetric thermalization and highlight uncertainty relations as key to nonequilibrium quantum dynamics.

DOI
10.48550/arxiv.2510.05072

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The asymmetry between heating and cooling in open quantum systems is a hallmark of nonequilibrium dynamics, yet its thermodynamic origin has remained unclear. Here, we investigate the thermalization of a quantum system weakly coupled to a thermal bath, focusing on the entropy production rate and the quantum thermokinetic uncertainty relation (TKUR). We derive an analytical expression for the entropy production rate, showing that heating begins with a higher entropy production, which drives faster thermalization than cooling. The quantum TKUR links this asymmetry to heat-current fluctuations, demonstrating that larger entropy production suppresses fluctuations, making heating more stable than cooling. Our results reveal the thermodynamic basis of asymmetric thermalization and highlight uncertainty relations as key to nonequilibrium quantum dynamics.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
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A central open question in quantum thermodynamics is the identification of thermodynamic entropy away from equilibrium. Although thermodynamic entropy coincides with the von Neumann entropy for a Gibbs state at equilibrium, the thermodynamic role of quantum coherence generated during nonequilibrium evolution remains unclear. Here, we show that von Neumann entropy does not, in general, represent the thermodynamic entropy governing heat exchange in coherent nonequilibrium quantum systems. By integrating the resource theory of quantum coherence with thermodynamic principles, we develop a general framework for nonequilibrium quantum thermodynamics. We identify thermodynamic entropy with the energy entropy derived from energy-measurement statistics and introduce a dynamical temperature extending the equilibrium concept to nonequilibrium states. Consequently, we obtain an exact entropy-balance relation separating the entropy flux associated with heat exchange from the coherence-loss contribution to entropy production, establishing an operational connection between quantum coherence, heat flow, and total entropy change. Unlike approaches relying on equilibrium reference states or stationary Gibbs ensembles, our framework uses instantaneous dynamical quantities and remains valid throughout transient nonequilibrium evolution. It provides consistent dynamical definitions of temperature, work, heat, and free energy. Applying the formalism to an exactly solvable open quantum system, we show that the first and second laws hold throughout transient evolution and that equilibrium thermodynamics emerges dynamically in the weak-coupling long-time limit. Our results establish a unified framework for coherent nonequilibrium quantum thermodynamics and suggest opportunities for controlling heat dissipation through coherence engineering in quantum thermal technologies.
An intriguing phenomenon in nonequilibrium quantum thermodynamics is the asymmetry of thermal processes. Relaxation to thermal equilibrium is the most important dissipative process, being a key concept for the design of heat engines and refrigerators, contributing to the study of foundational questions of thermodynamics, and being relevant for quantum computing through the process of algorithmic cooling. Despite their importance, the dynamics of these processes are far from being understood. We show that the free relaxation to thermal equilibrium follows intrinsically different paths depending on whether it involves the temperature of the system to increase or to decrease. Our theory is exemplified using the recently developed thermal kinematics based on information geometry theory, utilizing three prototypical examples: a two-level system, the quantum harmonic oscillator, and a trapped quantum Brownian particle, in all cases showing faster heating than cooling under the appropriate conditions. A general understanding is obtained based on the spectral decomposition of the Liouvillian and the spectral gap of reciprocal processes.