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arXiv:2302.03918 · Physical Review A

Geometric Floquet condition for quantum adiabaticity

Jie Gu, X.-G. Zhang

Published Apr 27, 2026• 1 citation
arXivHTMLPDF

Abstract

Quantum adiabaticity is the evolution of a quantum system that remains close to an instantaneous eigenstate of a time-dependent Hamiltonian. Using Floquet formalism, we derive a rigorous sufficient condition for adiabaticity in closed, finite-dimensional periodically driven systems that is valid for arbitrarily many driving periods. The condition is stroboscopic and geometric, depending only on single-cycle information: the Fubini--Study length of the instantaneous eigenray and a quasienergy-separation measure extracted from the Floquet operator. We also formulate a state-targeted refinement that reduces conservativeness when only one adiabatic branch is relevant. Rather than synthesizing control pulses, the result provides a certification criterion for a given periodic protocol. We illustrate the criterion and contrast it with conventional instantaneous-gap conditions in three representative examples.

DOI
10.1103/h2xc-hjk2

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Quantum adiabaticity is the evolution of a quantum system that remains close to an instantaneous eigenstate of a time-dependent Hamiltonian. Using Floquet formalism, we derive a rigorous sufficient condition for adiabaticity in closed, finite-dimensional periodically driven systems that is valid for arbitrarily many driving periods. The condition is stroboscopic and geometric, depending only on single-cycle information: the Fubini--Study length of the instantaneous eigenray and a quasienergy-separation measure extracted from the Floquet operator. We also formulate a state-targeted refinement that reduces conservativeness when only one adiabatic branch is relevant. Rather than synthesizing control pulses, the result provides a certification criterion for a given periodic protocol. We illustrate the criterion and contrast it with conventional instantaneous-gap conditions in three representative examples.
Periodically driven quantum systems have emerged as one of the most versatile tools for quantum simulation, enabling the engineering of effective Hamiltonians, topological phases, and inherently nonequilibrium phenomena such as discrete time crystals. Yet fundamental challenges persist: from a spectral ambiguity that precludes a unique Floquet ground state to an inability to manipulate Floquet eigenstates beyond the adiabatic regime. This thesis demonstrates that counterdiabatic driving—a technique from adiabatic quantum control—provides a unifying framework to address these challenges. We first show that the periodic lab-frame Hamiltonian generates counterdiabatic driving for the Floquet eigenstates, revealing Floquet theory as an inverse counterdiabatic driving problem. Exploiting this equivalence, we develop geometric Floquet theory: a reformulation based on the parallel-transport gauge, which uniquely decomposes Floquet dynamics into a geometric contribution, encoded in Berry phases, and a dynamical contribution, generated by the average-energy operator. The average-energy operator provides an unambiguous sorting of the quasienergy spectrum, identifies a unique Floquet ground state at all drive frequencies, and serves as a sensitive diagnostic for heating and symmetry-breaking transitions. Inherently nonequilibrium phenomena—the 𝜋-quasienergy splitting of discrete time crystals and the anomalous edge modes of Floquet topological insulators—are traced to geometric phases. On the practical side, we exploit the intrinsic robustness of prethermal discrete time crystals for a highly frequency-selective DTC-based AC magnetic field sensing scheme and demonstrate it experimentally on a nuclear spin quantum simulator. We then generalize counterdiabatic driving to periodically driven systems. In particular, we derive a non-perturbative variational principle for the Floquet adiabatic gauge potential; this yields local, experimentally feasible control protocols for transitionless manipulation of Floquet states. We demonstrate this formalism on Floquet state preparation in an ultracold atom quantum simulator and many-body state transfer across a quantum phase transition, with significant improvements over unassisted protocols in both cases.
The evolution of a driven quantum system is said to be adiabatic whenever the state of the system stays close to an instantaneous eigenstate of its time-dependent Hamiltonian. The celebrated quantum adiabatic theorem ensures that such pure state adiabaticity can be maintained with arbitrary accuracy, provided one chooses a small enough driving rate. Here, we extend the notion of quantum adiabaticity to closed quantum systems initially prepared at finite temperature. In this case adiabaticity implies that the (mixed) state of the system stays close to a quasi-Gibbs state diagonal in the basis of the instantaneous eigenstates of the Hamiltonian. We prove a sufficient condition for the finite temperature adiabaticity. Remarkably, it turns out that the finite temperature adiabaticity can be more robust than the pure state adiabaticity with respect to increasing the system size. This can be the case for one-body systems with large Hilbert spaces, such as a particle in a large box, as well as for certain many-body systems. In particular, we present an example of a driven many-body system where, in the thermodynamic limit, the finite temperature adiabaticity is maintained, while the pure state adiabaticity breaks down. On the other hand, for generic many-body systems the scaling of the finite temperature adiabatic condition with the system size is exponential, analogously to pure state adiabatic conditions.
