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arXiv:2302.07633 · Physical review. B./Physical review. B

Stacking-induced symmetry-protected topological phase transitions

Sang‐Jun Choi, Björn Trauzettel

Published Jun 7, 2023• 7 citations
arXivHTMLPDF

Abstract

We study symmetry-protected topological (SPT) phase transitions induced by stacking two gapped one-dimensional subsystems in the BDI symmetry class. The topological invariant of the entire system is a sum of three topological invariants: two from each subsystem and an emerging topological invariant from the stacking. We find that any symmetry-preserving stacking of topologically trivial subsystems can drive the entire system into a topologically nontrivial phase for a certain coupling strength. We explain this intriguing SPT phase transition by conditions set by orbital degrees of freedom and time-reversal symmetry. To exemplify the SPT transition, we provide a concrete model which consists of an atomic chain and a spinful nanowire with spin-orbit interaction and $s$-wave superconducting order. The stacking-induced SPT transition drives this heterostructure into a zero-field topological superconducting phase.

DOI
10.1103/physrevb.107.245409

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Progress of Theoretical and Experimental Physics•Mar 16, 2022•1 citation
We study symmetry-protected topological (SPT) phase transitions induced by stacking two gapped one-dimensional subsystems in the BDI symmetry class. The topological invariant of the entire system is a sum of three topological invariants: two from each subsystem and an emerging topological invariant from the stacking. We find that any symmetry-preserving stacking of topologically trivial subsystems can drive the entire system into a topologically nontrivial phase for a certain coupling strength. We explain this intriguing SPT phase transition by conditions set by orbital degrees of freedom and time-reversal symmetry. To exemplify the SPT transition, we provide a concrete model which consists of an atomic chain and a spinful nanowire with spin-orbit interaction and sss-wave superconducting order. The stacking-induced SPT transition drives this heterostructure into a zero-field topological superconducting phase.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phase which is protected by SO(3) spin rotation symmetry. The topological insulator is another exam- ple of SPT phase which is protected by U(1) and time reversal symmetries. It has been shown that free fermion SPT phases can be systematically described by the K-theory. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: distinct d-dimensional bosonic SPT phases with on-site symmetry G (which may contain anti-unitary time reversal symmetry) can be labeled by the elements in H^{1+d}[G, U_T(1)] - the Borel (1 + d)-group-cohomology classes of G over the G-module U_T(1). The boundary excitations of the non-trivial SPT phases are gapless or degenerate. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: (G_H, G_{\Psi}, H^{1+d}[G_{\Psi}, U_T(1)], where G_H is the symmetry group of the Hamiltonian and G_{\Psi} the symmetry group of the ground states.
We show that topology can protect exponentially localized, zero energy edge modes at critical points between one-dimensional symmetry-protected topological phases. This is possible even without gapped degrees of freedom in the bulk-in contrast to recent work on edge modes in gapless chains. We present an intuitive picture for the existence of these edge modes in the case of noninteracting spinless fermions with time-reversal symmetry (BDI class of the tenfold way). The stability of this phenomenon relies on a topological invariant defined in terms of a complex function, counting its zeros and poles inside the unit circle. This invariant can prevent two models described by the same conformal field theory (CFT) from being smoothly connected. A full classification of critical phases in the noninteracting BDI class is obtained: Each phase is labeled by the central charge of the CFT, c∈1/2N, and the topological invariant, ω∈Z. Moreover, c is determined by the difference in the number of edge modes between the phases neighboring the transition. Numerical simulations show that the topological edge modes of critical chains can be stable in the presence of interactions and disorder.
Symmetry-protected topological (SPT) phases are gapped phases of quantum matter protected by global symmetries that cannot be adiabatically deformed to a trivial phase without breaking symmetry. In this work, we show that, for several SPT phases that are short-range entangled (SRE), enlarging symmetries may effectively achieve the consequences of explicitly breaking symmetries. In other words, we demonstrate that nontrivial SPT phases can be unwound to trivial ones by symmetry extension---through a path where the Hilbert space is enlarged and the Hamiltonian is invariant under an extended symmetry group applying the idea of Wang, Wen, and Witten, Phys. Rev. X 8, 031048 (2018). We show examples of both bosonic and fermionic SPT phases in 1+1 dimensions (1+1 D), including Haldane's bosonic spin chain and layers of Kitaev's fermionic Majorana chains. By adding degrees of freedom into the boundary/bulk, we can lift the zero mode degeneracy, or unwind the whole system. Furthermore, based on properties of Schur cover, we sketch a general picture of unwinding applicable to any (1+1)-D bosonic SPT phase protected by on-site finite symmetry. Altogether we show that SRE states can be unwound by symmetry breaking, inversion, and symmetry extension.
Abstract Quantum phase transitions out of a symmetry-protected topological (SPT) phase in (1 + 1) dimensions into an adjacent, topologically distinct SPT phase protected by the same symmetry or a trivial gapped phase, are typically described by a conformal field theory (CFT). At the same time, the low-lying entanglement spectrum of a gapped phase close to such a quantum critical point is known (Cho et al arXiv:1603.04016), very generally, to be universal and described by (gapless) boundary conformal field theory. Using this connection we show that symmetry properties of the boundary conditions in boundary CFT can be used to characterize the symmetry-protected degeneracies of the entanglement spectrum, a hallmark of non-trivial symmetry-protected topological phases. Specifically, we show that the relevant boundary CFT is the orbifold of the quantum critical point with respect to the symmetry group defining the SPT, and that the boundary states of this orbifold carry a quantum anomaly that determines the topological class of the SPT. We illustrate this connection using various characteristic examples such as the time-reversal breaking ‘Kitaev chain’ superconductor (symmetry class D), the Haldane phase, and the Z 8 classification of interacting topological superconductors in symmetry class BDI in (1 + 1) dimensions.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.