Abstract The traditional quantum adiabatic criterion based on instantaneous eigenenergy gaps becomes inadequate in certain periodically driven systems. In this work, we experimentally investigate the adiabatic mechanism in a superconducting transmon qubit driven by modulated microwave. We demonstrate that the adiabatic dynamics are governed by quasi-energy gaps between Floquet modes rather than by instantaneous eigenenergy gaps. In particular, we study the regime where the instantaneous eigenenergy gap closes and the traditional adiabatic picture fails, while the evolution nevertheless remains adiabatic due to a finite quasi-energy gap. The experimental observations reveal the role of the quasi-energy structure in the adiabatic mechanism of modulated driven systems. We further show that the flexibility of this adiabatic criterion may provide a method to shorten the duration of adiabatic evolution through adaptive parameter modulation. These results offer experimental insights into adiabatic mechanisms beyond the conventional framework and may facilitate the development of high-performance adiabatic quantum control protocols.
We develop a unified geometric framework for local non-adiabaticity in driven quantum systems. We show that the previously introduced AMT non adiabaticity parameter arises as a special realization of a more general geometric instability criterion governed by the normalized Fubini Study distinguishability speed. The local geometric evolution speed is identified as the physically relevant quantity controlling the onset of non-adiabatic instability. We introduce a universal dimensionless instability parameter measuring the competition between quantum-state evolution speed and spectral-gap protection. This quantity provides a local, gauge-invariant, and basis-independent criterion for arbitrary driven Hamiltonians. Near quantum critical points, the instability parameter diverges through inverse gap amplification, recovering the Kibble Zurek freeze-out condition directly from local geometric data. We prove that monotonic occupation-dependent nonlinear regulators geometrically compress the quantum metric, establishing a self-limitation theorem in which nonlinear spectral deformation confines the accessible region of projective Hilbert space under strong driving. The multimode extension yields a matrix-valued instability criterion that identifies collective instability channels invisible to scalar descriptions. The framework naturally extends to open quantum systems through the Bures metric and quantum Fisher geometry, where thermal mixing and Lindblad decay increase the instability threshold through geometric suppression of state distinguishability. The instability threshold further implies a universal geometric lower bound on coherent control time and quantum gate duration.
We consider a periodically driven quantum system described by a Hamiltonian which is the product of a slowly varying Hermitian operator $V(\mathbit{\ensuremath{\lambda}}\left(t\right))$ and a dimensionless periodic function with zero average. We demonstrate that the adiabatic evolution of the system within a fully degenerate Floquet band is accompanied by non-Abelian (noncommuting) geometric phases appearing when the slowly varying parameter $\mathbit{\ensuremath{\lambda}}=\mathbit{\ensuremath{\lambda}}\left(t\right)$ completes a closed loop. The geometric phases can have significant values even after completing a single cycle of the slow variable. Furthermore, there are no dynamical phases masking the non-Abelian Floquet geometric phases, as the former average to zero over an oscillation period. This can be used to precisely control the evolution of quantum systems, in particular for performing qubit operations. The general formalism is illustrated by analyzing a spin in an oscillating magnetic field with arbitrary strength and a slowly changing direction.
We consider a quantum system periodically driven with a strength which varies slowly on the scale of the driving period. The analysis is based on a general formulation of the Floquet theory relying on the extended Hilbert space. It is shown that the dynamics of the system can be described in terms of a slowly varying effective Floquet Hamiltonian that captures the long-term evolution, as well as rapidly oscillating micromotion operators. We obtain a systematic high-frequency expansion of all these operators. Generalizing the previous studies, the expanded effective Hamiltonian is now time dependent and contains extra terms appearing due to changes in the periodic driving. The same applies to the micromotion operators which exhibit a slow temporal dependence in addition to the rapid oscillations. As an illustration, we consider a quantum-mechanical spin in an oscillating magnetic field with a slowly changing direction. The effective evolution of the spin is then associated with non-Abelian geometric phases reflecting the geometry of the extended Floquet space. The developed formalism is general and also applies to other periodically driven systems, such as shaken optical lattices with a time-dependent shaking strength, a situation relevant to the cold-atom experiments.